0000100885-14-000138.txt : 20140902 0000100885-14-000138.hdr.sgml : 20140901 20140902131118 ACCESSION NUMBER: 0000100885-14-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 5214 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUREN DIANE K CENTRAL INDEX KEY: 0001563283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 141077060 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET, STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-08-29 0 0000100885 UNION PACIFIC CORP UNP 0001563283 DUREN DIANE K 1400 DOUGLAS STREET OMAHA NE 68179 0 1 0 0 EVP & CORPORATE SECRETARY Common Stock 2014-08-29 4 M 0 7626 66 A 139036 D Common Stock 2014-08-29 4 S 0 7626 105.0375 D 131410 D Common Stock 2014-08-29 4 M 0 9376 57.37 A 140786 D Common Stock 2014-08-29 4 S 0 9376 105.0375 D 131410 D Common Stock 2014-08-29 4 M 0 14346 46.8 A 145756 D Common Stock 2014-08-29 4 S 0 14346 105.0375 D 131410 D Common Stock 9451.1273 I By Deferral Account Non-Qualified Stock Option (right to buy) 46.8 2014-08-29 4 M 0 14346 0 D 2012-02-03 2021-02-03 Common Stock 14346 0 D Non-Qualified Stock Option (right to buy) 57.37 2014-08-29 4 M 0 9376 0 D 2013-02-02 2022-02-02 Common Stock 9376 4688 D Non-Qualified Stock Option (right to buy) 66 2014-08-29 4 M 0 7626 0 D 2014-02-07 2013-02-07 Common Stock 7626 15252 D On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2014. This transaction was executed in multiple trades at prices ranging from $104.63 to $105.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. This option becomes exercisable in three equal installments starting one year from the grant date. By: Trevor L. Kingston, Attorney-in-Fact For: Diane K. Duren 2014-09-02