-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKEUfFRt13GfoxyEVf8cjlSSuUvgY7PqD9Qxz7vgyeeWhgWuOFlzxG1Ynf8KxZhq e7R3RBTJZoSErYG0yC5ilA== 0000899140-97-000207.txt : 19970429 0000899140-97-000207.hdr.sgml : 19970429 ACCESSION NUMBER: 0000899140-97-000207 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970213 DATE AS OF CHANGE: 19970213 SROS: NASD GROUP MEMBERS: FOREIGN & COLONIAL MANAGEMENT LTD /ADV GROUP MEMBERS: HYPO FOREIGN & COLONIAL MANAGEMENT LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MATRIA HEALTHCARE INC CENTRAL INDEX KEY: 0001007228 STANDARD INDUSTRIAL CLASSIFICATION: 8082 IRS NUMBER: 582205984 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50321 FILM NUMBER: 97537278 BUSINESS ADDRESS: STREET 1: 1850 PARKWAY PL STREET 2: 12TH FL CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 7704234500 MAIL ADDRESS: STREET 1: 1850 PARKWAY PLACE STREET 2: 12TH FL CITY: MARIETTA STATE: GA ZIP: 30067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOREIGN & COLONIAL MANAGEMENT LTD /ADV CENTRAL INDEX KEY: 0000911913 STANDARD INDUSTRIAL CLASSIFICATION: STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8TH FLOOR EXCHANGE HOUSE STREET 2: PRIMROSE ST CITY: LONDON ENGLAND EC2A STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: FOREIGN & COLONIAL MANAGEMENT LTD /ADV DATE OF NAME CHANGE: 19950203 SC 13G 1 ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response.....14.90 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* Matria Healthcare, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 576817100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages - - - ----------------------------------- --------- -------------------------------- CUSIP No. 576817100 13G Page 2 of 6 Pages - - - ---------------------------------- --------- -------------------------------- - - - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Foreign & Colonial Management Limited - - - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - - - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - - - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - - - ---------- --------------------------------------------------------------------- 5 SOLE VOTING POWER - - - -------------------------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 1,954,000 OWNED BY ------ ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,954,000 - - - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,954,000 - - - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - - - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - - - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA, CO - - - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - - - ----------------------------------- --------- -------------------------------- CUSIP No. 576817100 13G Page 3 of 6 Pages - - - ---------------------------------- --------- -------------------------------- - - - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hypo Foreign & Colonial Management (Holdings) Limited - - - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - - - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - - - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - - - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 1,954,000 OWNED BY ------ ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,954,000 - - - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,954,000 - - - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - - - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - - - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC, CO - - - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: Matria Healthcare, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1850 Parkway Place 12th Floor Marietta, Georgia 30152 Item 2. (a) Name of Person(s) Filing: Foreign & Colonial Management Limited ("F&C Limited") and Hypo Foreign & Colonial Management (Holdings) Limited ("F&C Holdings" and, together with F&C Limited, the "Reporting Entities"). (b) Address of Principal Business Office or, if none, Residence: The address of the principal business office of each of the Reporting Entities is Exchange House, Primrose Street, London EC2A 2NY, England. (c) Citizenship: Each of the Reporting Entities is a corporation organized under the laws of the United Kingdom. (d) Title of Class of Securities: Common Stock, par value $.01 per share ("Common Stock"). (e) CUSIP Number 576817100. Item 3. (e) As of the date hereof, F&C Limited is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 ("Advisers Act"). (g) F&C Holdings is a Parent Holding Company, in accordance with ss. 240.13d-1(b)(ii)(G) under the Securities Exchange Act of 1934 ("Exchange Act") (Note: See Item 7). Page 4 of 6 Pages Item 4. Ownership (a) 1,954,000 shares comprised of Common Stock (b) 5.4% (c) (i) none (ii) 1,954,000 (iii) none (iv) 1,954,000 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Dividends received from, and any proceeds from the sale of, Common Stock, if any, by F&C Limited are allocated by F&C Limited to the applicable accounts of its clients and are distributed or retained in accordance with F&C Limited's investment management agreements with those clients. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: F&C Holdings currently owns 100% of the outstanding capital stock of F&C Limited. F&C Limited is filing pursuant to Rule 13d-1(b)(1)(i)(E) under the Exchange Act as an Investment Adviser registered under Section 203 of the Advisers Act. See Exhibit I. Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Page 5 of 6 Pages Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1997 FOREIGN & COLONIAL MANAGEMENT LIMITED By: /s/ Andrew C. Barker Name: Andrew C. Barker Title: Director HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED By: /s/ Rob. G. Donkin Name: Rob. G. Donkin Title: Secretary Page 6 of 6 Pages EX-99 2 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(f)(1) This Joint Filing Agreement dated as at February 10, 1997 between Foreign & Colonial Management Limited, a company organized under the laws of England, and Hypo Foreign & Colonial Management (Holdings) Limited, a company also organized under the laws of England (collectively, the "Reporting Entities"). W I T N E S S E T H WHEREAS, the Reporting Entities may be required to file a statement, and amendments thereto, containing the information required by Schedule 13D or 13G pursuant to Section 13(d) of the Securities Exchange Act 1934 (the "Exchange Act"), and Rule 13d-1 promulgated thereunder, in connection with the acquisition of shares of common stock of Matria Healthcare, Inc., a Delaware corporation, and WHEREAS, pursuant to Paragraph (f) of Rule 13d-1, the undersigned desire to satisfy any schedule 13D or 13G filing obligation under Rule 13d-1 by a single joint filing. NOW, THEREFORE, in consideration of the premises, the undersigned hereto agree as follows: 1. The undersigned agree that any Statement on Schedule 13D or 13G to which this Agreement is attached, and any Amendments to such Statement, are filed on behalf of each one of them. 2. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall be deemed to constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have caused this Agreement to be duly executed and delivered on the date above indicated. FOREIGN & COLONIAL INVESTMENT LIMITED By: /s/ Name: Andrew C. Barker Title: Director HYPO FOREIGN & COLONIAL MANAGEMENT (HOLDINGS) LIMITED By: /s/ Name: Rob G. Donkin Title: Secretary -----END PRIVACY-ENHANCED MESSAGE-----