0001001250-16-000184.txt : 20160607 0001001250-16-000184.hdr.sgml : 20160607 20160607170824 ACCESSION NUMBER: 0001001250-16-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160603 FILED AS OF DATE: 20160607 DATE AS OF CHANGE: 20160607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAL FAMILY PARTNERS LP CENTRAL INDEX KEY: 0001008092 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 161701985 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORTK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAL FAMILY CORP CENTRAL INDEX KEY: 0001008093 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 161701986 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-03 0001001250 ESTEE LAUDER COMPANIES INC EL 0001008092 LAL FAMILY PARTNERS LP C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 0001008093 LAL FAMILY CORP C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 Class A Common Stock 2016-06-03 4 C 0 200000 A 200000 D Class A Common Stock 2016-06-03 4 S 0 200000 93.10 D 0 D Class A Common Stock 2016-06-06 4 C 0 200000 A 200000 D Class A Common Stock 2016-06-06 4 S 0 200000 93.06 D 0 D Class A Common Stock 2016-06-07 4 C 0 200000 A 200000 D Class A Common Stock 2016-06-07 4 S 0 200000 93.41 D 0 D Class B Common Stock 2016-06-03 4 C 0 200000 D Class A Common Stock 200000 89459684 D Class B Common Stock 2016-06-06 4 C 0 200000 D Class A Common Stock 200000 89259684 D Class B Common Stock 2016-06-07 4 C 0 200000 D Class A Common Stock 200000 89059684 D LAL Family Partners L.P. ("LALFP") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Owned directly by LALFP. The sole general partner of LALFP is LAL Family Corporation ("LALFC"). LALFC indirectly beneficially owns all shares of Class A and Class B Common Stock owned by LALFP. Sold by LALFP. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such Reporting Person at each separate price within the range. Sales prices range from $93.00 to $93.65 per share, inclusive. Sales prices range from $93.00 to $93.55 per share, inclusive. Sales prices range from $93.00 to $93.68 per share, inclusive. LAL Family Partners L.P., by Maureen Sladek, Attorney-in-fact 2016-06-07 LAL Family Corporation, by Maureen Sladek, Attorney-in-fact 2016-06-07