0001001250-11-000096.txt : 20110603
0001001250-11-000096.hdr.sgml : 20110603
20110603155037
ACCESSION NUMBER: 0001001250-11-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110603
DATE AS OF CHANGE: 20110603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lauder William P
CENTRAL INDEX KEY: 0001008082
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 11892172
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NE YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: LAUDER WILLILAM P
DATE OF NAME CHANGE: 19960215
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001008082
Lauder William P
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
1
1
1
0
Executive Chairman
Class A Common Stock
2011-06-01
4
M
0
30000
33.44
A
111938
D
Class A Common Stock
2011-06-01
4
S
0
23674
101.9896
D
88264
D
Class A Common Stock
2011-06-01
4
S
0
6326
102.5302
D
81938
D
Class A Common Stock
2011-06-02
4
M
0
5000
33.44
A
86938
D
Class A Common Stock
2011-06-02
4
S
0
5000
100.4192
D
91938
D
Class A Common Stock
112180
I
1992 GRAT Remainder Trust f/b/o GML
Class A Common Stock
534331
I
1992 GRAT Remainder Trust f/b/o WPL
Class A Common Stock
5234
I
by children of WPL
Option (right to buy)
33.44
2011-06-01
4
M
0
30000
D
2013-08-20
Class A Common Stock
30000
5000
D
Option (right to buy)
33.44
2011-06-02
4
M
0
5000
D
2013-08-20
Class A Common Stock
5000
0
D
Class B Common Stock
Class A Common Stock
634152
634152
I
1992 GRAT Remainder Trust f/b/o WPL
Class B Common Stock
Class A Common Stock
3262800
3262800
D
Class B Common Stock
Class A Common Stock
22870
22870
I
by children of WPL
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Owned by William P. Lauder ("WPL"), indirectly, as a trustee of the 1992 GRAT Remainder Trust f/b/o Gary M. Lauder.
WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
Owned by the 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust"). Owned by WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
Owned by WPL directly.
WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 14, 2011.
Owned by WPL indirectly, in custody for his children.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 66,666 shares exercisable from and after January 1, 2005; 66,667 shares exercisable from and after January 1, 2006; 66,667 shares exercisable from and after January 1, 2007.
Not applicable.
There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
Sales prices range from $101.38 to $102.37 per share, inclusive.
Sales prices range from $102.38 to $102.76 per share, inclusive.
Sales prices range from $100.26 to $100.80 per share, inclusive.
William P. Lauder, by Spencer G. Smul, Attorney-in-fact
2011-06-03