0001209191-18-046076.txt : 20180809 0001209191-18-046076.hdr.sgml : 20180809 20180809173304 ACCESSION NUMBER: 0001209191-18-046076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180807 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTOT PHILIPPE F CENTRAL INDEX KEY: 0001007707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35662 FILM NUMBER: 181006487 MAIL ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALYS, INC. CENTRAL INDEX KEY: 0001107843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-801-6100 MAIL ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: QUALYS INC DATE OF NAME CHANGE: 20000225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-07 0 0001107843 QUALYS, INC. QLYS 0001007707 COURTOT PHILIPPE F C/O QUALYS, INC. 919 E. HILLSDALE BLVD. FOSTER CITY CA 94404 1 1 1 0 Chairman, President & CEO Common Stock 2018-08-07 4 M 0 20000 3.80 A 5458092 D Common Stock 2018-08-07 4 S 0 10690 87.7444 D 5447402 D Common Stock 2018-08-07 4 S 0 9110 88.1654 D 5438292 D Common Stock 2018-08-07 4 S 0 200 89.30 D 5438092 D Common Stock 2018-08-08 4 M 0 20000 3.80 A 5458092 D Common Stock 2018-08-08 4 S 0 9203 88.1912 D 5448889 D Common Stock 2018-08-08 4 S 0 10697 88.8665 D 5438192 D Common Stock 2018-08-08 4 S 0 100 89.50 D 5438092 D Common Stock 100000 I See Footnote Stock Option (right to buy) 3.80 2018-08-07 4 M 0 20000 0.00 D 2019-12-02 Common Stock 20000 151927 D Stock Option (right to buy) 3.80 2018-08-08 4 M 0 20000 0.00 D 2019-12-02 Common Stock 20000 131927 D The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2018. The sale price represents the weighted average price of the shares sold ranging from $87.05 to $88.025 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $88.05 to $89.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $89.15 to $89.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $87.50 to $88.475 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $88.50 to $89.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child. The option is fully vested and immediately exercisable. /s/ Bruce Posey by power of attorney for Philippe F. Courtot 2018-08-09