-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BWzFaXmDCVP4mWM7nxsWSbcr7BQV9RkhJtQYm/bOn8JkyIuw+ZaNl1+/s7rAm4mE hayJNZiNzhaTyJd9EbbsTQ== 0001041602-10-000020.txt : 20100219 0001041602-10-000020.hdr.sgml : 20100219 20100219173021 ACCESSION NUMBER: 0001041602-10-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100217 FILED AS OF DATE: 20100219 DATE AS OF CHANGE: 20100219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNGER WILLIAM D CENTRAL INDEX KEY: 0001008446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620544 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEIDRICH A GRANT III CENTRAL INDEX KEY: 0001008455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620546 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MYERS FRANK G JR CENTRAL INDEX KEY: 0001197106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620545 MAIL ADDRESS: STREET 1: 2800 SANDHILL ROAD SUITE 250 CITY: MENIO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III CENTRAL INDEX KEY: 0001197110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620543 MAIL ADDRESS: STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES STREET 2: 225 WEST WACKER DRIVE, SUITE 950 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3PAR Inc. CENTRAL INDEX KEY: 0001408501 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770510671 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4209 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510-413-5999 MAIL ADDRESS: STREET 1: 4209 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYFIELD IX MANAGEMENT LLC CENTRAL INDEX KEY: 0001041586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620548 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 8508545560 MAIL ADDRESS: STREET 1: C/O MAYFIELD FUND STREET 2: 2800 SAND HILL RD SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYFIELD IX CENTRAL INDEX KEY: 0001041602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620549 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYFIELD ASSOCIATES FUND IV L P CENTRAL INDEX KEY: 0001058335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10620547 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-17 0001408501 3PAR Inc. PAR 0001041602 MAYFIELD IX 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001041586 MAYFIELD IX MANAGEMENT LLC 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001058335 MAYFIELD ASSOCIATES FUND IV L P 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001008455 HEIDRICH A GRANT III 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001197106 MYERS FRANK G JR 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001008446 UNGER WILLIAM D 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001197110 AUKEN WENDELL G VAN III 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses Common Stock 2010-02-17 4 S 0 9219 9.464 D 3125724 D Common Stock 2010-02-17 4 S 0 575 9.464 D 194906 I by MF XI Common Stock 2010-02-17 4 S 0 192 9.464 D 64969 I by MF AVI Common Stock 2010-02-17 4 S 0 660 9.464 D 223779 I by MPF II Common Stock 2010-02-17 4 S 0 8031 9.464 D 2722791 I by MF IX Common Stock 2010-02-17 4 S 0 423 9.464 D 143304 I by MF AIV The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.45 to $9.49, inclusive. The Reporting Persons undertake to provide to 3PAR Inc., any security holder of 3PAR Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. The Reporting Persons for this Form 4 include Yogen K. Dalal; A. Grant Heidrich, III; David J. Ladd; Allen L. Morgan; F. Gibson Myers, Jr.; Janice M. Roberts; William D. Unger; Wendell G. Van Auken, III; Robert T. Vasan and the entities named in footnotes (4) and (5) below. Electronic filing limits the number of filers on any one Form 4 to 10. This Form 4 is filed as Part 2 of 2. Mr. Dalal, Mr. Ladd, Mr. Morgan, Ms. Roberts and Mr. Vasan are Managing Directors of Mayfield XI Management, LLC, which is the sole General Partner of each of Mayfield XI Qulaified (MF XI Q), Mayfield XI (MF XI) and Mayfield Associates Fund VI (MF AVI), and is the sole Managing Director of Mayfield Principals Fund II (MPF II). Such individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF XI Q, MF XI, MF AVI and MPF II, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein. Mr. Dalal, Mr. Heidrich, Mr. Myers, Mr. Unger and Mr. Van Auken are Managing Directors of Mayfield IX Management, LLC, which is the sole General Partner of Mayfield IX (MF IX) and Mayfield Associates Fund IV (MF AIV). Such individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF IX and MF AIV, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement. James T. Beck, Attorney-In-Fact for each of the Reporting Persons 2010-02-19 -----END PRIVACY-ENHANCED MESSAGE-----