0001009012-15-000006.txt : 20150128
0001009012-15-000006.hdr.sgml : 20150128
20150128145655
ACCESSION NUMBER: 0001009012-15-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150128
DATE AS OF CHANGE: 20150128
EFFECTIVENESS DATE: 20150128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC
CENTRAL INDEX KEY: 0001009012
IRS NUMBER: 363984373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05338
FILM NUMBER: 15554549
BUSINESS ADDRESS:
STREET 1: 1033 SKOKIE BLVD., SUITE 310
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 8472397100
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BLVD., SUITE 310
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009012
XXXXXXXX
12-31-2014
12-31-2014
ZAZOVE ASSOCIATES LLC
1033 SKOKIE BLVD., SUITE 310
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-05338
N
Steven M. Kleiman
Chief Operating Officer
847.239.7100
Steven M. Kleiman
Northbrook
IL
01-28-2015
0
139
2450
false
INFORMATION TABLE
2
zazove13f12314.xml
SCHEDULE 13F
BANK OF AMERICA
7.25 CNV PFD L
060505682
384
330
SH
SOLE
330
0
0
EMMIS COMMUNICATIONS CORP
PFD CV SER A
291525202
5705
443270
SH
SOLE
443270
0
0
IRIDIUM COMMUNICATIONS
PERP PFD CNV B
46269C409
5087
14000
SH
SOLE
14000
0
0
STANLEY BLACK DECKER INC
UNIT 99/99/9999
854502309
178090
1290881
SH
SOLE
1290881
0
0
WELLS FARGO COMPANY
PERP PFD CNV A
949746804
7275
5989
SH
SOLE
5989
0
0
AMERICAN INTERNATIONAL GROUP INC.
COM NEW
026874784
56
1000
SH
SOLE
1000
0
0
AURICO GOLD INC.
COM
05155C105
830
252910
SH
SOLE
252910
0
0
BLACKROCK DEBT STRATEGIES FUND INC
COM
09255R103
695
186921
SH
SOLE
186921
0
0
CUMULUS MEDIA INC
CL A
231082108
5447
1287800
SH
SOLE
1287800
0
0
DIREXION DAILY GOLD MINERS BULL 3X
DAILY GOLD MINER
25459Y389
670
60000
SH
SOLE
60000
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
3521
45787
SH
SOLE
45787
0
0
DURECT CORPORATION
COM
266605104
681
862490
SH
SOLE
862490
0
0
EASTMAN KODAK COMPANY
COM NEW
277461406
4154
191348
SH
SOLE
191348
0
0
EATON VANCE LIMITED DURATION INCOME FUND
COM
27828H105
2849
201785
SH
SOLE
201785
0
0
EATON VANCE SHORT DURATION DIVERSIFIED INC FUND
COM
27828V104
58
4133
SH
SOLE
4133
0
0
EMMIS COMMUNICATION
CL A
291525103
2019
1079897
SH
SOLE
1079897
0
0
LIBERTY BROADBAND
COM SER A
530307107
125
2500
SH
SOLE
2500
0
0
LIBERTY BROADBAND
COM SER C
530307305
249
5000
SH
SOLE
5000
0
0
LIBERTY MEDIA
CL A
531229102
353
10000
SH
SOLE
10000
0
0
LIBERTY MEDIA
COM SER C
531229300
701
20000
SH
SOLE
20000
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM SHS
67073D102
2175
248024
SH
SOLE
248024
0
0
NUVEEN FLOATING RATE INCOME FUND
COM
67072T108
352
32071
SH
SOLE
32071
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COM SHS
6706EN100
389
34542
SH
SOLE
34542
0
0
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
COM
67074X107
32
1900
SH
SOLE
1900
0
0
RADIO ONE INC.
CL D NON VTG
75040P405
3223
1929824
SH
SOLE
1929824
0
0
THOMPSON CREEK METALS COMPANY INC.
COM
884768102
1692
1013077
SH
SOLE
1013077
0
0
LIBERTY BROADBAND DISTRIBUTION RIGHTS
RIGHT 01/09/2015
530307115
14
1500
SH
SOLE
1500
0
0
GENERAL MOTORS CORP - CLASS C
*W EXP 12/31/201
37045V134
1950
1695956
SH
SOLE
1695956
0
0
KINDER MORGAN ENERGY PARTNERS
*W EXP 05/25/201
49456B119
54209
12725171
SH
SOLE
12725171
0
0
EASTMAN KODAK
*W EXP 09/03/201
277461133
86
11308
SH
SOLE
11308
0
0
EASTMAN KODAK
*W EXP 09/03/201
277461141
70
11308
SH
SOLE
11308
0
0
JP MORGAN CHASE CO.
*W EXP 10/28/201
46634E114
6399
307663
SH
SOLE
307663
0
0
BANK OF AMERICA
*W EXP 01/16/201
060505146
228
32400
SH
SOLE
32400
0
0
GENERAL MOTORS CORP - CLASS B
*W EXP 07/10/201
37045V126
16540
972920
SH
SOLE
972920
0
0
AMERICAN INTERNATIONAL GROUP
*W EXP 01/19/202
026874156
22600
917938
SH
SOLE
917938
0
0
NEW YORK COMMUNITY BANCORP TRUST
UNIT 11/01/2051
64944P307
34147
684647
SH
SOLE
684647
0
0
ANNALY MORTGAGE MANAGEMENT INC
NOTE 4.000 2/1
035710AA0
49425
48875000
PRN
SOLE
0
0
0
BPZ RESOURCES INC.
MTNF 6.500 3/0
055639AB4
1368
2605000
PRN
SOLE
0
0
0
CEMEX S.A.
NOTE 4.875 3/1
151290AV5
29452
28500000
PRN
SOLE
0
0
0
LEVEL 3 COMMUNICATIONS INC
NOTE 7.000 3/1
52729NBP4
65043
36010000
PRN
SOLE
0
0
0
PROLOGIS INC
NOTE 3.250 3/1
74340XAT8
41953
37605000
PRN
SOLE
0
0
0
MGM MIRAGE
NOTE 4.250 4/1
55303QAE0
19189
16225000
PRN
SOLE
0
0
0
ANNALY MORTGAGE MANAGEMENT INC
NOTE 5.000 5/1
035710AB8
654
650000
PRN
SOLE
0
0
0
RITE AID CORP
NOTE 8.500 5/1
767754BU7
7922
2710000
PRN
SOLE
0
0
0
TTM TECHNOLOGIES INC
NOTE 3.250 5/1
87305RAC3
558
555000
PRN
SOLE
0
0
0
RAYONIER INC
NOTE 4.500 8/1
75508AAC0
111344
91785000
PRN
SOLE
0
0
0
ENPRO INDUSTRIES INC
DBCV 3.938 10/1
29355XAB3
40768
21261000
PRN
SOLE
0
0
0
UNITED RENTALS INC
NOTE 4.000 11/1
911363AL3
64
7000
PRN
SOLE
0
0
0
DENDREON CORP
NOTE 2.875 1/1
24823QAC1
1051
1695000
PRN
SOLE
0
0
0
KCAP FINANCIAL INC
NOTE 8.750 3/1
500233AB7
30913
28590000
PRN
SOLE
0
0
0
LAM RESEARCH CORPORATION
NOTE 0.500 5/1
512807AJ7
2113
1605000
PRN
SOLE
0
0
0
ICONIX BRAND GROUP INC
NOTE 2.500 6/0
451055AE7
4574
3876000
PRN
SOLE
0
0
0
MOLYCORP INC.
NOTE 3.250 6/1
608753AA7
906
2415000
PRN
SOLE
0
0
0
BGC PARTNERS INC.
NOTE 4.500 7/1
05541TAD3
7920
7419000
PRN
SOLE
0
0
0
ELECTRONIC ARTS INC.
NOTE 0.750 7/1
285512AA7
40478
26840000
PRN
SOLE
0
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500 3/1
242309AB8
34410
26520000
PRN
SOLE
0
0
0
MGIC INVESTMENT CORPORATION
NOTE 5.000 5/0
552848AD5
313
280000
PRN
SOLE
0
0
0
MEDICINES COMPANY
DBCV 1.375 6/0
584688AC9
46882
40225000
PRN
SOLE
0
0
0
XILINX INC
NOTE 2.625 6/1
983919AF8
79525
52775000
PRN
SOLE
0
0
0
NEWMONT MINING CORP
NOTE 1.625 7/1
651639AJ5
20099
19800000
PRN
SOLE
0
0
0
MOLYCORP INC.
NOTE 6.000 9/0
608753AF6
7441
25658000
PRN
SOLE
0
0
0
SEQUENOM INC.
NOTE 5.000 10/0
817337AB4
19531
18940000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.375 10/1
74348TAK8
12836
12900000
PRN
SOLE
0
0
0
VOLCANO CORPORATION
NOTE 1.750 12/0
928645AB6
1338
1350000
PRN
SOLE
0
0
0
MOLYCORP INC.
NOTE 5.500 2/0
608753AH2
4998
17235000
PRN
SOLE
0
0
0
PDL BIOPHARMA INC
NOTE 4.000 2/0
69329YAF1
12725
13180000
PRN
SOLE
0
0
0
SOLAZYME INC.
NOTE 6.000 2/0
83415TAB7
5119
8620000
PRN
SOLE
0
0
0
PRICELINE.COM
DEBT 1.000 3/1
741503AQ9
30236
22830000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.750 3/1
74348TAL6
7361
7361000
PRN
SOLE
0
0
0
GREENBRIER COMPANIES
NOTE 3.500 4/0
393657AH4
21280
14087000
PRN
SOLE
0
0
0
SALESFORCE.COM INC.
NOTE 0.250 4/0
79466LAD6
496
435000
PRN
SOLE
0
0
0
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
NOTE 6.250 5/0
01167PAE1
22835
24228000
PRN
SOLE
0
0
0
SAFEGUARD SCIENTIFICS
DBCV 5.250 5/1
786449AK4
3407
2650000
PRN
SOLE
0
0
0
NETSUITE INC
NOTE 0.250 6/0
64118QAB3
209
185000
PRN
SOLE
0
0
0
BROOKDALE SENIOR LIVING INC.
NOTE 2.750 6/1
112463AA2
2044
1500000
PRN
SOLE
0
0
0
FXCM INC.
NOTE 2.250 6/1
302693AB2
7549
7215000
PRN
SOLE
0
0
0
JANUS CAPITAL GROUP INC
NOTE 0.750 7/1
47102XAH8
28935
19067000
PRN
SOLE
0
0
0
AMERICAN REALTY CAPITAL PROPERTIES INC.
NOTE 3.000 8/0
02917TAA2
1064
1150000
PRN
SOLE
0
0
0
CHART INDUSTRIES INC.
NOTE 2.000 8/0
16115QAC4
47172
49025000
PRN
SOLE
0
0
0
SERVICESOURCE INTERNATIONAL INC
NOTE 1.500 8/0
81763UAB6
1213
1580000
PRN
SOLE
0
0
0
WEB.COM GROUP INC.
NOTE 1.000 8/1
94733AAA2
69
75000
PRN
SOLE
0
0
0
GSV CAPITAL CORP.
NOTE 5.250 9/1
36191JAB7
917
995000
PRN
SOLE
0
0
0
B2GOLD CORPORATION
NOTE 3.250 10/0
11777QAB6
19739
22525000
PRN
SOLE
0
0
0
SERVICENOW INC.
NOTE
81762PAB8
143
125000
PRN
SOLE
0
0
0
AIR LEASE CORPORATION
COM NEW
00912XAK0
259
190000
PRN
SOLE
0
0
0
NVIDIA CORP
NOTE 1.000 12/0
67066GAC8
52038
45250000
PRN
SOLE
0
0
0
ENERGY XXI (BERMUDA) LTD
NOTE 3.000 12/1
29274UAB7
283
960000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875 1/1
74348TAM4
400
400000
PRN
SOLE
0
0
0
SUPERNUS PHARMACEUTICALS
NOTE 7.500 5/0
868459AB4
16675
9599000
PRN
SOLE
0
0
0
SPIRIT REALTY CAPITAL INC.
NOTE 2.875 5/1
84860WAA0
11486
11780000
PRN
SOLE
0
0
0
JARDEN CORPORATION
NOTE 1.500 6/1
471109AL2
284
215000
PRN
SOLE
0
0
0
ROYAL GOLD INC
NOTE 2.875 6/1
780287AA6
78562
75905000
PRN
SOLE
0
0
0
AFFYMETRIX INC
NOTE 4.000 7/0
00826TAH1
5009
2800000
PRN
SOLE
0
0
0
KEYW HOLDING CORP.
NOTE 2.500 7/1
493723AA8
36652
40000000
PRN
SOLE
0
0
0
MACQUARIE INFRASTRUCTURE COMPANY LLC
NOTE 2.875 7/1
55608BAA3
12508
11020000
PRN
SOLE
0
0
0
CALLAWAY GOLF COMPANY
NOTE 3.750 8/1
131193AC8
17887
15958000
PRN
SOLE
0
0
0
SYNCHRONOSS TECHNOLOGIES INC.
NOTE 0.750 8/1
87157BAA1
3149
3000000
PRN
SOLE
0
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE 1.500 9/0
440543AN6
3613
4330000
PRN
SOLE
0
0
0
SOLAZYME INC.
NOTE 5.000 10/0
83415TAC5
7521
16530000
PRN
SOLE
0
0
0
MONSTER WORLDWIDE
NOTE 3.500 10/19
611742AA5
12855
12000000
PRN
SOLE
0
0
0
RTI INTERNATIONAL METALS INC.
NOTE 1.625 10/1
74973WAB3
370
380000
PRN
SOLE
0
0
0
ANI PHARMACEUTICALS INC.
NOTE 3.000 12/0
00182CAA1
2955
2814000
PRN
SOLE
0
0
0
COBALT INTERNATIONAL ENERGY INC.
NOTE 2.625 12/0
19075FAA4
35
55000
PRN
SOLE
0
0
0
MGIC INVESTMENT CORPORATION
NOTE 2.000 4/0
552848AE3
212
145000
PRN
SOLE
0
0
0
PRICELINE.COM
NOTE 0.350 6/1
741503AS5
4369
3865000
PRN
SOLE
0
0
0
JOHNSON JOHNSON
SDCV 7/2
02261WAB5
189144
131204000
PRN
SOLE
0
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.500 10/1
09061GAF8
152
125000
PRN
SOLE
0
0
0
SANDISK CORP
NOTE 0.500 10/1
80004CAF8
4933
4090000
PRN
SOLE
0
0
0
INCYTE CORP.
NOTE 1.250 11/1
45337CAN2
308
200000
PRN
SOLE
0
0
0
RPM INTERNATIONAL INC
NOTE 2.250 12/1
749685AT0
163
140000
PRN
SOLE
0
0
0
COLONY FINANCIAL INC
NOTE 3.875 1/1
19624RAB2
27514
26980000
PRN
SOLE
0
0
0
DANAHER CORPORATION
NOTE
235851AF9
62
25000
PRN
SOLE
0
0
0
TESLA MOTORS INC.
NOTE 1.250 3/0
88160RAC5
1804
2000000
PRN
SOLE
0
0
0
SPIRIT REALTY CAPITAL INC.
NOTE 3.750 5/1
84860WAB8
7678
7850000
PRN
SOLE
0
0
0
ACORDA THERAPEUTICS INC.
NOTE 1.750 6/1
00484MAA4
5300
4600000
PRN
SOLE
0
0
0
DEPOMED INC.
NOTE 2.500 9/0
249908AA2
1892
1740000
PRN
SOLE
0
0
0
LABORATORY CORP OF AMER HLDGS
NOTE 9/1
50540RAG7
112218
77344000
PRN
SOLE
0
0
0
COLONY FINANCIAL INC
NOTE 5.000 4/1
19624RAA4
3921
3670000
PRN
SOLE
0
0
0
LIBERTY MEDIA
NOTE 1.375 10/1
531229AB8
138166
140306000
PRN
SOLE
0
0
0
TEVA PHARM
DBCV 0.250 2/0
88163VAE9
165074
120547000
PRN
SOLE
0
0
0
ON SEMICONDUCTOR CORP
NOTE 2.625 12/1
682189AH8
185
155000
PRN
SOLE
0
0
0
ARVINMERITOR INC
FRNT 4.000 2/1
043353AH4
1148
1084000
PRN
SOLE
0
0
0
SEACOR HOLDING INC
NOTE 2.500 12/1
811904AM3
8339
7920000
PRN
SOLE
0
0
0
SEACOR HOLDING INC
NOTE 3.000 11/1
81170YAB5
3456
3735000
PRN
SOLE
0
0
0
WESCO INTERNATIONAL INC
DBCV 6.000 9/1
95082PAH8
161
60000
PRN
SOLE
0
0
0
JEFFERIES GROUP INC
DBCV 3.875 11/0
472319AG7
8190
7875000
PRN
SOLE
0
0
0
LIBERTY MEDIA
DEB 3.750 2/1
530715AL5
548
860000
PRN
SOLE
0
0
0
TOLL BROTHERS INC.
NOTE 0.500 9/1
88947EAM2
3537
3445000
PRN
SOLE
0
0
0
STILLWATER MINING CO.
NOTE 1.750 10/1
86074QAL6
68491
55374000
PRN
SOLE
0
0
0
FLUIDIGM CORPORATION
NOTE 2.750 2/0
34385PAA6
108
115000
PRN
SOLE
0
0
0
SPECTRANETICS CORPORATION
MTNF 2.625 6/0
84760CAA5
927
720000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 2.950 12/1
458140AD2
462
350000
PRN
SOLE
0
0
0
CHESAPEAKE ENERGY CORPORATION
NOTE 2.500 5/1
165167CA3
1575
1620000
PRN
SOLE
0
0
0
BRISTOW GROUP INC
NOTE 3.000 6/1
110394AC7
29665
28212000
PRN
SOLE
0
0
0
INTEL CORPORATION
SDCV 3.250 8/0
458140AF7
137903
79118000
PRN
SOLE
0
0
0
DEVELOPERS DIVERSIFIED REALTY CORP
NOTE 1.750 11/1
251591AX1
247
200000
PRN
SOLE
0
0
0
PEABODY ENERGY CORP
SDCV 4.750 12/1
704549AG9
60
115000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.000 11/1
595112AY9
789
595000
PRN
SOLE
0
0
0
OMNICARE INC
NOTE 3.500 2/1
681904AQ1
432
360000
PRN
SOLE
0
0
0