0001085146-20-002234.txt : 20200814
0001085146-20-002234.hdr.sgml : 20200814
20200814103409
ACCESSION NUMBER: 0001085146-20-002234
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 201102397
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001007524
XXXXXXXX
06-30-2020
06-30-2020
false
OSTERWEIS CAPITAL MANAGEMENT INC
One Maritime Plaza
Ste 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415-434-4441
/s/ John Tavernetti
San Francisco
CA
08-13-2020
1
157
1379428
false
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
AARONS INC
COM PAR $0.50
002535300
4357
95965
SH
OTR
1
95965
0
0
ADOBE INC
COM
00724F101
210
482
SH
OTR
1
482
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
9288
176540
SH
OTR
176540
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
19231
365533
SH
OTR
1
365533
0
0
AIR PRODS & CHEMS INC
COM
009158106
14836
61444
SH
OTR
1
61444
0
0
AIR PRODS & CHEMS INC
COM
009158106
7949
32920
SH
OTR
32920
0
0
ALLOGENE THERAPEUTICS INC
COM
019770106
235
5486
SH
SOLE
5486
0
0
ALPHABET INC
CAP STK CL C
02079K107
20928
14805
SH
OTR
14805
0
0
ALPHABET INC
CAP STK CL A
02079K305
2954
2083
SH
OTR
1
2083
0
0
ALPHABET INC
CAP STK CL A
02079K305
740
522
SH
OTR
522
0
0
ALPHABET INC
CAP STK CL C
02079K107
39199
27730
SH
OTR
1
27730
0
0
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
8951
8500000
PRN
OTR
1
8500000
0
0
ALTERYX INC
COM CL A
02156B103
5836
35525
SH
OTR
1
35525
0
0
AMAZON COM INC
COM
023135106
207
75
SH
OTR
1
75
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
5435
42242
SH
OTR
42242
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
15218
118281
SH
OTR
1
118281
0
0
APPLE INC
COM
037833100
2873
7876
SH
OTR
1
7876
0
0
APPLIED MATLS INC
COM
038222105
20753
343301
SH
OTR
1
343301
0
0
APPLIED MATLS INC
COM
038222105
10601
175375
SH
OTR
175375
0
0
AVALARA INC
COM
05338G106
6903
51870
SH
OTR
1
51870
0
0
AXON ENTERPRISE INC
COM
05464C101
2830
28835
SH
OTR
1
28835
0
0
AXONICS MODULATION TECHNOLOG
COM
05465P101
4482
127655
SH
OTR
1
127655
0
0
BANDWIDTH INC
COM CL A
05988J103
5670
44645
SH
OTR
1
44645
0
0
BECTON DICKINSON & CO
COM
075887109
13951
58306
SH
OTR
1
58306
0
0
BECTON DICKINSON & CO
COM
075887109
6818
28495
SH
OTR
28495
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1604
6
SH
OTR
6
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
770
4315
SH
OTR
1
4315
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
267
1
SH
OTR
1
1
0
0
BEYOND MEAT INC
COM
08862E109
2217
16545
SH
OTR
1
16545
0
0
BIO-TECHNE CORP
COM
09073M104
5590
21170
SH
OTR
1
21170
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
4306
36740
SH
OTR
36740
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
9310
79440
SH
OTR
1
79440
0
0
BROOKS AUTOMATION INC NEW
COM
114340102
4917
111155
SH
OTR
1
111155
0
0
CAVCO INDS INC DEL
COM
149568107
2174
11271
SH
OTR
1
11271
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
13420
26312
SH
OTR
26312
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
22047
43227
SH
OTR
1
43227
0
0
CHEGG INC
COM
163092109
6758
100470
SH
OTR
1
100470
0
0
CHEVRON CORP NEW
COM
166764100
275
3087
SH
OTR
1
3087
0
0
CONCHO RES INC
COM
20605P101
1491
28955
SH
OTR
28955
0
0
CONCHO RES INC
COM
20605P101
3086
59915
SH
OTR
1
59915
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
9391
8930000
PRN
OTR
1
8930000
0
0
CORESITE RLTY CORP
COM
21870Q105
8285
68435
SH
OTR
68435
0
0
CORESITE RLTY CORP
COM
21870Q105
15806
130567
SH
OTR
1
130567
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
18569
15759000
PRN
OTR
1
15759000
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
6017
60000
SH
OTR
1
60000
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
18040
107798
SH
OTR
1
107798
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
9829
58731
SH
OTR
58731
0
0
DANAHER CORPORATION
COM
235851102
24639
139336
SH
OTR
1
139336
0
0
DANAHER CORPORATION
COM
235851102
12928
73108
SH
OTR
73108
0
0
DOLLAR GEN CORP NEW
COM
256677105
20828
109330
SH
OTR
1
109330
0
0
DOLLAR GEN CORP NEW
COM
256677105
10324
54190
SH
OTR
54190
0
0
EHEALTH INC
COM
28238P109
4040
41125
SH
OTR
1
41125
0
0
ENOVA INTL INC
COM
29357K103
1494
100480
SH
OTR
1
100480
0
0
ENPHASE ENERGY INC
COM
29355A107
6026
126675
SH
OTR
1
126675
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
732
40274
SH
OTR
40274
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
87
4777
SH
OTR
1
4777
0
0
ETSY INC
COM
29786A106
8298
78115
SH
OTR
1
78115
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
8795
9050000
PRN
OTR
1
9050000
0
0
EVERBRIDGE INC
COM
29978A104
949
6860
SH
OTR
1
6860
0
0
EVERQUOTE INC
COM CL A
30041R108
4541
78070
SH
OTR
1
78070
0
0
EXXON MOBIL CORP
COM
30231G102
496
11100
SH
OTR
1
11100
0
0
EXXON MOBIL CORP
COM
30231G102
236
5273
SH
OTR
5273
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
16041
16835000
PRN
OTR
1
16835000
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
7832
10000000
PRN
OTR
1
10000000
0
0
FIREEYE INC
COM
31816Q101
9990
820566
SH
OTR
1
820566
0
0
FIREEYE INC
COM
31816Q101
5772
474095
SH
OTR
474095
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
12408
117072
SH
OTR
1
117072
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
7154
67495
SH
OTR
67495
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
5276
52370
SH
OTR
1
52370
0
0
FIVE9 INC
COM
338307101
9308
84110
SH
OTR
1
84110
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
3618
62765
SH
OTR
1
62765
0
0
GFL ENVIRONMENTAL INC
UNIT 99/99/9999T
36168Q120
19492
400000
PRN
OTR
1
400000
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
180
6340
SH
OTR
6340
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
876
30795
SH
OTR
1
30795
0
0
HOLOGIC INC
COM
436440101
6963
122155
SH
OTR
122155
0
0
HOLOGIC INC
COM
436440101
13893
243744
SH
OTR
1
243744
0
0
HOME DEPOT INC
COM
437076102
8020
32015
SH
OTR
32015
0
0
HOME DEPOT INC
COM
437076102
15369
61349
SH
OTR
1
61349
0
0
HORIZON GLOBAL CORP
NOTE 2.750% 7/0
44052WAA2
23497
34767000
PRN
OTR
1
34767000
0
0
INPHI CORP
COM
45772F107
9851
83835
SH
OTR
1
83835
0
0
INSULET CORP
COM
45784P101
4898
25215
SH
OTR
1
25215
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
231
932
PRN
OTR
1
932
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
3689
134391
SH
OTR
1
134391
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
322
6260
PRN
OTR
1
6260
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
5508
6000000
PRN
OTR
1
6000000
0
0
JOHNSON & JOHNSON
COM
478160104
17254
122692
SH
OTR
1
122692
0
0
JOHNSON & JOHNSON
COM
478160104
7959
56593
SH
OTR
56593
0
0
JPMORGAN CHASE & CO
COM
46625H100
12176
129453
SH
OTR
1
129453
0
0
JPMORGAN CHASE & CO
COM
46625H100
5368
57075
SH
OTR
57075
0
0
KODIAK SCIENCES INC
COM
50015M109
7185
132768
SH
OTR
132768
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
4256
272270
SH
OTR
1
272270
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
14157
83440
SH
OTR
1
83440
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
6898
40655
SH
OTR
40655
0
0
LILLY ELI & CO
COM
532457108
2701
16451
SH
OTR
16451
0
0
LILLY ELI & CO
COM
532457108
1219
7424
SH
OTR
1
7424
0
0
LIVONGO HEALTH INC
COM
539183103
6091
81008
SH
OTR
1
81008
0
0
MCGRATH RENTCORP
COM
580589109
213
3939
SH
OTR
1
3939
0
0
MERCK & CO. INC
COM
58933Y105
865
11186
SH
OTR
1
11186
0
0
MERCK & CO. INC
COM
58933Y105
56
723
SH
OTR
723
0
0
META FINL GROUP INC
COM
59100U108
5075
279305
SH
OTR
1
279305
0
0
MICRON TECHNOLOGY INC
COM
595112103
16109
312677
SH
OTR
1
312677
0
0
MICRON TECHNOLOGY INC
COM
595112103
8154
158275
SH
OTR
158275
0
0
MICROSOFT CORP
COM
594918104
43934
215883
SH
OTR
1
215883
0
0
MICROSOFT CORP
COM
594918104
20266
99581
SH
OTR
99581
0
0
MKS INSTRS INC
COM
55306N104
1926
17005
SH
OTR
1
17005
0
0
MONOLITHIC PWR SYS INC
COM
609839105
15381
64899
SH
OTR
1
64899
0
0
MONOLITHIC PWR SYS INC
COM
609839105
8198
34590
SH
OTR
34590
0
0
MYOKARDIA INC
COM
62857M105
2140
22150
SH
OTR
1
22150
0
0
NEKTAR THERAPEUTICS
COM
640268108
3832
165460
SH
OTR
165460
0
0
NEKTAR THERAPEUTICS
COM
640268108
7599
328126
SH
OTR
1
328126
0
0
NEWPARK RES INC
NOTE 4.000%12/0
651718AE8
27283
30421000
PRN
OTR
1
30421000
0
0
NEXTERA ENERGY INC
COM
65339F101
18646
77638
SH
OTR
1
77638
0
0
NEXTERA ENERGY INC
COM
65339F101
9361
38976
SH
OTR
38976
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
8092
92644
SH
OTR
92644
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
15787
180755
SH
OTR
1
180755
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
8221
48475
SH
OTR
48475
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
16410
96762
SH
OTR
1
96762
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
18785
19530000
PRN
OTR
1
19530000
0
0
PATRICK INDS INC
DBCV 1.000% 2/0
703343AB9
5438
5400000
PRN
OTR
1
5400000
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
567
6215
PRN
OTR
1
6215
0
0
PLANET FITNESS INC
CL A
72703H101
1658
27375
SH
OTR
1
27375
0
0
PROCTER AND GAMBLE CO
COM
742718109
2040
17062
SH
OTR
1
17062
0
0
PROCTER AND GAMBLE CO
COM
742718109
912
7625
SH
OTR
7625
0
0
PROGRESSIVE CORP OHIO
COM
743315103
10027
125165
SH
OTR
125165
0
0
PROGRESSIVE CORP OHIO
COM
743315103
19548
244016
SH
OTR
1
244016
0
0
PROGYNY INC
COM
74340E103
4329
167745
SH
OTR
1
167745
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
7369
55660
SH
OTR
55660
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
14704
111059
SH
OTR
1
111059
0
0
RAMBUS INC DEL
NOTE 1.375% 2/0
750917AG1
5231
5000000
PRN
OTR
1
5000000
0
0
RAYONIER INC
COM
754907103
226
9131
SH
SOLE
9131
0
0
REVANCE THERAPEUTICS INC
COM
761330109
5592
229010
SH
OTR
1
229010
0
0
ROSS STORES INC
COM
778296103
7076
83011
SH
OTR
83011
0
0
ROSS STORES INC
COM
778296103
12843
150671
SH
OTR
1
150671
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
10854
9000000
PRN
OTR
1
9000000
0
0
SYNOPSYS INC
COM
871607107
8201
42055
SH
OTR
42055
0
0
SYNOPSYS INC
COM
871607107
14718
75475
SH
OTR
1
75475
0
0
SYSCO CORP
COM
871829107
13432
245738
SH
OTR
1
245738
0
0
SYSCO CORP
COM
871829107
7061
129180
SH
OTR
129180
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
3051
55755
SH
OTR
1
55755
0
0
TELADOC HEALTH INC
COM
87918A105
2418
12670
SH
OTR
1
12670
0
0
TELEFLEX INCORPORATED
COM
879369106
8166
22434
SH
OTR
22434
0
0
TELEFLEX INCORPORATED
COM
879369106
16585
45567
SH
OTR
1
45567
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
3640
56350
SH
OTR
1
56350
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
19842
20840000
PRN
OTR
1
20840000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
20628
21027000
PRN
OTR
1
21027000
0
0
UNION PAC CORP
COM
907818108
14822
87669
SH
OTR
1
87669
0
0
UNION PAC CORP
COM
907818108
6707
39670
SH
OTR
39670
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
6549
5126000
PRN
OTR
1
5126000
0
0
VISA INC
COM CL A
92826C839
25222
130571
SH
OTR
1
130571
0
0
VISA INC
COM CL A
92826C839
11777
60965
SH
OTR
60965
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
383
9057
SH
OTR
1
9057
0
0
WASTE CONNECTIONS INC
COM
94106B101
20884
222663
SH
OTR
1
222663
0
0
WASTE CONNECTIONS INC
COM
94106B101
10565
112640
SH
OTR
112640
0
0
WELLS FARGO CO NEW
COM
949746101
250
9755
SH
OTR
1
9755
0
0
WINGSTOP INC
COM
974155103
6113
43990
SH
OTR
1
43990
0
0
ZENDESK INC
COM
98936J101
6332
71520
SH
OTR
71520
0
0
ZENDESK INC
COM
98936J101
12846
145105
SH
OTR
1
145105
0
0