-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AGpEukdTOkaz0mAcZvE1edVYI14BZXxuDbLiVQEgrNsvK9MCnZFafoiWIfOX4CuL hojBv8EJgHATXI1Wq+lMqg== 0001007614-09-000002.txt : 20090514 0001007614-09-000002.hdr.sgml : 20090514 20090514111145 ACCESSION NUMBER: 0001007614-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090330 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TALON ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001007614 IRS NUMBER: 203708262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03847 FILM NUMBER: 09824948 BUSINESS ADDRESS: STREET 1: 1 N FRANKLIN STREET 2: SUITE 900 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124225400 MAIL ADDRESS: STREET 1: 1 N FRANKLIN SUITE 900 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: TALON ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19960212 13F-HR 1 inftable0309.txt TALON ASSET MGT 1Q09 13F FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Cosi, Inc. Warrants exp 4/28/0 0 12605 SH DEFINED 01 12605 GLG Partners Inc. Warrants 37929x115 15 100000 SH DEFINED 01 100000 Highbury Financial Warrants 2/ 42982y117 0 80000 SH DEFINED 01 80000 3M Company COM 88579y101 9841 197935.947SH DEFINED 01 197935.947 AT&T Corp COM 00206r102 205 8129.000 SH DEFINED 01 8129.000 Abbott Labs COM 002824100 489 10250.000SH DEFINED 01 10250.000 Air Products & Chemicals COM 009158106 579 10300.000SH DEFINED 01 10300.000 Albemarle Corp. COM 012653101 1006 46225.000SH DEFINED 01 46225.000 Allstate Corp. COM 020002101 1879 98100.000SH DEFINED 01 98100.000 American Commercial Lines, Inc COM 025195207 6680 2107151.000SH DEFINED 01 2107151.000 BP PLC ADR COM 055622104 10765 268466.000SH DEFINED 01 268466.000 Bally Technologies Inc. COM 05874B107 921 50000.000SH DEFINED 01 50000.000 Bank of America Corp COM 060505104 2916 427595.985SH DEFINED 01 427595.985 Becton Dickinson & Company COM 075887109 500 7433.000 SH DEFINED 01 7433.000 Capital Trust Inc. COM 14052H506 127 115653.000SH DEFINED 01 115653.000 Chubb COM 171232101 1215 28700.000SH DEFINED 01 28700.000 Cintas Corp COM 172908105 10617 429501.000SH DEFINED 01 429501.000 Cisco Systems COM 17275r102 11496 685506.000SH DEFINED 01 685506.000 Cosi, Inc. COM 22122P101 590 1735339.000SH DEFINED 01 1735339.000 Costco Wholesale Corp COM 22160K105 6674 144090.000SH DEFINED 01 144090.000 Covidien Ltd COM G2552x108 12251 368551.916SH DEFINED 01 368551.916 Cypress Sharpridge Investments COM 23281A604 1602 128333.000SH DEFINED 01 128333.000 Cypress Sharpridge Investments COM 23281A505 0 28000.000SH DEFINED 01 28000.000 Cypress Sharpridge Investments COM 23281A125 20 19779.000SH DEFINED 01 19779.000 Dynegy - Class A COM 26817g102 25 18000.000SH DEFINED 01 18000.000 EMC Corp COM 268648102 6786 595260.000SH DEFINED 01 595260.000 Energy Transfer Partners LP COM 29273r109 1092 29600.000SH DEFINED 01 29600.000 Exterran Holdings, Inc. COM 30225x103 10440 651678.000SH DEFINED 01 651678.000 Exxon-Mobil Corp COM 30231g102 1186 17410.000SH DEFINED 01 17410.000 FGX International Holdings Lim COM G3396L102 995 85649.000SH DEFINED 01 85649.000 Fomento Economico Mexicano ADS COM 344419106 10302 408665.236SH DEFINED 01 408665.236 Fortune Brands COM 349631101 7165 291835.000SH DEFINED 01 291835.000 Fuqi International Inc. COM 36102A207 831 176907.000SH DEFINED 01 176907.000 Gamestop - Class A COM 36467w109 14049 501400.000SH DEFINED 01 501400.000 General Electric COM 369604103 132 13063.797SH DEFINED 01 13063.797 General Growth Properties COM 370021990 142 200000.000SH DEFINED 01 200000.000 Geo Group Inc. COM 36159r103 11264 850115.000SH DEFINED 01 850115.000 Google Inc - Cl A COM 38259P508 7390 21231.000SH DEFINED 01 21231.000 Grainger W W Inc. COM 384802104 1414 20150.000SH DEFINED 01 20150.000 Hansen Natural Corp COM 411310105 10858 301604.000SH DEFINED 01 301604.000 Harbin Electric Inc COM 41145w109 308 50000.000SH DEFINED 01 50000.000 Harris Corp. COM 413875105 1912 66085.000SH DEFINED 01 66085.000 Henry Schein, Inc. COM 806407102 6013 150375.000SH DEFINED 01 150375.000 Highbury Financial Inc. COM 42982y109 2278 969412.000SH DEFINED 01 969412.000 Homex COM 25030w100 6069 458384.000SH DEFINED 01 458384.000 Int'l Business Machines COM 459200101 321 3315.000 SH DEFINED 01 3315.000 JP Morgan Chase & Company COM 46625h100 371 13942.000SH DEFINED 01 13942.000 Johnson & Johnson COM 478160104 1106 21020.000SH DEFINED 01 21020.000 Laboratory Corp. COM 50540R409 819 14000.000SH DEFINED 01 14000.000 MB Financial, Inc. COM 55264u108 426 31337.000SH DEFINED 01 31337.000 MFA Financial Inc COM 55272x102 2964 504025.000SH DEFINED 01 504025.000 Medtronic COM 585055106 619 21010.773SH DEFINED 01 21010.773 Merck & Co. Inc. COM 589331107 209 7800.031 SH DEFINED 01 7800.031 Microsoft Corp COM 594918104 9607 522958.951SH DEFINED 01 522958.951 Middlebrook Pharmaceuticals COM 596087106 1912 1406050.000SH DEFINED 01 1406050.000 Moody's Corp COM 615369105 1607 70117.000SH DEFINED 01 70117.000 NeuStar Inc. Class A COM 64126x201 2707 161590.000SH DEFINED 01 161590.000 OpenTV Corp COM G67543101 590 391033.000SH DEFINED 01 391033.000 Options Xpress Holdings COM 684010101 513 45000.000SH DEFINED 01 45000.000 PG&E Corp COM 69331C108 8508 222605.000SH DEFINED 01 222605.000 PHI Inc - Non Voting COM 69336t205 299 30000.000SH DEFINED 01 30000.000 Pfizer COM 717081103 335 24610.000SH DEFINED 01 24610.000 Philip Morris International COM 718172109 214 6025.315 SH DEFINED 01 6025.315 Procter & Gamble COM 742718109 5317 112918.505SH DEFINED 01 112918.505 Protective Life Corp COM 743674103 1865 355203.000SH DEFINED 01 355203.000 R.R. Donnelley & Sons Co COM 257867101 442 60285.000SH DEFINED 01 60285.000 Reinsurance Group of America COM 759351604 11777 363610.000SH DEFINED 01 363610.000 Retalix Ltd COM m8215w109 164 18200.000SH DEFINED 01 18200.000 S&P Midcap 400 Dep Rcpts COM 595635103 223 2515.433 SH DEFINED 01 2515.433 SAB Miller PLC ADR COM 78572M105 4550 308458.286SH DEFINED 01 308458.286 Starbucks Corp COM 855244109 8505 765559.000SH DEFINED 01 765559.000 Syniverse Holdings Inc. COM 87163f106 946 60000.000SH DEFINED 01 60000.000 Teradata Corp. COM 88076w103 2530 156000.000SH DEFINED 01 156000.000 Teva Pharmaceutical COM 881624209 13714 304428.380SH DEFINED 01 304428.380 The New York Times Company COM 650111107 372 82402.000SH DEFINED 01 82402.000 Time Warner COM 887317303 6847 354789.071SH DEFINED 01 354789.071 Time Warner Cable COM 88732j207 2209 89056.227SH DEFINED 01 89056.227 Travelers Group, Inc. COM 89417E109 4018 98880.000SH DEFINED 01 98880.000 Trimble Navigation LTD COM 896239100 1146 75000.000SH DEFINED 01 75000.000 Tyco International LTD COM H89128104 6539 334320.000SH DEFINED 01 334320.000 US Bancorp COM 902973304 479 32801.000SH DEFINED 01 32801.000 United Parcel Service COM 911312106 7165 145568.000SH DEFINED 01 145568.000 United Technologies Corp COM 913017109 6810 158450.000SH DEFINED 01 158450.000 VANGUARD INTL EQTY IDX EMR MKT COM 922042858 259 10972.000SH DEFINED 01 10972.000 Vanguard Europe Pacific ETF COM 921943858 837 36363.522SH DEFINED 01 36363.522 Vanguard Finanacials ETF COM 92204a405 2194 116815.000SH DEFINED 01 116815.000 Vanguard Mid-Cap 450 Index COM 922908629 803 20358.000SH DEFINED 01 20358.000 Vanguard Total Stock Market ET COM 922908769 235 5946.902 SH DEFINED 01 5946.902 Walgreen COM 931422109 203 7815.000 SH DEFINED 01 7815.000 Waste Management, Inc. COM 94106l109 13139 513231.528SH DEFINED 01 513231.528 Wells Fargo & Company COM 949746101 175 12300.000SH DEFINED 01 12300.000 Woodbridge Holdings Corp. COM 978842201 78 126593.000SH DEFINED 01 126593.000 CME Group - Class A RET EQ 12572q105 256 1040.000 SH DEFINED 01 1040.000 Carolina Company at Pinehurst RET EQ 14386m106 0 10000.000SH DEFINED 01 10000.000 Coca Cola RET EQ 191216100 220 5000.000 SH DEFINED 01 5000.000 Dow Chemical RET EQ 260543103 139 16450.000SH DEFINED 01 16450.000 Exxon-Mobil Corp RET EQ 30231g102 368 5400.000 SH DEFINED 01 5400.000 Fidelity Contrafund RET EQ 316071109 399 9426.743 SH DEFINED 01 9426.743 First Eagle Sogen Global Fund RET EQ 32008f507 355 11735.622SH DEFINED 01 11735.622 Foster's Group Ltd - ADR RET EQ 350258307 154 44000.000SH DEFINED 01 44000.000 General Electric RET EQ 369604103 532 52586.000SH DEFINED 01 52586.000 H.J. Heinz RET EQ 423074103 426 12875.000SH DEFINED 01 12875.000 Int'l Business Machines RET EQ 459200101 756 7800.000 SH DEFINED 01 7800.000 Iron Mountain RET EQ 462846106 347 15649.000SH DEFINED 01 15649.000 JP Morgan Chase & Company RET EQ 46625h100 930 35000.000SH DEFINED 01 35000.000 Johnson & Johnson RET EQ 478160104 822 15618.726SH DEFINED 01 15618.726 Kimberly -Clark RET EQ 494368103 373 8095.000 SH DEFINED 01 8095.000 Medco Health Solutions Inc. RET EQ 58405u102 398 9636.000 SH DEFINED 01 9636.000 Merck & Co. Inc. RET EQ 589331107 1066 39855.000SH DEFINED 01 39855.000 Microsoft Corp. RET EQ 594918104 384 20911.888SH DEFINED 01 20911.888 Pfizer Inc. RET EQ 717081103 490 36000.000SH DEFINED 01 36000.000 Schlumberger, Ltd RET EQ 806857108 686 16888.583SH DEFINED 01 16888.583 Suncor Energy RET EQ 867229106 351 15800.000SH DEFINED 01 15800.000 Walgreen RET EQ 931422109 1477 56900.000SH DEFINED 01 56900.000 Longleaf Partners - Int'l Fund 543069405 109 11637.755SH DEFINED 01 11637.755 Vanguard Special Health Care F 921908307 210 2255.217 SH DEFINED 01 2255.217 Vanguard Total Int'l Stock Fun 921909602 136 14482.469SH DEFINED 01 14482.469 Vanguard Total Stock Market Tr 922908306 259 13415.947SH DEFINED 01 13415.947 Vanguard High-Yield Corporate 922031208 59 13528.364SH DEFINED 01 13528.364 Vanguard Short-Term Investment 922031406 257 26327.147SH DEFINED 01 26327.147 Colorado BondShares Fund 196332100 104 11546.366SH DEFINED 01 11546.366 China Housing & Land Developme 16939V103 47 39000 SH DEFINED 01 39000 Gafisa SA - ADS 362607301 706 70683 SH DEFINED 01 70683 Telvent GIT SA 020456701 312 24000 SH DEFINED 01 24000 Middlebrook Pharmaceuticals 596087106 730 537000.000SH DEFINED 01 537000.000
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