0001085146-14-001784.txt : 20140814 0001085146-14-001784.hdr.sgml : 20140814 20140814161959 ACCESSION NUMBER: 0001085146-14-001784 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 141043133 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 06-30-2014 06-30-2014 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415-434-4441 /s/ John Tavernetti San Francisco CA 08-14-2014 1 115 3495176 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1091693000SHOTR1300000ABBVIE INCCOM00287Y109681200SHOTR 120000ACELRX PHARMACEUTICALS INCCOM00444T10026425709SHSOLE 2570900AIR LEASE CORPCL A00912X302581751507910SHOTR 150151506395AIR LEASE CORPCL A00912X302674521748363SHOTR1174636302000AIR LEASE CORPNOTE 3.875%12/000912XAK0127668500000PRNOTR1850000000ALLEGHANY CORP DELCOM0171751004200195866SHOTR 954560410ALLEGHANY CORP DELCOM01717510048967111767SHOTR11115160251AMERICAN EXPRESS COCOM0258161095105375SHSOLE 537500AMERICAN WTR WKS CO INC NEWCOM03042010349336997697SHOTR 99271204985AMERICAN WTR WKS CO INC NEWCOM030420103616811247341SHOTR1124320104140APPLE INCCOM03783310095910318SHOTR11031800ATLAS PIPELINE PARTNERS LPUNIT L P INT04939210331944928597SHOTR192559703000ATLAS PIPELINE PARTNERS LPUNIT L P INT049392103401191166253SHOTR 116181804435ATMEL CORPCOM049513104329403515518SHOTR 3499453016065ATMEL CORPCOM049513104396344229837SHOTR14218837011000BARRETT BILL CORPNOTE 5.000% 3/106846NAA261116103000PRNOTR1610300000BERKSHIRE HATHAWAY INC DELCL A0846701087604SHOTR 400BERKSHIRE HATHAWAY INC DELCL A0846701081901SHOTR1000BOEING COCOM09702310536100283737SHOTR 28262701110BOEING COCOM09702310542881337038SHOTR133703800BRISTOL MYERS SQUIBB COCOM11012210851510617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221082946051SHOTR1605100CHARTER COMMUNICATIONS INC DCL A NEW16117M30550321317725SHOTR 31645001275CHARTER COMMUNICATIONS INC DCL A NEW16117M30557093360480SHOTR136048000CINEMARK HOLDINGS INCCOM17243V102563051592334SHOTR 158565906675CINEMARK HOLDINGS INCCOM17243V102664211878397SHOTR1187368704710COMPANHIA ENERGETICA DE MINASP ADR N-V PFD20440960110412985SHOTR1708305902CROWN HOLDINGS INCCOM228368106536831078835SHOTR 107377505060CROWN HOLDINGS INCCOM228368106643291292780SHOTR1129278000DIAGEO P L CSPON ADR NEW25243Q20544025345915SHOTR 34431501600DIAGEO P L CSPON ADR NEW25243Q20554905431406SHOTR143140600DIGITAL RLTY TR INCCOM25386810344019754792SHOTR 75216202630DIGITAL RLTY TR INCCOM25386810347910821508SHOTR181962301885DIRECTVCOM25490A30947504558807SHOTR 55652202285DIRECTVCOM25490A30954651642874SHOTR164287400DURECT CORPCOM26660510414479256SHOTR 7925600DURECT CORPCOM266605104371204100SHOTR100204100ENTERPRISE PRODS PARTNERS LCOM29379210751161653475SHOTR 65092502550ENTERPRISE PRODS PARTNERS LCOM29379210740896522355SHOTR152035502000EOG RES INCCOM26875P1012342000SHOTR1200000EXXON MOBIL CORPCOM30231G1028718649SHOTR1864900EXXON MOBIL CORPCOM30231G102134113318SHOTR 1104600FIRST REP BK SAN FRANCISCO CCOM33616C100114520825SHOTR 2082500FIRST REP BK SAN FRANCISCO CCOM33616C10052952SHOTR195200GOLDCORP INC NEWNOTE 2.000% 8/0380956AB83854838500000PRNOTR13850000000GOOGLE INCCL A38259P5082344440097SHOTR 399520145GOOGLE INCCL A38259P5082937550242SHOTR15024200GOOGLE INCCL C38259P7062306740097SHOTR 399520145GOOGLE INCCL C38259P7062890350242SHOTR15024200HEALTHSOUTH CORPCOM NEW421924309436021215565SHOTR 120971505850HEALTHSOUTH CORPCOM NEW421924309493941377033SHOTR1137703300HEWLETT PACKARD COCOM4282361032577640SHOTR1264005000JOHNSON & JOHNSONCOM47816010449645474524SHOTR 47238902135JOHNSON & JOHNSONCOM47816010463602607935SHOTR160793500JPMORGAN CHASE & COCOM46625H1003806600SHOTR1660000KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501066217550SHOTR1755000KINDER MORGAN INC DEL*W EXP 05/25/20149456B1192810000PRNOTR10010000KINDER MORGAN INC DELCOM49456B101164345310SHOTR 4531000KINDER MORGAN INC DELCOM49456B10120108554540SHOTR155454000KNIGHT CAP GROUP INCNOTE 3.500% 3/1499005AE69458894000000PRNOTR19400000000LIBERTY INTERACTIVE CORPINT COM SER A53071M104389071325162SHOTR 132033704825LIBERTY INTERACTIVE CORPINT COM SER A53071M104453591544934SHOTR1154493400LILLY ELI & COCOM532457108102316451SHSOLE 1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010661402730627SHOTR 72635204275MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010661463731346SHOTR172900602340MERCK & CO INC NEWCOM58933Y10545783SHOTR 78300MERCK & CO INC NEWCOM58933Y10565611338SHOTR11133800MOTOROLA SOLUTIONS INCCOM NEW62007630737794567731SHOTR 56559602135MOTOROLA SOLUTIONS INCCOM NEW62007630741969630454SHOTR163045400NEW RESIDENTIAL INVT CORPCOM64828T102350635565487SHOTR15550432015055NEW RESIDENTIAL INVT CORPCOM64828T102302764805713SHOTR 4787033018680NEWCASTLE INVT CORPCOM65105M108337607048093SHOTR 7020353027740NEWCASTLE INVT CORPCOM65105M108392188187557SHOTR18164337023220NEWMONT MINING CORPNOTE 1.250% 7/1651639AH93000030000000PRNOTR13000000000NOVAGOLD RES INCCOM NEW66987E2065112100SHOTR11210000NOVARTIS A GSPONSORED ADR66987V10924467270269SHOTR 26910401165NOVARTIS A GSPONSORED ADR66987V10939362434790SHOTR143479000NRG YIELD INCCOM CL A62942X10823897459110SHOTR 45693502175NRG YIELD INCCOM CL A62942X10839168752500SHOTR175250000OCCIDENTAL PETE CORP DELCOM67459910548996477401SHOTR 47568601715OCCIDENTAL PETE CORP DELCOM67459910560200586565SHOTR158537001195ORACLE CORPCOM68389X105470761161515SHOTR 115680004715ORACLE CORPCOM68389X105585531444675SHOTR1144267502000OWENS ILL INCCOM NEW690768403591481707508SHOTR1170482802680OWENS ILL INCCOM NEW690768403530251530732SHOTR 152559205140PDL BIOPHARMA INCNOTE 4.000% 2/069329YAF12290020000000PRNOTR12000000000PHH CORPCOM NEW693320202320861396257SHOTR 139058705670PHH CORPCOM NEW693320202371691617453SHOTR1161745300POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107106315560SHOTR1000PROCTER & GAMBLE COCOM742718109169621586SHOTR 211660420PROCTER & GAMBLE COCOM742718109147518764SHOTR11876400QUESTAR CORPCOM748356102287641159826SHOTR 115521104615QUESTAR CORPCOM748356102412971665190SHOTR116650000190SANOFIRIGHT 12/31/202080105N1134488300SHOTR18830000SANOFISPONSORED ADR80105N10531853599070SHOTR 59658002490SANOFISPONSORED ADR80105N10538325720810SHOTR172081000STONEGATE MTG CORPCOM86181Q30011312810895SHOTR 80753503360STONEGATE MTG CORPCOM86181Q30012402889037SHOTR188259706440TELEFLEX INCCOM87936910644849424702SHOTR 42290201800TELEFLEX INCCOM87936910655390524528SHOTR152452800TELEFLEX INCNOTE 3.875% 8/0879369AA43183118150000PRNOTR11815000000THOMPSON CREEK METALS CO INCCOM8847681024415000SHOTR10015000TRIUMPH GROUP INC NEWCOM89681810132689468185SHOTR 46613502050TRIUMPH GROUP INC NEWCOM89681810138868556690SHOTR155669000UNILEVER N VN Y SHS NEW904784709466211065386SHOTR 106075104635UNILEVER N VN Y SHS NEW904784709556511271727SHOTR1127172700UNION PAC CORPCOM9078181085996000SHSOLE 600000VALEANT PHARMACEUTICALS INTLCOM91911K10256609448853SHOTR 44720901644VALEANT PHARMACEUTICALS INTLCOM91911K10265044515730SHOTR151373002000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428582195075PRNOTR1507500VIACOM INC NEWCL B92553P20146635537702SHOTR 53561202090VIACOM INC NEWCL B92553P20153823620579SHOTR162057900WELLS FARGO & CO NEWCOM9497461015139755SHOTR1975500XPO LOGISTICS INCNOTE 4.500%10/0983793AA8160018600000PRNOTR1860000000