0001085146-16-003798.txt : 20160516 0001085146-16-003798.hdr.sgml : 20160516 20160516100632 ACCESSION NUMBER: 0001085146-16-003798 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 161651254 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001007524 XXXXXXXX 03-31-2016 03-31-2016 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 05-16-2016 1 118 1720960 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1092053590SHOTR1359000ABBVIE INCCOM00287Y109691200SHOTR 120000ACELRX PHARMACEUTICALS INCCOM00444T1006420839SHSOLE 2083900AIR LEASE CORPCL A00912X302361291124825SHOTR 111843006395AIR LEASE CORPCL A00912X302482281501498SHOTR11486268015045ALLEGHANY CORP DELCOM0171751002569251778SHOTR 514930285ALLEGHANY CORP DELCOM0171751003415568835SHOTR1679750839ALLEGHENY TECHNOLOGIES INCCOM01741R102161000SHOTR1001000ALLEGIANT TRAVEL COCOM01748X102284916000SHOTR11600000ALPHABET INCCAP STK CL A02079K3051087714257SHOTR 14202055ALPHABET INCCAP STK CL A02079K3051687322117SHOTR1193470255ALPHABET INCCAP STK CL C02079K1073659649125SHOTR 488890236ALPHABET INCCAP STK CL C02079K1074315957936SHOTR1546810805AMERICAN EXPRESS COCOM0258161093305375SHOTR 537500AMERICAN EXPRESS COCOM025816109781280SHOTR128001000AMERICAN WTR WKS CO INC NEWCOM03042010350065726321SHOTR171656609620AMERICAN WTR WKS CO INC NEWCOM03042010331806461429SHOTR 45888902540AMTRUST FINL SVCS INCCOM032359309167564718SHOTR16471800APPLE INCCOM037833100111410221SHOTR11022100ATMEL CORPCOM04951310414317700SHOTR16700011000BENEFITFOCUS INCCOM08180D106100130000SHOTR13000000BERKSHIRE HATHAWAY INC DELCL A0846701088544SHOTR 400BERKSHIRE HATHAWAY INC DELCL A0846701082131SHOTR1000BERKSHIRE HATHAWAY INC DELCL B NEW0846707029256519SHOTR16469050BERRY PLASTICS GROUP INCCOM08579W10314505401240SHOTR 39895002290BERRY PLASTICS GROUP INCCOM08579W10319599542145SHOTR153750504640BOEING COCOM09702310517471137632SHOTR 1369270705BOEING COCOM09702310521411168668SHOTR116599802670BOFI HLDG INCCOM05566U1082443114467SHOTR111446700BRISTOL MYERS SQUIBB COCOM1101221083866051SHOTR1605100BRISTOL MYERS SQUIBB COCOM11012210867810617SHOTR 1061700CALLIDUS SOFTWARE INCCOM13123E50095957500SHOTR15750000CASTLE A M & CONOTE 7.000%12/1148411AF833127200000PRNOTR1720000000CAVCO INDS INC DELCOM149568107278129757SHOTR12975700CENTENE CORP DELCOM15135B101185430108SHOTR13010800CHART INDS INCNOTE 2.000% 8/016115QAC42349026449000PRNOTR12644900000CHARTER COMMUNICATIONS INC DCL A NEW16117M30551122252541SHOTR 25126601275CHARTER COMMUNICATIONS INC DCL A NEW16117M30561085301761SHOTR129870603010CHUYS HLDGS INCCOM171604101124340000SHOTR14000000CINEMARK HOLDINGS INCCOM17243V102384371072747SHOTR 106679605951CINEMARK HOLDINGS INCCOM17243V102508221418440SHOTR11400160018155COCA COLA COCOM19121610038810SHOTR 81000COCA COLA COCOM19121610077716742SHOTR11674200CROWN HOLDINGS INCCOM22836810636299731973SHOTR 72691305060CROWN HOLDINGS INCCOM228368106513151034785SHOTR1102530509350CYNOSURE INCCL A23257720575317078SHOTR11707800DIAGEO P L CSPON ADR NEW25243Q20535310327340SHOTR 32574001600DIAGEO P L CSPON ADR NEW25243Q20544310410775SHOTR140618004555EBAY INCCOM27864210317791745645SHOTR 74142504220EBAY INCCOM278642103289611213795SHOTR11202180011470ENTERPRISE PRODS PARTNERS LCOM29379210716853684540SHOTR 67944005100ENTERPRISE PRODS PARTNERS LCOM29379210720908849253SHOTR1834203014890EPAM SYS INCCOM29414B104181024242SHOTR12424200EPR PPTYSCOM SH BEN INT26884U10933229498780SHOTR 49671002070EPR PPTYSCOM SH BEN INT26884U10945115677190SHOTR166949007630EXAMWORKS GROUP INCCOM30066A105236980126SHOTR18012600EXXON MOBIL CORPCOM30231G10290110776SHOTR 1077600EXXON MOBIL CORPCOM30231G10283910036SHOTR11003600FIRST REP BK SAN FRANCISCO CCOM33616C100121518225SHSOLE 1822500FIRST REP BK SAN FRANCISCO CCOM33616C10063952SHOTR195200GENERAL ELECTRIC COCOM36960410317988565845SHOTR 56338002465GENERAL ELECTRIC COCOM369604103364901147875SHOTR1113860009200GENTHERM INCCOM37253A103166440000SHOTR14000000GLAXOSMITHKLINE PLCSPONSORED ADR37733W10533401823695SHOTR 81936504330GLAXOSMITHKLINE PLCSPONSORED ADR37733W105456281125220SHOTR11112295012885GRUBHUB INCCOM400110102127450700SHOTR15070000HALLIBURTON COCOM40621610111324317015SHOTR 31522001795HALLIBURTON COCOM40621610119316540755SHOTR153614004615HEALTHSTREAM INCCOM42222N103126957433SHOTR15743300INPHI CORPCOM45772F107280484114SHOTR18411400INVENSENSE INCNOTE 1.750%11/046123DAB245885000000PRNOTR1500000000JOHNSON & JOHNSONCOM47816010442757395162SHOTR139183703270JOHNSON & JOHNSONCOM47816010430615282944SHOTR 28131901625LDR HLDG CORPCOM50185U105178470000SHOTR17000000LENDINGTREE INC NEWCOM52603B107231523677SHOTR12367700LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10422176878272SHOTR 87386704405LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M104302211196841SHOTR11185186011475LILLY ELI & COCOM532457108118516451SHSOLE 1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010633281483730SHOTR 48091502815MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010630373441466SHOTR143525106130MERCK & CO INC NEWCOM58933Y10560011338SHOTR11133800MIDDLEBY CORPCOM596278101257824144SHOTR12414400MONOLITHIC PWR SYS INCCOM609839105239937700SHOTR13770000NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ12525742360000PRNOTR14236000000NOVAGOLD RES INCCOM NEW66987E2066112100SHOTR11210000NOVARTIS A GSPONSORED ADR66987V10918667257694SHOTR 25652901165NOVARTIS A GSPONSORED ADR66987V10928104387960SHOTR138525502665NRG YIELD INCCL A NEW62942X3068502626495SHOTR 62649500NRG YIELD INCCL A NEW62942X30611807870116SHOTR186497605065NRG YIELD INCCL C62942X4059006632430SHOTR 63243000NRG YIELD INCCL C62942X40513755965978SHOTR195745808445NXSTAGE MEDICAL INCCOM67072V1032141142802SHOTR114280200ON DECK CAP INCCOM68216310054570000SHOTR17000000OWENS ILL INCCOM NEW690768403309531939397SHOTR 1927712011685OWENS ILL INCCOM NEW690768403420362633885SHOTR12602395031490POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107109218055SHOTR 000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT73285710794115560SHOTR1000PRA GROUP INCCOM69354N10673525005SHOTR12500500PROCTER & GAMBLE COCOM742718109157819173SHOTR 187530420PROCTER & GAMBLE COCOM742718109128415599SHOTR11559900Q2 HLDGS INCCOM74736L109177473800SHOTR17380000ROPER TECHNOLOGIES INCCOM7766961063662000SHOTR1200000RUBICON PROJ INCCOM78112V1021839100625SHOTR110062500SANOFIRIGHT 12/31/202080105N113650000SHOTR10050000TELEFLEX INCCOM87936910632440206608SHOTR120467801850TELEFLEX INCCOM87936910625207160544SHOTR 1596640880TELEFLEX INCNOTE 3.875% 8/0879369AA43242512700000PRNOTR11270000000TREX CO INCCOM89531P105187339084SHOTR13908400TRI POINTE GROUP INCCOM87265H109524450SHOTR 445000TRI POINTE GROUP INCCOM87265H1092787236615SHOTR123661500UNION PAC CORPCOM90781810817657221960SHOTR 22079001170UNION PAC CORPCOM90781810828556358960SHOTR135600502955WELLS FARGO & CO NEWCOM94974610151110555SHOTR11055500WINGSTOP INCCOM97415510399443825SHOTR14382500XACTLY CORPCOM98386L1018612614SHOTR10012614XPO LOGISTICS INCNOTE 4.500%10/0983793AA851312720000PRNOTR1272000000YELP INCCL A98581710571636000SHOTR13600000ZELTIQ AESTHETICS INCCOM98933Q108247691174SHOTR19117400