0001085146-14-002256.txt : 20141113 0001085146-14-002256.hdr.sgml : 20141113 20141113161205 ACCESSION NUMBER: 0001085146-14-002256 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 141218576 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 09-30-2014 09-30-2014 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415-434-4441 /s/ John Tavernetti San Francisco CA 11-12-2014 1 120 3255146 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y109691200SHOTR 120000ABBVIE INCCOM00287Y1092314000SHOTR1400000ACELRX PHARMACEUTICALS INCCOM00444T10014125709SHSOLE 2570900AIR LEASE CORPCL A00912X302478281471625SHOTR 146523006395AIR LEASE CORPCL A00912X302564981738388SHOTR1173638802000AIR LEASE CORPNOTE 3.875%12/000912XAK0115338500000PRNOTR1850000000ALLEGHANY CORP DELCOM0171751003920093747SHOTR 933370410ALLEGHANY CORP DELCOM01717510047103112646SHOTR11123950251AMERICAN EXPRESS COCOM0258161094715375SHSOLE 537500AMERICAN WTR WKS CO INC NEWCOM03042010346625966722SHOTR 96173704985AMERICAN WTR WKS CO INC NEWCOM030420103600811245708SHOTR1124156804140APPLE INCCOM037833100104010318SHOTR11031800ATLAS PIPELINE PARTNERS LPUNIT L P INT04939210334327941512SHOTR193851203000ATLAS PIPELINE PARTNERS LPUNIT L P INT049392103415811140468SHOTR 113603304435ATMEL CORPCOM04951310437546445SHOTR135445011000BARRETT BILL CORPNOTE 5.000% 3/106846NAA261116103000PRNOTR1610300000BERKSHIRE HATHAWAY INC DELCL A0846701088284SHOTR 400BERKSHIRE HATHAWAY INC DELCL A0846701082071SHOTR1000BERKSHIRE HATHAWAY INC DELCL B NEW0846707025554019SHOTR13969050BOEING COCOM09702310535413278007SHOTR 27689701110BOEING COCOM09702310543638342585SHOTR134258500BRISTOL MYERS SQUIBB COCOM11012210854310617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221083096051SHOTR1605100CHARTER COMMUNICATIONS INC DCL A NEW16117M30547149311485SHOTR 31021001275CHARTER COMMUNICATIONS INC DCL A NEW16117M30555414366085SHOTR136608500CINEMARK HOLDINGS INCCOM17243V102523041536539SHOTR 152986406675CINEMARK HOLDINGS INCCOM17243V102633061859765SHOTR1185505504710COCA COLA COCOM19121610083119472SHOTR11947200COCA COLA COCOM19121610035810SHOTR 81000COMPANHIA ENERGETICA DE MINASP ADR N-V PFD2044096018112985SHOTR1708305902CONE MIDSTREAM PARTNERS LPCOM UNIT REPST20681210918254649600SHOTR164960000CONE MIDSTREAM PARTNERS LPCOM UNIT REPST20681210921388761130SHOTR 75778003350CROWN HOLDINGS INCCOM228368106468081051395SHOTR 104633505060CROWN HOLDINGS INCCOM228368106576221294299SHOTR1129429900DIAGEO P L CSPON ADR NEW25243Q20538971337700SHOTR 33610001600DIAGEO P L CSPON ADR NEW25243Q20550456437228SHOTR143722800DIGITAL RLTY TR INCCOM25386810346177740247SHOTR 73761702630DIGITAL RLTY TR INCCOM25386810352185836558SHOTR183467301885DIRECTVCOM25490A30947263546267SHOTR 54398202285DIRECTVCOM25490A30955863645671SHOTR164567100DURECT CORPCOM26660510411779256SHOTR 7925600DURECT CORPCOM266605104300204100SHOTR100204100EBAY INCCOM27864210334721613115SHOTR161311500EBAY INCCOM27864210330065530895SHOTR 52879002105ENTERPRISE PRODS PARTNERS LCOM293792107512291271185SHOTR 126608505100ENTERPRISE PRODS PARTNERS LCOM293792107418741039060SHOTR1103506004000EXXON MOBIL CORPCOM30231G102102710921SHOTR11092100EXXON MOBIL CORPCOM30231G102103911046SHOTR 1104600FIRST REP BK SAN FRANCISCO CCOM33616C10094419125SHOTR 1912500FIRST REP BK SAN FRANCISCO CCOM33616C10047952SHOTR195200GOOGLE INCCL A38259P5082298439062SHOTR 389170145GOOGLE INCCL A38259P5083128853174SHOTR15066400GOOGLE INCCL C38259P7062255339062SHOTR 389170145GOOGLE INCCL C38259P7063070353179SHOTR15066900HEALTHSOUTH CORPCOM42192440832472440PRNOTR 244000HEALTHSOUTH CORPCOM NEW42192430920940567470SHOTR 56454502925HEALTHSOUTH CORPCOM NEW42192430924068652262SHOTR165226200HEWLETT PACKARD COCOM4282361032537140SHOTR1214005000JOHNSON & JOHNSONCOM47816010464841608325SHOTR160832500JOHNSON & JOHNSONCOM47816010448887458649SHOTR 45651402135JPMORGAN CHASE & COCOM46625H1003986600SHOTR1660000KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501067047550SHOTR1755000KINDER MORGAN INC DEL*W EXP 05/25/20149456B1193610000PRNOTR10010000KINDER MORGAN INC DELCOM49456B101269670330SHOTR 7033000KINDER MORGAN INC DELCOM49456B10121476560155SHOTR156015500KNIGHT CAP GROUP INCNOTE 3.500% 3/1499005AE69509194500000PRNOTR19450000000LIBERTY INTERACTIVE CORPINT COM SER A53071M104417341463337SHOTR 145728706050LIBERTY INTERACTIVE CORPINT COM SER A53071M104515441807286SHOTR1180728600LILLY ELI & COCOM532457108106716451SHSOLE 1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010658746697861SHOTR 69358604275MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010659097702027SHOTR169968702340MERCK & CO INC NEWCOM58933Y10546783SHOTR 78300MERCK & CO INC NEWCOM58933Y10567211338SHOTR11133800MOTOROLA SOLUTIONS INCCOM NEW62007630719864313909SHOTR131390900MOTOROLA SOLUTIONS INCCOM NEW62007630718348289951SHOTR 28995100NEW RESIDENTIAL INVT CORPCOM64828T102272734678008SHOTR 4659328018680NEW RESIDENTIAL INVT CORPCOM64828T102328155628644SHOTR15613589015055NEWCASTLE INVT CORP NEWCOM NEW65105M504421393323236SHOTR1331549707739NEWCASTLE INVT CORP NEWCOM NEW65105M504316342494765SHOTR 2484762010003NOVAGOLD RES INCCOM NEW66987E2063712100SHOTR11210000NOVARTIS A GSPONSORED ADR66987V10926257278944SHOTR 27777901165NOVARTIS A GSPONSORED ADR66987V10941946445615SHOTR144561500NRG YIELD INCCOM CL A62942X10830748653515SHOTR 65095002565NRG YIELD INCCOM CL A62942X10846119980222SHOTR198022200OCCIDENTAL PETE CORP DELCOM67459910544885466821SHOTR 46510601715OCCIDENTAL PETE CORP DELCOM67459910556947592272SHOTR159107701195ORACLE CORPCOM68389X105433651132845SHOTR 112813004715ORACLE CORPCOM68389X105558001457672SHOTR1145567202000OWENS ILL INCCOM NEW690768403450711730160SHOTR1172748002680OWENS ILL INCCOM NEW690768403390641499567SHOTR 149442705140PDL BIOPHARMA INCNOTE 4.000% 2/069329YAF11460615000000PRNOTR11500000000PHH CORPCOM NEW693320202364831631600SHOTR1163160000PHH CORPCOM NEW693320202305351365622SHOTR 135995205670POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107104315560SHOTR1000PROCTER & GAMBLE COCOM742718109173020660SHOTR 202400420PROCTER & GAMBLE COCOM742718109155518564SHOTR11856400QUESTAR CORPCOM748356102250401123366SHOTR 111875104615QUESTAR CORPCOM748356102372191669780SHOTR116695900190ROPER INDS INC NEWCOM7766961062932000SHOTR1200000SANOFIRIGHT 12/31/202080105N1134188300SHOTR18830000SANOFISPONSORED ADR80105N10533015585065SHOTR 58257502490SANOFISPONSORED ADR80105N10541263731217SHOTR173121700STONEGATE MTG CORPCOM86181Q30010363797765SHOTR 79440503360STONEGATE MTG CORPCOM86181Q30011731903049SHOTR189660906440TELEFLEX INCCOM87936910654851522188SHOTR152218800TELEFLEX INCCOM87936910643018409542SHOTR 40774201800TELEFLEX INCNOTE 3.875% 8/0879369AA43127518150000PRNOTR11815000000THOMPSON CREEK METALS CO INCCOM8847681023315000SHOTR10015000TRIUMPH GROUP INC NEWCOM89681810129750457340SHOTR 45529002050TRIUMPH GROUP INC NEWCOM89681810136480560800SHOTR156080000UNILEVER N VN Y SHS NEW904784709412011038321SHOTR 103368604635UNILEVER N VN Y SHS NEW904784709508611281784SHOTR1128178400UNION PAC CORPCOM9078181086516000SHSOLE 600000VALEANT PHARMACEUTICALS INTLCOM91911K10257556438688SHOTR 43704401644VALEANT PHARMACEUTICALS INTLCOM91911K10268172519605SHOTR151760502000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428582125075PRNOTR1507500VIACOM INC NEWCL B92553P20144626580012SHOTR 57792202090VIACOM INC NEWCL B92553P20149013637026SHOTR163702600WELLS FARGO & CO NEWCOM94974610154710555SHOTR11055500XPO LOGISTICS INCNOTE 4.500%10/0983793AA864232720000PRNOTR1272000000