-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpbrujAMUi1zc5/wA5mJEvJ/VXsnzs5ATT47EfwOgSuTURtvu/IU3h9pTbFwG0MM 2Wx/ZtkGQ/TprGEMcMbB5g== 0000950138-08-000095.txt : 20080208 0000950138-08-000095.hdr.sgml : 20080208 20080208164248 ACCESSION NUMBER: 0000950138-08-000095 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLIMCHER HERBERT CENTRAL INDEX KEY: 0001007385 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 6146219000 MAIL ADDRESS: STREET 1: C/O GLIMCHER REALTY TRUST STREET 2: 150 E. GAY STREET CITY: COLUMBUS STATE: OH ZIP: 43215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLIMCHER REALTY TRUST CENTRAL INDEX KEY: 0000912898 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 311390518 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45443 FILM NUMBER: 08589674 BUSINESS ADDRESS: STREET 1: 150 EAST GAY STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6146219000 MAIL ADDRESS: STREET 1: 150 EAST GAY STREET CITY: COLUMBUS STATE: OH ZIP: 43215 SC 13G/A 1 feb8_13ga-glimcher.htm GLIMCHER\2008 FILINGS\FEB 8 13GA-GLIMCHER

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2

 

(Amendment No. 2)*

 

GLIMCHER REALTY TRUST

(Name of Issuer)

 

 

Common Shares of Beneficial Interest, par value $0.01 per share

(Title of Class of Securities)

 

 

379302 10 2

(CUSIP Number)

 

 

 

December 31, 2007

 

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

 

 

 

 

o

Rule 13d-1(c)

 

 

 

 

x

Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

CUSIP 379302 10 2

Page 2 of 6

 

 

 

1

 

NAMES OF REPORTING PERSONS

 

Herbert Glimcher

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)

o

 

 

(b)

o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY EACH

 

REPORTING

 

PERSON WITH

 

5

SOLE VOTING POWER

 

2,168,628(1)

 

6

SHARED VOTING POWER

 

235,111(2)

 

7

SOLE DISPOSITIVE POWER

 

2,168,628(1)

 

8

SHARED DISPOSITIVE POWER


235,111(2)

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,403,739

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

o

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.18%(3)

 

CUSIP 379302 10 2

Page 3 of 6

 

 

12

TYPE OF REPORTING PERSON

 

IN

 

 

(1)

This amount includes: (a) 1,057,398 Common Shares of Beneficial Interest, par value $0.01 per share (“Common Shares”) held by Herbert Glimcher individually, (b) 958,230 Glimcher Properties Limited Partnership units of limited partnership interest that are redeemable into Common Shares (“OP Units”) and (c) vested options, and options that vest within 60 days of December 31, 2007, to purchase 153,000 Common Shares.

 

 

 

 

(2)

This amount includes: (a) 120,404 OP Units held by Mr. Glimcher’s wife, (b) 53,553 Common Shares which are owned by Mr. Glimcher and his wife as tenants-in-common, and (c) 61,154 Common Shares which are owned by trusts for the benefit of Mr. Glimcher’s grandchildren, of which Mr. Glimcher’s wife is a co-trustee. Mr. Glimcher disclaims beneficial ownership of the OP Units in (a) and the Common Shares indicated in (c) above.

 

 

 

 

(3)

Based on 37,687,039 Common Shares outstanding as of December 31, 2007 plus the number of Common Shares issuable upon the exercise of vested options and the redemption of OP Units held by each of Mr. Glimcher and his wife and the number of options that vest within 60 days of December 31, 2007.

 

CUSIP 379302 10 2

Page 4 of 6

 

Item 1(a)

Name of Issuer:

Glimcher Realty Trust

 

Item 1(b)

Address of Issuer’s Principal Executive Offices:

150 East Gay Street

Columbus, OH 43215

 

Item 2(a)

Name of Person Filing:

Herbert Glimcher

 

Item 2(b)

Address of Principal Business Office or, if none, Residence:

 

150 East Broad Street

Suite 302

Columbus, OH 43215

 

Item 2(c)

Citizenship:

United States

 

Item 2(d)

Title of Class of Securities:

Common Shares of Beneficial Interest, par value $0.01 per share

 

Item 2(e)

CUSIP Number:

379302 10 2

 

Item 3.

If this statement is filed pursuant to section 240.13d-1(b) or 240.13d-2(b) or (c),

check whether the person filing is a:

 

(a)

o

Broker or dealer registered under Section 15 of the Act

 

 

 

(b)

o

Bank as defined in Section 3(a)(6) of the Act

 

 

 

(c)

o

Insurance company as defined in Section 3(a)(19) of the Act

 

 

 

(d)

o

Investment company registered under Section 8 of the Investment Company Act of 1940

 

 

 

(e)

o

An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E)

 

 

 

(f)

o

An employee benefit plan or endowment fund in accordance with section 204.13d-(b)(1)(ii)(F)

 

 

 

(g)

o

A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G)

 

 

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act

 

 

 

(i)

o

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940

 

 

 

(j)

o

Group, in accordance with section 240.13d-1(b)(1)(ii)(J)

 

Not applicable.

CUSIP 379302 10 2

Page 5 of 6

 

Item 4.

Ownership.

 

(a)

Amount beneficially owned: See Item 9 on the cover page.

 

 

(b)

Percent of class: See Item 11 on the cover page.

 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote: See Item 5 on the cover page.

 

 

(ii)

Shared power to vote or to direct the vote: See Item 6 on the cover page.

 

 

(iii)

Sole power to dispose or to direct the disposition of: See Item 7 on the cover page.

 

 

(iv)

Shared power to dispose or to direct the disposition of: See Item 8 on the cover page.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the

Security Being Reported By the Parent Holding Company.

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of a Group.

 

Not applicable.

 

Item 10.

Certification.

 

Not applicable.

CUSIP 379302 10 2

Page 6 of 6

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:

February 8, 2008

 

 

 

/s/ Herbert Glimcher

 

Herbert Glimcher

 

 

 

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