0000100885-14-000174.txt : 20141124 0000100885-14-000174.hdr.sgml : 20141124 20141124193403 ACCESSION NUMBER: 0000100885-14-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 5214 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MICHAEL W CENTRAL INDEX KEY: 0001277000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 141247566 MAIL ADDRESS: STREET 1: C/O UNION PACIFIC CORP STREET 2: 1416 DODGE STREET CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-21 0 0000100885 UNION PACIFIC CORP UNP 0001277000 MCCONNELL MICHAEL W BROWN BROTHERS HARRIMAN & CO. 140 BROADWAY NEW YORK NY 10005-1101 1 0 0 0 Common Stock 2014-11-21 4 M 0 12200 14.78 A 24880 D Common Stock 2014-11-21 4 S 0 12200 121.7952 D 12680 D Non-Qualified Stock Option (right to buy) 14.78 2014-11-21 4 M 0 12200 0 D 2006-01-27 2015-01-27 Common Stock 12200 0 D On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. This transaction was executed in multiple trades at prices ranging from $121.7700 to $121.8550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. By: Trevor L. Kingston, Attorney-in-Fact For: Michael W. McConnell 2014-11-24