COO

0001009012-14-000003.txt : 20140205 0001009012-14-000003.hdr.sgml : 20140205 20140205113441 ACCESSION NUMBER: 0001009012-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 EFFECTIVENESS DATE: 20140205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 14575064 BUSINESS ADDRESS: STREET 1: 1033 SKOKIE BLVD., SUITE 310 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8472397100 MAIL ADDRESS: STREET 1: 1033 SKOKIE BLVD., SUITE 310 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009012 XXXXXXXX 12-31-2013 12-31-2013 ZAZOVE ASSOCIATES LLC

1033 SKOKIE BLVD., SUITE 310 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-05338 N Steven M. Kleiman COO 847-239-7100 Steven M. Kleiman Northbrook IL 02-05-2014 0 107 2780 false INFORMATION TABLE 2 zazove13f123113.xml FORM 13F HR AMERICAN AIRLINES GROUP INC. COM 02376R102 368 14584 SH SOLE 14584 0 0 AMERICAN INTERNATIONAL GROUP W EXP 01/19/202 026874156 18540 915550 SH SOLE 915550 0 0 AURICO GOLD INC. COM 05155C105 926 252910 SH SOLE 252910 0 0 BANK OF AMERICA 7.25 CNV PFD L 060505682 737 695 SH SOLE 695 0 0 BLACKROCK SENIOR HIGH INCOME COM 09255R103 745 186700 SH SOLE 186700 0 0 CAPITAL ONE FINANCIAL CORPORATION *W EXP 11/14/201 14040H139 10363 292406 SH SOLE 292406 0 0 VELOCITYSHARES DAILY EXCHTRADE SHTERM 22539T613 533 71000 SH SOLE 71000 0 0 DIREXION DAILY GOLD MINERS DAILY GOLD MINER 25459Y389 1919 70000 SH SOLE 70000 0 0 DURECT CORPORATION COM 266605104 1511 873140 SH SOLE 873140 0 0 EMC CORPORATION COM 268648102 48847 1942222 SH SOLE 1942222 0 0 EASTMAN KODAK *W EXP 09/03/201 277461133 341 17313 SH SOLE 17313 0 0 EASTMAN KODAK *W EXP 09/03/201 277461141 319 17313 SH SOLE 17313 0 0 EASTMAN KODAK COMPANY COM NEW 277461406 142 4085 SH SOLE 4085 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 3087 201785 SH SOLE 201785 0 0 EMMIS COMMUNICATION CL A 291525103 2905 1079897 SH SOLE 1079897 0 0 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 6534 443270 SH SOLE 443270 0 0 JP MORGAN CHASE & CO. *W EXP 10/28/201 46634E114 6156 317463 SH SOLE 317463 0 0 KEYCORP PFD 7.75 SR A 493267405 5543 43055 SH SOLE 43055 0 0 KINDER MORGAN ENERGY PARTNERS *W EXP 05/25/201 49456B119 34631 8529704 SH SOLE 8529704 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM SHS 6706EN100 421 34542 SH SOLE 34542 0 0 NUVEEN FLOATING RATE INCOME FUND COM 67072T108 382 32071 SH SOLE 32071 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM SHS 67073D102 1490 153124 SH SOLE 153124 0 0 RADIO ONE, INC. 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