0001085146-20-002234.txt : 20200814 0001085146-20-002234.hdr.sgml : 20200814 20200814103409 ACCESSION NUMBER: 0001085146-20-002234 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 201102397 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 06-30-2020 06-30-2020 false OSTERWEIS CAPITAL MANAGEMENT INC
One Maritime Plaza Ste 800 SAN FRANCISCO CA 94111
13F HOLDINGS REPORT 028-04483 N
John Tavernetti Chief Compliance Officer 415-434-4441 /s/ John Tavernetti San Francisco CA 08-13-2020 1 157 1379428 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AARONS INC COM PAR $0.50 002535300 4357 95965 SH OTR 1 95965 0 0 ADOBE INC COM 00724F101 210 482 SH OTR 1 482 0 0 ADVANCED MICRO DEVICES INC COM 007903107 9288 176540 SH OTR 176540 0 0 ADVANCED MICRO DEVICES INC COM 007903107 19231 365533 SH OTR 1 365533 0 0 AIR PRODS & CHEMS INC COM 009158106 14836 61444 SH OTR 1 61444 0 0 AIR PRODS & CHEMS INC COM 009158106 7949 32920 SH OTR 32920 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 235 5486 SH SOLE 5486 0 0 ALPHABET INC CAP STK CL C 02079K107 20928 14805 SH OTR 14805 0 0 ALPHABET INC CAP STK CL A 02079K305 2954 2083 SH OTR 1 2083 0 0 ALPHABET INC CAP STK CL A 02079K305 740 522 SH OTR 522 0 0 ALPHABET INC CAP STK CL C 02079K107 39199 27730 SH OTR 1 27730 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 8951 8500000 PRN OTR 1 8500000 0 0 ALTERYX INC COM CL A 02156B103 5836 35525 SH OTR 1 35525 0 0 AMAZON COM INC COM 023135106 207 75 SH OTR 1 75 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5435 42242 SH OTR 42242 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 15218 118281 SH OTR 1 118281 0 0 APPLE INC COM 037833100 2873 7876 SH OTR 1 7876 0 0 APPLIED MATLS INC COM 038222105 20753 343301 SH OTR 1 343301 0 0 APPLIED MATLS INC COM 038222105 10601 175375 SH OTR 175375 0 0 AVALARA INC COM 05338G106 6903 51870 SH OTR 1 51870 0 0 AXON ENTERPRISE INC COM 05464C101 2830 28835 SH OTR 1 28835 0 0 AXONICS MODULATION TECHNOLOG COM 05465P101 4482 127655 SH OTR 1 127655 0 0 BANDWIDTH INC COM CL A 05988J103 5670 44645 SH OTR 1 44645 0 0 BECTON DICKINSON & CO COM 075887109 13951 58306 SH OTR 1 58306 0 0 BECTON DICKINSON & CO COM 075887109 6818 28495 SH OTR 28495 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1604 6 SH OTR 6 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 770 4315 SH OTR 1 4315 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 267 1 SH OTR 1 1 0 0 BEYOND MEAT INC COM 08862E109 2217 16545 SH OTR 1 16545 0 0 BIO-TECHNE CORP COM 09073M104 5590 21170 SH OTR 1 21170 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 4306 36740 SH OTR 36740 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 9310 79440 SH OTR 1 79440 0 0 BROOKS AUTOMATION INC NEW COM 114340102 4917 111155 SH OTR 1 111155 0 0 CAVCO INDS INC DEL COM 149568107 2174 11271 SH OTR 1 11271 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 13420 26312 SH OTR 26312 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 22047 43227 SH OTR 1 43227 0 0 CHEGG INC COM 163092109 6758 100470 SH OTR 1 100470 0 0 CHEVRON CORP NEW COM 166764100 275 3087 SH OTR 1 3087 0 0 CONCHO RES INC COM 20605P101 1491 28955 SH OTR 28955 0 0 CONCHO RES INC COM 20605P101 3086 59915 SH OTR 1 59915 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 9391 8930000 PRN OTR 1 8930000 0 0 CORESITE RLTY CORP COM 21870Q105 8285 68435 SH OTR 68435 0 0 CORESITE RLTY CORP COM 21870Q105 15806 130567 SH OTR 1 130567 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 18569 15759000 PRN OTR 1 15759000 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 6017 60000 SH OTR 1 60000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 18040 107798 SH OTR 1 107798 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 9829 58731 SH OTR 58731 0 0 DANAHER CORPORATION COM 235851102 24639 139336 SH OTR 1 139336 0 0 DANAHER CORPORATION COM 235851102 12928 73108 SH OTR 73108 0 0 DOLLAR GEN CORP NEW COM 256677105 20828 109330 SH OTR 1 109330 0 0 DOLLAR GEN CORP NEW COM 256677105 10324 54190 SH OTR 54190 0 0 EHEALTH INC COM 28238P109 4040 41125 SH OTR 1 41125 0 0 ENOVA INTL INC COM 29357K103 1494 100480 SH OTR 1 100480 0 0 ENPHASE ENERGY INC COM 29355A107 6026 126675 SH OTR 1 126675 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 732 40274 SH OTR 40274 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 87 4777 SH OTR 1 4777 0 0 ETSY INC COM 29786A106 8298 78115 SH OTR 1 78115 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 8795 9050000 PRN OTR 1 9050000 0 0 EVERBRIDGE INC COM 29978A104 949 6860 SH OTR 1 6860 0 0 EVERQUOTE INC COM CL A 30041R108 4541 78070 SH OTR 1 78070 0 0 EXXON MOBIL CORP COM 30231G102 496 11100 SH OTR 1 11100 0 0 EXXON MOBIL CORP COM 30231G102 236 5273 SH OTR 5273 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 16041 16835000 PRN OTR 1 16835000 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 7832 10000000 PRN OTR 1 10000000 0 0 FIREEYE INC COM 31816Q101 9990 820566 SH OTR 1 820566 0 0 FIREEYE INC COM 31816Q101 5772 474095 SH OTR 474095 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 12408 117072 SH OTR 1 117072 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 7154 67495 SH OTR 67495 0 0 FIRSTSERVICE CORP NEW COM 33767E202 5276 52370 SH OTR 1 52370 0 0 FIVE9 INC COM 338307101 9308 84110 SH OTR 1 84110 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 3618 62765 SH OTR 1 62765 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 19492 400000 PRN OTR 1 400000 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 180 6340 SH OTR 6340 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 876 30795 SH OTR 1 30795 0 0 HOLOGIC INC COM 436440101 6963 122155 SH OTR 122155 0 0 HOLOGIC INC COM 436440101 13893 243744 SH OTR 1 243744 0 0 HOME DEPOT INC COM 437076102 8020 32015 SH OTR 32015 0 0 HOME DEPOT INC COM 437076102 15369 61349 SH OTR 1 61349 0 0 HORIZON GLOBAL CORP NOTE 2.750% 7/0 44052WAA2 23497 34767000 PRN OTR 1 34767000 0 0 INPHI CORP COM 45772F107 9851 83835 SH OTR 1 83835 0 0 INSULET CORP COM 45784P101 4898 25215 SH OTR 1 25215 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 231 932 PRN OTR 1 932 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 3689 134391 SH OTR 1 134391 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 322 6260 PRN OTR 1 6260 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 5508 6000000 PRN OTR 1 6000000 0 0 JOHNSON & JOHNSON COM 478160104 17254 122692 SH OTR 1 122692 0 0 JOHNSON & JOHNSON COM 478160104 7959 56593 SH OTR 56593 0 0 JPMORGAN CHASE & CO COM 46625H100 12176 129453 SH OTR 1 129453 0 0 JPMORGAN CHASE & CO COM 46625H100 5368 57075 SH OTR 57075 0 0 KODIAK SCIENCES INC COM 50015M109 7185 132768 SH OTR 132768 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 4256 272270 SH OTR 1 272270 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 14157 83440 SH OTR 1 83440 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 6898 40655 SH OTR 40655 0 0 LILLY ELI & CO COM 532457108 2701 16451 SH OTR 16451 0 0 LILLY ELI & CO COM 532457108 1219 7424 SH OTR 1 7424 0 0 LIVONGO HEALTH INC COM 539183103 6091 81008 SH OTR 1 81008 0 0 MCGRATH RENTCORP COM 580589109 213 3939 SH OTR 1 3939 0 0 MERCK & CO. INC COM 58933Y105 865 11186 SH OTR 1 11186 0 0 MERCK & CO. INC COM 58933Y105 56 723 SH OTR 723 0 0 META FINL GROUP INC COM 59100U108 5075 279305 SH OTR 1 279305 0 0 MICRON TECHNOLOGY INC COM 595112103 16109 312677 SH OTR 1 312677 0 0 MICRON TECHNOLOGY INC COM 595112103 8154 158275 SH OTR 158275 0 0 MICROSOFT CORP COM 594918104 43934 215883 SH OTR 1 215883 0 0 MICROSOFT CORP COM 594918104 20266 99581 SH OTR 99581 0 0 MKS INSTRS INC COM 55306N104 1926 17005 SH OTR 1 17005 0 0 MONOLITHIC PWR SYS INC COM 609839105 15381 64899 SH OTR 1 64899 0 0 MONOLITHIC PWR SYS INC COM 609839105 8198 34590 SH OTR 34590 0 0 MYOKARDIA INC COM 62857M105 2140 22150 SH OTR 1 22150 0 0 NEKTAR THERAPEUTICS COM 640268108 3832 165460 SH OTR 165460 0 0 NEKTAR THERAPEUTICS COM 640268108 7599 328126 SH OTR 1 328126 0 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 27283 30421000 PRN OTR 1 30421000 0 0 NEXTERA ENERGY INC COM 65339F101 18646 77638 SH OTR 1 77638 0 0 NEXTERA ENERGY INC COM 65339F101 9361 38976 SH OTR 38976 0 0 NOVARTIS AG SPONSORED ADR 66987V109 8092 92644 SH OTR 92644 0 0 NOVARTIS AG SPONSORED ADR 66987V109 15787 180755 SH OTR 1 180755 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 8221 48475 SH OTR 48475 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 16410 96762 SH OTR 1 96762 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 18785 19530000 PRN OTR 1 19530000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 5438 5400000 PRN OTR 1 5400000 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 567 6215 PRN OTR 1 6215 0 0 PLANET FITNESS INC CL A 72703H101 1658 27375 SH OTR 1 27375 0 0 PROCTER AND GAMBLE CO COM 742718109 2040 17062 SH OTR 1 17062 0 0 PROCTER AND GAMBLE CO COM 742718109 912 7625 SH OTR 7625 0 0 PROGRESSIVE CORP OHIO COM 743315103 10027 125165 SH OTR 125165 0 0 PROGRESSIVE CORP OHIO COM 743315103 19548 244016 SH OTR 1 244016 0 0 PROGYNY INC COM 74340E103 4329 167745 SH OTR 1 167745 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 7369 55660 SH OTR 55660 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 14704 111059 SH OTR 1 111059 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 5231 5000000 PRN OTR 1 5000000 0 0 RAYONIER INC COM 754907103 226 9131 SH SOLE 9131 0 0 REVANCE THERAPEUTICS INC COM 761330109 5592 229010 SH OTR 1 229010 0 0 ROSS STORES INC COM 778296103 7076 83011 SH OTR 83011 0 0 ROSS STORES INC COM 778296103 12843 150671 SH OTR 1 150671 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 10854 9000000 PRN OTR 1 9000000 0 0 SYNOPSYS INC COM 871607107 8201 42055 SH OTR 42055 0 0 SYNOPSYS INC COM 871607107 14718 75475 SH OTR 1 75475 0 0 SYSCO CORP COM 871829107 13432 245738 SH OTR 1 245738 0 0 SYSCO CORP COM 871829107 7061 129180 SH OTR 129180 0 0 TABULA RASA HEALTHCARE INC COM 873379101 3051 55755 SH OTR 1 55755 0 0 TELADOC HEALTH INC COM 87918A105 2418 12670 SH OTR 1 12670 0 0 TELEFLEX INCORPORATED COM 879369106 8166 22434 SH OTR 22434 0 0 TELEFLEX INCORPORATED COM 879369106 16585 45567 SH OTR 1 45567 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 3640 56350 SH OTR 1 56350 0 0 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 19842 20840000 PRN OTR 1 20840000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 20628 21027000 PRN OTR 1 21027000 0 0 UNION PAC CORP COM 907818108 14822 87669 SH OTR 1 87669 0 0 UNION PAC CORP COM 907818108 6707 39670 SH OTR 39670 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 6549 5126000 PRN OTR 1 5126000 0 0 VISA INC COM CL A 92826C839 25222 130571 SH OTR 1 130571 0 0 VISA INC COM CL A 92826C839 11777 60965 SH OTR 60965 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 383 9057 SH OTR 1 9057 0 0 WASTE CONNECTIONS INC COM 94106B101 20884 222663 SH OTR 1 222663 0 0 WASTE CONNECTIONS INC COM 94106B101 10565 112640 SH OTR 112640 0 0 WELLS FARGO CO NEW COM 949746101 250 9755 SH OTR 1 9755 0 0 WINGSTOP INC COM 974155103 6113 43990 SH OTR 1 43990 0 0 ZENDESK INC COM 98936J101 6332 71520 SH OTR 71520 0 0 ZENDESK INC COM 98936J101 12846 145105 SH OTR 1 145105 0 0