0001085146-17-001268.txt : 20170515 0001085146-17-001268.hdr.sgml : 20170515 20170512184856 ACCESSION NUMBER: 0001085146-17-001268 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 17840514 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001007524 XXXXXXXX 03-31-2017 03-31-2017 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 05-11-2017 1 139 1278335 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 2U INCCOM90214J101378095310SHOTR19531000ABBVIE INCCOM00287Y109781200SHOTR 120000ABBVIE INCCOM00287Y1091612470SHOTR1247000ACELRX PHARMACEUTICALS INCCOM00444T1003310339SHSOLE 1033900ACETO CORPNOTE 2.000%11/0004446AD289269768000PRNOTR1976800000AGRIUM INCCOM0089161087648000SHOTR 800000AGRIUM INCCOM008916108961000SHOTR1100000AIR LEASE CORPCL A00912X30216980438194SHOTR 43336404830AIR LEASE CORPCL A00912X30224572634134SHOTR1621295012654ALIGN TECHNOLOGY INCCOM016255101296025805SHOTR12580500ALLEGHANY CORP DELCOM01717510055619047SHOTR 88520195ALLEGHANY CORP DELCOM0171751001099617890SHOTR1174320437ALLEGHENY TECHNOLOGIES INCCOM01741R102181000SHOTR1001000ALPHABET INCCAP STK CL A02079K30584049913SHOTR172320220ALPHABET INCCAP STK CL A02079K30518972237SHOTR 2182055ALPHABET INCCAP STK CL C02079K1072559930859SHOTR 305160343ALPHABET INCCAP STK CL C02079K1073892746924SHOTR1436230866AMERICAN EXPRESS COCOM025816109791000SHOTR1001000AMERICAN EXPRESS COCOM0258161094255375SHOTR 537500AMERICAN WTR WKS CO INC NEWCOM030420103718692397SHOTR 9014702250AMERICAN WTR WKS CO INC NEWCOM03042010316737215228SHOTR121007205021AMN HEALTHCARE SERVICES INCCOM001744101176743525SHOTR14352500ANADARKO PETE CORPCOM03251110711179180300SHOTR 17850001800ANADARKO PETE CORPCOM03251110714959241273SHOTR123733803935ANALOG DEVICES INCCOM03265410511486140160SHOTR 13864501515ANALOG DEVICES INCCOM03265410517943218940SHOTR121558003360APPLE INCCOM03783310013439348SHOTR1934800ATRICURE INCCOM04963C2092344122378SHOTR112237800BERKSHIRE HATHAWAY INC DELCL A0846701089994SHOTR 400BERKSHIRE HATHAWAY INC DELCL A0846701082501SHOTR1000BERKSHIRE HATHAWAY INC DELCL B NEW0846707025863519SHOTR13469050BERRY PLASTICS GROUP INCCOM08579W10312702261522SHOTR 25923202290BERRY PLASTICS GROUP INCCOM08579W10316094331354SHOTR132668604668BOEING COCOM0970231051289372899SHOTR 721940705BOEING COCOM09702310519445109947SHOTR110746902478BOFI HLDG INCCOM05566U1084275163607SHOTR116360700BRISTOL MYERS SQUIBB COCOM11012210857710617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221083205886SHOTR1588600CAVCO INDS INC DELCOM149568107255521946SHOTR12194600CEDAR FAIR L PDEPOSITRY UNIT15018510610319152181SHOTR 15063601545CEDAR FAIR L PDEPOSITRY UNIT15018510614182209140SHOTR120637002770CF INDS HLDGS INCCOM12526910010136345345SHOTR 34274502600CF INDS HLDGS INCCOM12526910012586428833SHOTR142180607027CHART INDS INCNOTE 2.000% 8/016115QAC42562525949000PRNOTR12594900000CHARTER COMMUNICATIONS INC NCL A16119P1082738883674SHOTR 827570917CHARTER COMMUNICATIONS INC NCL A16119P10838379117254SHOTR111520202011CINEMARK HOLDINGS INCCOM17243V102134830412SHOTR 3041200CINEMARK HOLDINGS INCCOM17243V102217849128SHOTR14646802660COGENT COMMUNICATIONS HLDGSCOM NEW19239V302140532625SHOTR13262500CROWN CASTLE INTL CORP NEWCOM22822V10112772135225SHOTR113345501770CROWN CASTLE INTL CORP NEWCOM22822V101881593325SHOTR 926300695CROWN HOLDINGS INCCOM22836810626088492702SHOTR148428208290CROWN HOLDINGS INCCOM22836810615402290870SHOTR 28581005060DAVE & BUSTERS ENTMT INCCOM238337109486179574SHOTR17957400DIAGEO P L CSPON ADR NEW25243Q20511977103628SHOTR 10256301065DIAGEO P L CSPON ADR NEW25243Q20516370141637SHOTR113862702970ENTERPRISE PRODS PARTNERS LCOM29379210719438704025SHOTR 69727506750ENTERPRISE PRODS PARTNERS LCOM29379210722997832953SHOTR1820319012474EPR PPTYSCOM SH BEN INT26884U1091471995SHOTR1199500EPR PPTYSCOM SH BEN INT26884U10996313073SHOTR 1307300EVOLENT HEALTH INCCL A30050B1013442154345SHOTR115434500EXXON MOBIL CORPCOM30231G1026718180SHOTR1818000EXXON MOBIL CORPCOM30231G10288410776SHOTR 1077600EZCORP INCNOTE 2.625% 6/1302301AB21713618500000PRNOTR11850000000FIRST REP BK SAN FRANCISCO CCOM33616C10089952SHOTR195200FIRST REP BK SAN FRANCISCO CCOM33616C100168217925SHSOLE 1792500FOUR CORNERS PPTY TR INCCOM35086T1092600113870SHOTR 11387000FOUR CORNERS PPTY TR INCCOM35086T10911360497620SHOTR149462003000GENERAL ELECTRIC COCOM36960410320281680601SHOTR167141409112GENERAL ELECTRIC COCOM36960410312211409755SHOTR 40560504150GENTHERM INCCOM37253A103195049680SHOTR14968000GLAUKOS CORPCOM377322102231745165SHOTR14516500GLAXOSMITHKLINE PLCSPONSORED ADR37733W10512259290770SHOTR 28766003110GLAXOSMITHKLINE PLCSPONSORED ADR37733W10517483414671SHOTR140527609355GRAPHIC PACKAGING HLDG COCOM388689101138491076073SHOTR 1064253011820GRAPHIC PACKAGING HLDG COCOM388689101201061562272SHOTR11537255025017GTT COMMUNICATIONS INCCOM3623931004662191467SHOTR119146700HALLIBURTON COCOM4062161019526193586SHOTR 19179101795HALLIBURTON COCOM40621610112753259148SHOTR125428504863HEALTHEQUITY INCCOM42226A107118727955SHOTR12795500HORIZON GLOBAL CORPNOTE 2.750% 7/044052WAA21823320105000PRNOTR12010500000INOGEN INCCOM45780L104399251473SHOTR15147300INPHI CORPCOM45772F1077550154646SHOTR115464600INTEL CORPCOM45814010014830411136SHOTR 40694104195INTEL CORPCOM45814010020246561304SHOTR155233508969INVENSENSE INCNOTE 1.750%11/046123DAB244254473000PRNOTR1447300000JOHNSON & JOHNSONCOM47816010416596133250SHOTR113093002265JOHNSON & JOHNSONCOM478160104985179095SHOTR 785450550JPMORGAN CHASE & COCOM46625H10011936135879SHOTR 13454901330JPMORGAN CHASE & COCOM46625H10015707178811SHOTR117482603985LENDINGCLUB CORPCOM52603A1091745317830SHOTR131783000LENDINGTREE INC NEWCOM52603B107533442552SHOTR14255200LIGAND PHARMACEUTICALS INCCOM NEW53220K504323630579SHOTR13057900LILLY ELI & COCOM5324571086898188SHOTR1818800LILLY ELI & COCOM532457108138416451SHOTR 1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010611325147249SHOTR 14443402815MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010621620281105SHOTR127718703833MAXLINEAR INCCOM57776J1003933140210SHOTR114021000MERCK & CO INCCOM58933Y10550783SHOTR 78300MERCK & CO INCCOM58933Y10569810973SHOTR11097300MIDDLEBY CORPCOM596278101456033421SHOTR13342100NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ14164542360000PRNOTR14236000000NEVRO CORPCOM64157F103257927519SHOTR12751900NEW RELIC INCCOM64829B100144538990SHOTR13899000NEXTERA ENERGY INCCOM65339F10124318189435SHOTR118567503760NEXTERA ENERGY INCCOM65339F10115337119475SHOTR 11803501440NOVARTIS A GSPONSORED ADR66987V10915415207553SHOTR 20497302580NOVARTIS A GSPONSORED ADR66987V10924919335517SHOTR132981205665POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT7328571071041470SHOTR 000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107110115560SHOTR1000PRA GROUP INCCOM69354N1062387184SHOTR1718400PROCTER AND GAMBLE COCOM742718109146316283SHOTR 158630420PROCTER AND GAMBLE COCOM742718109159017699SHOTR11769900PROGRESSIVE CORP OHIOCOM74331510326919687065SHOTR1672445014620PROGRESSIVE CORP OHIOCOM74331510317106436605SHOTR 43128505320PROOFPOINT INCCOM743424103295639753SHOTR13975300PUBLIC STORAGECOM74460D1091049147922SHOTR 475070415PUBLIC STORAGECOM74460D1091412964543SHOTR1636710872Q2 HLDGS INCCOM74736L1095282151570SHOTR115157000QUANTENNA COMMUNICATIONS INCCOM74766D100176784835SHOTR18483500SANOFIRIGHT 12/31/202080105N1132350000SHOTR10050000SCHLUMBERGER LTDCOM80685710814108180640SHOTR117589804742SCHLUMBERGER LTDCOM8068571089905126820SHOTR 12564501175SQUARE INCCL A8522341034129238918SHOTR123891800TAHOE RES INCCOM87386810387621091195SHOTR 1078570012625TAHOE RES INCCOM873868103134511675050SHOTR11646995028055TAKE-TWO INTERACTIVE SOFTWARCOM874054109296450010SHOTR15001000TELEFLEX INCCOM879369106893146098SHOTR 455680530TELEFLEX INCCOM8793691061293566769SHOTR1657010988TREX CO INCCOM89531P105245735404SHOTR13540400UNION PAC CORPCOM9078181086366000SHOTR 600000UNION PAC CORPCOM90781810877725SHOTR172500US FOODS HLDG CORPCOM91200810915570556485SHOTR 55055505930US FOODS HLDG CORPCOM91200810921980785565SHOTR1772530013035VEEVA SYS INCCL A COM922475108295657640SHOTR15764000WEB COM GROUP INCNOTE 1.000% 8/194733AAA21414014540000PRNOTR11454000000WELLS FARGO & CO NEWCOM9497461015439755SHOTR1975500YELP INCCL A985817105154547172SHOTR14717200ZILLOW GROUP INCCL A98954M10175922458SHOTR12245800