0001009012-15-000006.txt : 20150128 0001009012-15-000006.hdr.sgml : 20150128 20150128145655 ACCESSION NUMBER: 0001009012-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 EFFECTIVENESS DATE: 20150128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 15554549 BUSINESS ADDRESS: STREET 1: 1033 SKOKIE BLVD., SUITE 310 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8472397100 MAIL ADDRESS: STREET 1: 1033 SKOKIE BLVD., SUITE 310 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009012 XXXXXXXX 12-31-2014 12-31-2014 ZAZOVE ASSOCIATES LLC
1033 SKOKIE BLVD., SUITE 310 NORTHBROOK IL 60062
13F HOLDINGS REPORT 028-05338 N
Steven M. Kleiman Chief Operating Officer 847.239.7100 Steven M. Kleiman Northbrook IL 01-28-2015 0 139 2450 false
INFORMATION TABLE 2 zazove13f12314.xml SCHEDULE 13F BANK OF AMERICA 7.25 CNV PFD L 060505682 384 330 SH SOLE 330 0 0 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 5705 443270 SH SOLE 443270 0 0 IRIDIUM COMMUNICATIONS PERP PFD CNV B 46269C409 5087 14000 SH SOLE 14000 0 0 STANLEY BLACK DECKER INC UNIT 99/99/9999 854502309 178090 1290881 SH SOLE 1290881 0 0 WELLS FARGO COMPANY PERP PFD CNV A 949746804 7275 5989 SH SOLE 5989 0 0 AMERICAN INTERNATIONAL GROUP INC. COM NEW 026874784 56 1000 SH SOLE 1000 0 0 AURICO GOLD INC. COM 05155C105 830 252910 SH SOLE 252910 0 0 BLACKROCK DEBT STRATEGIES FUND INC COM 09255R103 695 186921 SH SOLE 186921 0 0 CUMULUS MEDIA INC CL A 231082108 5447 1287800 SH SOLE 1287800 0 0 DIREXION DAILY GOLD MINERS BULL 3X DAILY GOLD MINER 25459Y389 670 60000 SH SOLE 60000 0 0 DOMINION RESOURCES INC/VA COM 25746U109 3521 45787 SH SOLE 45787 0 0 DURECT CORPORATION COM 266605104 681 862490 SH SOLE 862490 0 0 EASTMAN KODAK COMPANY COM NEW 277461406 4154 191348 SH SOLE 191348 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 2849 201785 SH SOLE 201785 0 0 EATON VANCE SHORT DURATION DIVERSIFIED INC FUND COM 27828V104 58 4133 SH SOLE 4133 0 0 EMMIS COMMUNICATION CL A 291525103 2019 1079897 SH SOLE 1079897 0 0 LIBERTY BROADBAND COM SER A 530307107 125 2500 SH SOLE 2500 0 0 LIBERTY BROADBAND COM SER C 530307305 249 5000 SH SOLE 5000 0 0 LIBERTY MEDIA CL A 531229102 353 10000 SH SOLE 10000 0 0 LIBERTY MEDIA COM SER C 531229300 701 20000 SH SOLE 20000 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM SHS 67073D102 2175 248024 SH SOLE 248024 0 0 NUVEEN FLOATING RATE INCOME FUND COM 67072T108 352 32071 SH SOLE 32071 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM SHS 6706EN100 389 34542 SH SOLE 34542 0 0 NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND COM 67074X107 32 1900 SH SOLE 1900 0 0 RADIO ONE INC. CL D NON VTG 75040P405 3223 1929824 SH SOLE 1929824 0 0 THOMPSON CREEK METALS COMPANY INC. COM 884768102 1692 1013077 SH SOLE 1013077 0 0 LIBERTY BROADBAND DISTRIBUTION RIGHTS RIGHT 01/09/2015 530307115 14 1500 SH SOLE 1500 0 0 GENERAL MOTORS CORP - CLASS C *W EXP 12/31/201 37045V134 1950 1695956 SH SOLE 1695956 0 0 KINDER MORGAN ENERGY PARTNERS *W EXP 05/25/201 49456B119 54209 12725171 SH SOLE 12725171 0 0 EASTMAN KODAK *W EXP 09/03/201 277461133 86 11308 SH SOLE 11308 0 0 EASTMAN KODAK *W EXP 09/03/201 277461141 70 11308 SH SOLE 11308 0 0 JP MORGAN CHASE CO. *W EXP 10/28/201 46634E114 6399 307663 SH SOLE 307663 0 0 BANK OF AMERICA *W EXP 01/16/201 060505146 228 32400 SH SOLE 32400 0 0 GENERAL MOTORS CORP - CLASS B *W EXP 07/10/201 37045V126 16540 972920 SH SOLE 972920 0 0 AMERICAN INTERNATIONAL GROUP *W EXP 01/19/202 026874156 22600 917938 SH SOLE 917938 0 0 NEW YORK COMMUNITY BANCORP TRUST UNIT 11/01/2051 64944P307 34147 684647 SH SOLE 684647 0 0 ANNALY MORTGAGE MANAGEMENT INC NOTE 4.000 2/1 035710AA0 49425 48875000 PRN SOLE 0 0 0 BPZ RESOURCES INC. MTNF 6.500 3/0 055639AB4 1368 2605000 PRN SOLE 0 0 0 CEMEX S.A. NOTE 4.875 3/1 151290AV5 29452 28500000 PRN SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 7.000 3/1 52729NBP4 65043 36010000 PRN SOLE 0 0 0 PROLOGIS INC NOTE 3.250 3/1 74340XAT8 41953 37605000 PRN SOLE 0 0 0 MGM MIRAGE NOTE 4.250 4/1 55303QAE0 19189 16225000 PRN SOLE 0 0 0 ANNALY MORTGAGE MANAGEMENT INC NOTE 5.000 5/1 035710AB8 654 650000 PRN SOLE 0 0 0 RITE AID CORP NOTE 8.500 5/1 767754BU7 7922 2710000 PRN SOLE 0 0 0 TTM TECHNOLOGIES INC NOTE 3.250 5/1 87305RAC3 558 555000 PRN SOLE 0 0 0 RAYONIER INC NOTE 4.500 8/1 75508AAC0 111344 91785000 PRN SOLE 0 0 0 ENPRO INDUSTRIES INC DBCV 3.938 10/1 29355XAB3 40768 21261000 PRN SOLE 0 0 0 UNITED RENTALS INC NOTE 4.000 11/1 911363AL3 64 7000 PRN SOLE 0 0 0 DENDREON CORP NOTE 2.875 1/1 24823QAC1 1051 1695000 PRN SOLE 0 0 0 KCAP FINANCIAL INC NOTE 8.750 3/1 500233AB7 30913 28590000 PRN SOLE 0 0 0 LAM RESEARCH CORPORATION NOTE 0.500 5/1 512807AJ7 2113 1605000 PRN SOLE 0 0 0 ICONIX BRAND GROUP INC NOTE 2.500 6/0 451055AE7 4574 3876000 PRN SOLE 0 0 0 MOLYCORP INC. NOTE 3.250 6/1 608753AA7 906 2415000 PRN SOLE 0 0 0 BGC PARTNERS INC. NOTE 4.500 7/1 05541TAD3 7920 7419000 PRN SOLE 0 0 0 ELECTRONIC ARTS INC. NOTE 0.750 7/1 285512AA7 40478 26840000 PRN SOLE 0 0 0 DEALERTRACK TECHNOLOGIES INC NOTE 1.500 3/1 242309AB8 34410 26520000 PRN SOLE 0 0 0 MGIC INVESTMENT CORPORATION NOTE 5.000 5/0 552848AD5 313 280000 PRN SOLE 0 0 0 MEDICINES COMPANY DBCV 1.375 6/0 584688AC9 46882 40225000 PRN SOLE 0 0 0 XILINX INC NOTE 2.625 6/1 983919AF8 79525 52775000 PRN SOLE 0 0 0 NEWMONT MINING CORP NOTE 1.625 7/1 651639AJ5 20099 19800000 PRN SOLE 0 0 0 MOLYCORP INC. NOTE 6.000 9/0 608753AF6 7441 25658000 PRN SOLE 0 0 0 SEQUENOM INC. NOTE 5.000 10/0 817337AB4 19531 18940000 PRN SOLE 0 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.375 10/1 74348TAK8 12836 12900000 PRN SOLE 0 0 0 VOLCANO CORPORATION NOTE 1.750 12/0 928645AB6 1338 1350000 PRN SOLE 0 0 0 MOLYCORP INC. NOTE 5.500 2/0 608753AH2 4998 17235000 PRN SOLE 0 0 0 PDL BIOPHARMA INC NOTE 4.000 2/0 69329YAF1 12725 13180000 PRN SOLE 0 0 0 SOLAZYME INC. NOTE 6.000 2/0 83415TAB7 5119 8620000 PRN SOLE 0 0 0 PRICELINE.COM DEBT 1.000 3/1 741503AQ9 30236 22830000 PRN SOLE 0 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.750 3/1 74348TAL6 7361 7361000 PRN SOLE 0 0 0 GREENBRIER COMPANIES NOTE 3.500 4/0 393657AH4 21280 14087000 PRN SOLE 0 0 0 SALESFORCE.COM INC. NOTE 0.250 4/0 79466LAD6 496 435000 PRN SOLE 0 0 0 ALASKA COMMUNICATIONS SYSTEMS GROUP INC NOTE 6.250 5/0 01167PAE1 22835 24228000 PRN SOLE 0 0 0 SAFEGUARD SCIENTIFICS DBCV 5.250 5/1 786449AK4 3407 2650000 PRN SOLE 0 0 0 NETSUITE INC NOTE 0.250 6/0 64118QAB3 209 185000 PRN SOLE 0 0 0 BROOKDALE SENIOR LIVING INC. NOTE 2.750 6/1 112463AA2 2044 1500000 PRN SOLE 0 0 0 FXCM INC. NOTE 2.250 6/1 302693AB2 7549 7215000 PRN SOLE 0 0 0 JANUS CAPITAL GROUP INC NOTE 0.750 7/1 47102XAH8 28935 19067000 PRN SOLE 0 0 0 AMERICAN REALTY CAPITAL PROPERTIES INC. NOTE 3.000 8/0 02917TAA2 1064 1150000 PRN SOLE 0 0 0 CHART INDUSTRIES INC. NOTE 2.000 8/0 16115QAC4 47172 49025000 PRN SOLE 0 0 0 SERVICESOURCE INTERNATIONAL INC NOTE 1.500 8/0 81763UAB6 1213 1580000 PRN SOLE 0 0 0 WEB.COM GROUP INC. NOTE 1.000 8/1 94733AAA2 69 75000 PRN SOLE 0 0 0 GSV CAPITAL CORP. NOTE 5.250 9/1 36191JAB7 917 995000 PRN SOLE 0 0 0 B2GOLD CORPORATION NOTE 3.250 10/0 11777QAB6 19739 22525000 PRN SOLE 0 0 0 SERVICENOW INC. NOTE 81762PAB8 143 125000 PRN SOLE 0 0 0 AIR LEASE CORPORATION COM NEW 00912XAK0 259 190000 PRN SOLE 0 0 0 NVIDIA CORP NOTE 1.000 12/0 67066GAC8 52038 45250000 PRN SOLE 0 0 0 ENERGY XXI (BERMUDA) LTD NOTE 3.000 12/1 29274UAB7 283 960000 PRN SOLE 0 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875 1/1 74348TAM4 400 400000 PRN SOLE 0 0 0 SUPERNUS PHARMACEUTICALS NOTE 7.500 5/0 868459AB4 16675 9599000 PRN SOLE 0 0 0 SPIRIT REALTY CAPITAL INC. NOTE 2.875 5/1 84860WAA0 11486 11780000 PRN SOLE 0 0 0 JARDEN CORPORATION NOTE 1.500 6/1 471109AL2 284 215000 PRN SOLE 0 0 0 ROYAL GOLD INC NOTE 2.875 6/1 780287AA6 78562 75905000 PRN SOLE 0 0 0 AFFYMETRIX INC NOTE 4.000 7/0 00826TAH1 5009 2800000 PRN SOLE 0 0 0 KEYW HOLDING CORP. NOTE 2.500 7/1 493723AA8 36652 40000000 PRN SOLE 0 0 0 MACQUARIE INFRASTRUCTURE COMPANY LLC NOTE 2.875 7/1 55608BAA3 12508 11020000 PRN SOLE 0 0 0 CALLAWAY GOLF COMPANY NOTE 3.750 8/1 131193AC8 17887 15958000 PRN SOLE 0 0 0 SYNCHRONOSS TECHNOLOGIES INC. NOTE 0.750 8/1 87157BAA1 3149 3000000 PRN SOLE 0 0 0 HORNBECK OFFSHORE SERVICES INC NOTE 1.500 9/0 440543AN6 3613 4330000 PRN SOLE 0 0 0 SOLAZYME INC. NOTE 5.000 10/0 83415TAC5 7521 16530000 PRN SOLE 0 0 0 MONSTER WORLDWIDE NOTE 3.500 10/19 611742AA5 12855 12000000 PRN SOLE 0 0 0 RTI INTERNATIONAL METALS INC. NOTE 1.625 10/1 74973WAB3 370 380000 PRN SOLE 0 0 0 ANI PHARMACEUTICALS INC. NOTE 3.000 12/0 00182CAA1 2955 2814000 PRN SOLE 0 0 0 COBALT INTERNATIONAL ENERGY INC. NOTE 2.625 12/0 19075FAA4 35 55000 PRN SOLE 0 0 0 MGIC INVESTMENT CORPORATION NOTE 2.000 4/0 552848AE3 212 145000 PRN SOLE 0 0 0 PRICELINE.COM NOTE 0.350 6/1 741503AS5 4369 3865000 PRN SOLE 0 0 0 JOHNSON JOHNSON SDCV 7/2 02261WAB5 189144 131204000 PRN SOLE 0 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 1.500 10/1 09061GAF8 152 125000 PRN SOLE 0 0 0 SANDISK CORP NOTE 0.500 10/1 80004CAF8 4933 4090000 PRN SOLE 0 0 0 INCYTE CORP. NOTE 1.250 11/1 45337CAN2 308 200000 PRN SOLE 0 0 0 RPM INTERNATIONAL INC NOTE 2.250 12/1 749685AT0 163 140000 PRN SOLE 0 0 0 COLONY FINANCIAL INC NOTE 3.875 1/1 19624RAB2 27514 26980000 PRN SOLE 0 0 0 DANAHER CORPORATION NOTE 235851AF9 62 25000 PRN SOLE 0 0 0 TESLA MOTORS INC. NOTE 1.250 3/0 88160RAC5 1804 2000000 PRN SOLE 0 0 0 SPIRIT REALTY CAPITAL INC. NOTE 3.750 5/1 84860WAB8 7678 7850000 PRN SOLE 0 0 0 ACORDA THERAPEUTICS INC. NOTE 1.750 6/1 00484MAA4 5300 4600000 PRN SOLE 0 0 0 DEPOMED INC. NOTE 2.500 9/0 249908AA2 1892 1740000 PRN SOLE 0 0 0 LABORATORY CORP OF AMER HLDGS NOTE 9/1 50540RAG7 112218 77344000 PRN SOLE 0 0 0 COLONY FINANCIAL INC NOTE 5.000 4/1 19624RAA4 3921 3670000 PRN SOLE 0 0 0 LIBERTY MEDIA NOTE 1.375 10/1 531229AB8 138166 140306000 PRN SOLE 0 0 0 TEVA PHARM DBCV 0.250 2/0 88163VAE9 165074 120547000 PRN SOLE 0 0 0 ON SEMICONDUCTOR CORP NOTE 2.625 12/1 682189AH8 185 155000 PRN SOLE 0 0 0 ARVINMERITOR INC FRNT 4.000 2/1 043353AH4 1148 1084000 PRN SOLE 0 0 0 SEACOR HOLDING INC NOTE 2.500 12/1 811904AM3 8339 7920000 PRN SOLE 0 0 0 SEACOR HOLDING INC NOTE 3.000 11/1 81170YAB5 3456 3735000 PRN SOLE 0 0 0 WESCO INTERNATIONAL INC DBCV 6.000 9/1 95082PAH8 161 60000 PRN SOLE 0 0 0 JEFFERIES GROUP INC DBCV 3.875 11/0 472319AG7 8190 7875000 PRN SOLE 0 0 0 LIBERTY MEDIA DEB 3.750 2/1 530715AL5 548 860000 PRN SOLE 0 0 0 TOLL BROTHERS INC. NOTE 0.500 9/1 88947EAM2 3537 3445000 PRN SOLE 0 0 0 STILLWATER MINING CO. NOTE 1.750 10/1 86074QAL6 68491 55374000 PRN SOLE 0 0 0 FLUIDIGM CORPORATION NOTE 2.750 2/0 34385PAA6 108 115000 PRN SOLE 0 0 0 SPECTRANETICS CORPORATION MTNF 2.625 6/0 84760CAA5 927 720000 PRN SOLE 0 0 0 INTEL CORP SDCV 2.950 12/1 458140AD2 462 350000 PRN SOLE 0 0 0 CHESAPEAKE ENERGY CORPORATION NOTE 2.500 5/1 165167CA3 1575 1620000 PRN SOLE 0 0 0 BRISTOW GROUP INC NOTE 3.000 6/1 110394AC7 29665 28212000 PRN SOLE 0 0 0 INTEL CORPORATION SDCV 3.250 8/0 458140AF7 137903 79118000 PRN SOLE 0 0 0 DEVELOPERS DIVERSIFIED REALTY CORP NOTE 1.750 11/1 251591AX1 247 200000 PRN SOLE 0 0 0 PEABODY ENERGY CORP SDCV 4.750 12/1 704549AG9 60 115000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 3.000 11/1 595112AY9 789 595000 PRN SOLE 0 0 0 OMNICARE INC NOTE 3.500 2/1 681904AQ1 432 360000 PRN SOLE 0 0 0