-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4lD+gOXZOW1Ai++qWh7Q9kQbgpBFPb51w5DD5GVGYDQgwrKY8TgiNFBQZM1gBof ECsf4AUjEEUdYVp68irDVw== 0001007614-09-000007.txt : 20090814 0001007614-09-000007.hdr.sgml : 20090814 20090814092846 ACCESSION NUMBER: 0001007614-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TALON ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001007614 IRS NUMBER: 203708262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03847 FILM NUMBER: 091012548 BUSINESS ADDRESS: STREET 1: 1 N FRANKLIN STREET 2: SUITE 900 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124225400 MAIL ADDRESS: STREET 1: 1 N FRANKLIN SUITE 900 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: TALON ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19960212 13F-HR 1 inftable0609.txt TALON ASSET MGT 2Q09 13F FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Cosi, Inc. Warrants exp 4/28/0 0 12605 SH DEFINED 01 12605 GLG Partners Inc. Warrants 37929x115 36 100000 SH DEFINED 01 100000 Highbury Financial Warrants 2/ 42982y117 27 180000 SH DEFINED 01 180000 Sharpridge 385,000 x 0.1 4/30/ 23281A802 35 38500 SH DEFINED 01 38500 3M Company COM 88579y101 11843 197060.947SH DEFINED 01 197060.947 Abbott Labs COM 002824100 483 10270.000SH DEFINED 01 10270.000 Air Products & Chemicals COM 009158106 676 10465.000SH DEFINED 01 10465.000 Albemarle Corp. COM 012653101 795 31075.000SH DEFINED 01 31075.000 Alliance Data Systems COM 018581108 235 5700.000 SH DEFINED 01 5700.000 Allstate Corp. COM 020002101 2484 101819.000SH DEFINED 01 101819.000 American Commercial Lines, Inc COM 025195405 8251 533038.900SH DEFINED 01 533038.900 BP PLC ADR COM 055622104 13006 272779.000SH DEFINED 01 272779.000 Bally Technologies Inc. COM 05874B107 928 31000.000SH DEFINED 01 31000.000 Bank of America Corp COM 060505104 8656 655771.985SH DEFINED 01 655771.985 Becton Dickinson & Company COM 075887109 548 7683.000 SH DEFINED 01 7683.000 Boeing Company COM 097023105 230 5400.000 SH DEFINED 01 5400.000 Capital Trust Inc. COM 14052H506 218 150000.000SH DEFINED 01 150000.000 Chubb COM 171232101 5285 132514.000SH DEFINED 01 132514.000 Cintas Corp COM 172908105 9618 421096.000SH DEFINED 01 421096.000 Cisco Systems COM 17275r102 12008 643861.000SH DEFINED 01 643861.000 Coca Cola COM 191216100 2218 46225.000SH DEFINED 01 46225.000 Cosi, Inc. COM 22122P101 983 1560339.000SH DEFINED 01 1560339.000 Costco Wholesale Corp COM 22160K105 6580 143725.000SH DEFINED 01 143725.000 Covidien PLC COM G2554f105 14366 383718.398SH DEFINED 01 383718.398 Cypress Sharpridge Investments COM 23281A307 18654 1567565.000SH DEFINED 01 1567565.000 Cypress Sharpridge Investments COM 23281A125 20 19779.000SH DEFINED 01 19779.000 Dun & Bradstreet Corp Del New COM 26483E100 284 3500.000 SH DEFINED 01 3500.000 Dynegy - Class A COM 26817g102 41 18000.000SH DEFINED 01 18000.000 EMC Corp COM 268648102 10807 824982.000SH DEFINED 01 824982.000 Emerson Electric COM 291011104 270 8345.000 SH DEFINED 01 8345.000 Energy Transfer Partners LP COM 29273r109 1159 28625.000SH DEFINED 01 28625.000 Exterran Holdings, Inc. COM 30225x103 11843 738327.000SH DEFINED 01 738327.000 Exxon-Mobil Corp COM 30231g102 1742 24919.000SH DEFINED 01 24919.000 FGX International Holdings Lim COM G3396L102 626 55000.000SH DEFINED 01 55000.000 Fomento Economico Mexicano ADS COM 344419106 12781 396440.236SH DEFINED 01 396440.236 Fortune Brands COM 349631101 9546 274775.000SH DEFINED 01 274775.000 Franklin Covey Co. COM 353469109 337 54079.000SH DEFINED 01 54079.000 Gamestop - Class A COM 36467w109 12134 551290.000SH DEFINED 01 551290.000 General Electric COM 369604103 138 11746.797SH DEFINED 01 11746.797 Geo Group Inc. COM 36159r103 14256 767290.000SH DEFINED 01 767290.000 Google Inc - Cl A COM 38259P508 8949 21226.000SH DEFINED 01 21226.000 HQ Sustainable Maritime Indust COM 40426A208 94 10300.000SH DEFINED 01 10300.000 Hansen Natural Corp COM 411310105 11029 357380.000SH DEFINED 01 357380.000 Harris Corp. COM 413875105 2726 96125.000SH DEFINED 01 96125.000 Hartford Financial Services Gr COM 416515104 596 50200.000SH DEFINED 01 50200.000 Henry Schein, Inc. COM 806407102 4953 103300.000SH DEFINED 01 103300.000 Highbury Financial Inc. COM 42982y109 4084 972412.000SH DEFINED 01 972412.000 Homex COM 25030w100 10511 376874.000SH DEFINED 01 376874.000 IShares MSCI Emerging Mkts Ind COM 464287234 218 6775.000 SH DEFINED 01 6775.000 Int'l Business Machines COM 459200101 373 3575.000 SH DEFINED 01 3575.000 JP Morgan Chase & Company COM 46625h100 506 14846.000SH DEFINED 01 14846.000 Johnson & Johnson COM 478160104 641 11288.726SH DEFINED 01 11288.726 Kapstone Paper COM 48562p103 932 198709.000SH DEFINED 01 198709.000 Laboratory Corp. COM 50540R409 264 3890.000 SH DEFINED 01 3890.000 MB Financial, Inc. COM 55264u108 319 31337.000SH DEFINED 01 31337.000 MFA Financial Inc COM 55272x102 2614 377775.000SH DEFINED 01 377775.000 Martek Biosciences Corp. COM 572901106 1058 50000.000SH DEFINED 01 50000.000 Medtronic COM 585055106 672 19249.000SH DEFINED 01 19249.000 Merck & Co. Inc. COM 589331107 236 8427.031 SH DEFINED 01 8427.031 Microsoft Corp COM 594918104 11652 490176.952SH DEFINED 01 490176.952 Middlebrook Pharmaceuticals COM 596087106 2940 2177853.000SH DEFINED 01 2177853.000 Moody's Corp COM 615369105 1384 52532.000SH DEFINED 01 52532.000 Netsuite Inc COM 64118Q107 118 10000.000SH DEFINED 01 10000.000 NeuStar Inc. Class A COM 64126x201 3494 157690.000SH DEFINED 01 157690.000 OpenTV Corp COM G67543101 982 738100.000SH DEFINED 01 738100.000 Options Xpress Holdings COM 684010101 1009 65000.000SH DEFINED 01 65000.000 PG&E Corp COM 69331C108 7792 202707.000SH DEFINED 01 202707.000 PHI Inc - Non Voting COM 69336t205 656 38254.000SH DEFINED 01 38254.000 Peerless Systems Corp. COM 705536100 102 49586.000SH DEFINED 01 49586.000 Pfizer COM 717081103 368 24531.000SH DEFINED 01 24531.000 Philip Morris International COM 718172109 286 6548.315 SH DEFINED 01 6548.315 Procter & Gamble COM 742718109 5895 115353.505SH DEFINED 01 115353.505 Protective Life Corp COM 743674103 3998 349440.000SH DEFINED 01 349440.000 R.R. Donnelley & Sons Co COM 257867101 587 50475.000SH DEFINED 01 50475.000 Reinsurance Group of America COM 759351604 11634 333250.000SH DEFINED 01 333250.000 Rentrak Corp. COM 760174102 411 25000.000SH DEFINED 01 25000.000 Retalix Ltd COM m8215w109 165 18200.000SH DEFINED 01 18200.000 SAB Miller PLC ADR COM 78572M105 5977 293258.286SH DEFINED 01 293258.286 Schlumberger, Ltd COM 806857108 204 3772.000 SH DEFINED 01 3772.000 Starbucks Corp COM 855244109 3661 263605.000SH DEFINED 01 263605.000 Syniverse Holdings Inc. COM 87163f106 1322 82500.000SH DEFINED 01 82500.000 Teradata Corp. COM 88076w103 7616 325070.000SH DEFINED 01 325070.000 Teva Pharmaceutical COM 881624209 15120 306447.380SH DEFINED 01 306447.380 Thermo Fisher Scientific, Inc. COM 883556102 9421 231068.000SH DEFINED 01 231068.000 Time Warner COM 887317303 9352 371253.019SH DEFINED 01 371253.019 Travelers Group, Inc. COM 89417E109 6270 152767.000SH DEFINED 01 152767.000 Trimble Navigation LTD COM 896239100 982 50000.000SH DEFINED 01 50000.000 Tyco International LTD COM H89128104 4773 183700.000SH DEFINED 01 183700.000 US Bancorp COM 902973304 226 12623.000SH DEFINED 01 12623.000 United Parcel Service COM 911312106 6651 133043.000SH DEFINED 01 133043.000 United Technologies Corp COM 913017109 8201 157831.000SH DEFINED 01 157831.000 VANGUARD INTL EQTY IDX EMR MKT COM 922042858 362 11367.000SH DEFINED 01 11367.000 Vanguard Europe Pacific ETF COM 921943858 976 34170.522SH DEFINED 01 34170.522 Vanguard Financials ETF COM 92204a405 2810 116700.000SH DEFINED 01 116700.000 Vanguard Mid-Cap 450 Index COM 922908629 1067 22802.000SH DEFINED 01 22802.000 Vanguard Total Stock Market ET COM 922908769 224 4841.188 SH DEFINED 01 4841.188 Walgreen COM 931422109 217 7386.000 SH DEFINED 01 7386.000 Waste Management Inc. COM 94106l109 14099 500691.528SH DEFINED 01 500691.528 Wells Fargo & Company COM 949746101 379 15609.000SH DEFINED 01 15609.000 Woodbridge Holdings Corp. COM 978842201 139 126593.000SH DEFINED 01 126593.000 CME Group - Class A RET EQ 12572q105 324 1040.000 SH DEFINED 01 1040.000 Carolina Company at Pinehurst RET EQ 14386m106 0 10000.000SH DEFINED 01 10000.000 Exxon-Mobil Corp RET EQ 30231g102 210 3000.000 SH DEFINED 01 3000.000 Fidelity Contrafund RET EQ 316071109 451 9426.743 SH DEFINED 01 9426.743 First Eagle Sogen Global Fund RET EQ 32008f507 407 11735.622SH DEFINED 01 11735.622 Foster's Group Ltd - ADR RET EQ 350258307 181 44000.000SH DEFINED 01 44000.000 Int'l Business Machines RET EQ 459200101 251 2400.000 SH DEFINED 01 2400.000 Iron Mountain RET EQ 462846106 450 15649.000SH DEFINED 01 15649.000 Kimberly -Clark RET EQ 494368103 456 8695.000 SH DEFINED 01 8695.000 Microsoft Corp. RET EQ 594918104 443 18624.888SH DEFINED 01 18624.888 Schlumberger, Ltd RET EQ 806857108 914 16888.583SH DEFINED 01 16888.583 Suncor Energy RET EQ 867224107 479 15800.000SH DEFINED 01 15800.000 Walgreen RET EQ 931422109 1532 52100.000SH DEFINED 01 52100.000 Longleaf Partners - Int'l Fund 543069405 122 10423.957SH DEFINED 01 10423.957 Vanguard Special Health Care F 921908307 233 2255.217 SH DEFINED 01 2255.217 Vanguard Total Int'l Stock Fun 921909602 209 17482.469SH DEFINED 01 17482.469 Vanguard Total Stock Market Tr 922908306 267 11854.896SH DEFINED 01 11854.896 Capmark Financial Group 5.875 140661AF6 384 1420000.000SH DEFINED 01 1420000.000 GMAC 6.875% due 8/28/2012 370425se1 264 315000.000SH DEFINED 01 315000.000 GMAC LLC 6.875% due 8/28/2012 36186cau7 1126 1312000.000SH DEFINED 01 1312000.000 Vanguard High-Yield Corporate 922031208 68 13823.528SH DEFINED 01 13823.528 Vanguard Short-Term Investment 922031406 272 26613.278SH DEFINED 01 26613.278 China Housing & Land Developme 16939V103 259 45000 SH DEFINED 01 45000 Gafisa SA - ADS 362607301 1166 70683 SH DEFINED 01 70683 ICICI Bank ADR 45104g104 257 8700 SH DEFINED 01 8700 Telvent GIT SA 017849503 555 25620 SH DEFINED 01 25620
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