0001085146-15-002352.txt : 20151113
0001085146-15-002352.hdr.sgml : 20151113
20151113172932
ACCESSION NUMBER: 0001085146-15-002352
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 151230350
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001007524
XXXXXXXX
09-30-2015
09-30-2015
OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA
STE 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415 434-4441
/s/ John Tavernetti
San Francisco
CA
11-13-2015
1
108
2208965
false
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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114001506395AIR LEASE CORPCL A00912X302495961604018SHOTR11588788015045ALLEGHANY CORP DELCOM0171751003523475268SHOTR
748580410ALLEGHANY CORP DELCOM01717510047125100670SHOTR19963501014AMERICAN EXPRESS COCOM02581610929659400095SHOTR
39844001655AMERICAN EXPRESS COCOM02581610941511559985SHOTR155526004680AMERICAN WTR WKS CO INC NEWCOM03042010342282767647SHOTR
76266204985AMERICAN WTR WKS CO INC NEWCOM030420103586991065713SHOTR11054203011375APPLE INCCOM037833100113410278SHOTR11027800ATMEL CORPCOM04951310414317700SHOTR16700011000BERKSHIRE HATHAWAY INC DELCL A0846701087814SHOTR
400BERKSHIRE HATHAWAY INC DELCL A0846701081951SHOTR1000BERKSHIRE HATHAWAY INC DELCL B NEW0846707025254019SHOTR13969050BOEING COCOM09702310518359140197SHOTR
1394920705BOEING COCOM09702310523731181219SHOTR117979901420BRISTOL MYERS SQUIBB COCOM11012210862910617SHOTR
1061700BRISTOL MYERS SQUIBB COCOM1101221083586051SHOTR1605100CABELAS INCCOM12680430129195640245SHOTR
63737502870CABELAS INCCOM12680430136928809825SHOTR180257507200CASTLE A M & CONOTE 7.000%12/1148411AF837177200000PRNOTR1720000000CHARTER COMMUNICATIONS INC DCL A NEW16117M30545269257430SHOTR
25615501275CHARTER COMMUNICATIONS INC DCL A NEW16117M30557116324800SHOTR132174503010CINEMARK HOLDINGS INCCOM17243V102350571079014SHOTR11068779010110CINEMARK HOLDINGS INCCOM17243V10227574848679SHOTR
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33163001600DIAGEO P L CSPON ADR NEW25243Q20545881425657SHOTR142106204555DIGITAL RLTY TR INCCOM25386810325401388867SHOTR
38677202095DIGITAL RLTY TR INCCOM25386810334940534908SHOTR153186302950EBAY INCCOM278642103248491016735SHOTR
101192504810EBAY INCCOM278642103352051440470SHOTR11428425011900ENTERPRISE PRODS PARTNERS LCOM293792107292041172860SHOTR
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1104600EXXON MOBIL CORPCOM30231G10274610036SHOTR11003600FIRST REP BK SAN FRANCISCO CCOM33616C100114418225SHOTR
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57037502465GENERAL ELECTRIC COCOM369604103302861200875SHOTR1119289007910GLAXOSMITHKLINE PLCSPONSORED ADR37733W10522760591945SHOTR
58896502980GLAXOSMITHKLINE PLCSPONSORED ADR37733W10529206759575SHOTR175189507640GOOGLE INCCL A38259P5082209834617SHOTR
344720145GOOGLE INCCL A38259P5082915245665SHOTR1427150435GOOGLE INCCL C38259P7063734461379SHOTR1582240705GOOGLE INCCL C38259P7063038149934SHOTR
496980236ISHARES TRRUSSELL 3000 ETF464287689262023005PRNOTR12300500JOHNSON & JOHNSONCOM47816010433776361819SHOTR
35968402135JOHNSON & JOHNSONCOM47816010448998524886SHOTR152108603745KINDER MORGAN INC DEL*W EXP 05/25/20149456B119910000PRNOTR10010000KINDER MORGAN INC DELCOM49456B10190332640SHOTR
3264000KINDER MORGAN INC DELCOM49456B10113338481843SHOTR147968802155LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10423487895442SHOTR
89103704405LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M104341651302517SHOTR11290862011475LILLY ELI & COCOM532457108137716451SHSOLE
1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010635765594986SHOTR
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78300MERCK & CO INC NEWCOM58933Y10555911338SHOTR11133800NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ13100242360000PRNOTR14236000000NEW RESIDENTIAL INVT CORPCOM NEW64828T201166961274539SHOTR
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26029901165NOVARTIS A GSPONSORED ADR66987V10935812389601SHOTR138689602665NRG YIELD INCCL A NEW62942X3067533675600SHOTR
67303502565NRG YIELD INCCL A NEW62942X306115561036412SHOTR1103127205065NRG YIELD INCCL C62942X4057798671635SHOTR
66907002565NRG YIELD INCCL C62942X40510347891182SHOTR188266208445NVIDIA CORPNOTE 1.000%12/067066GAC81499811400000PRNOTR11140000000OCCIDENTAL PETE CORP DELCOM67459910535841541825SHOTR153545506305OCCIDENTAL PETE CORP DELCOM67459910530098455001SHOTR
45328601715OWENS ILL INCCOM NEW690768403346111670392SHOTR
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2911500PLAINS GP HLDGS L PSHS A REP LTPN72651A1088088462160SHOTR145964502515POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107112116685SHOTR
000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107104615560SHOTR1000PROCTER & GAMBLE COCOM742718109143019873SHOTR
194530420PROCTER & GAMBLE COCOM742718109121716914SHOTR11691400ROPER TECHNOLOGIES INCCOM7766961063132000SHOTR1200000SANOFIRIGHT 12/31/202080105N1131050000SHOTR10050000STONEGATE MTG CORPCOM86181Q3004974699647SHOTR
69964700STONEGATE MTG CORPCOM86181Q3004604647537SHOTR1627767019640TELEFLEX INCCOM87936910627636222491SHOTR122056101850TELEFLEX INCCOM87936910624145194392SHOTR
1935120880TELEFLEX INCNOTE 3.875% 8/0879369AA43670818150000PRNOTR11815000000THOMPSON CREEK METALS CO INCCOM884768102715000SHOTR10015000TRI POINTE GROUP INCCOM87265H109301332301980SHOTR
2291900010080TRI POINTE GROUP INCCOM87265H109378292889910SHOTR12863275026310TRIUMPH GROUP INC NEWCOM89681810113959331720SHOTR
32943502285TRIUMPH GROUP INC NEWCOM89681810121184503425SHOTR149883004595UNION PAC CORPCOM9078181085306000SHSOLE
600000VALEANT PHARMACEUTICALS INTLCOM91911K10255614311770SHOTR
31012601644VALEANT PHARMACEUTICALS INTLCOM91911K10276425428439SHOTR142298505388WELLS FARGO & CO NEWCOM94974610154210555SHOTR11055500XPO LOGISTICS INCNOTE 4.500%10/0983793AA840552720000PRNOTR1272000000