0001007024-12-000014.txt : 20121115
0001007024-12-000014.hdr.sgml : 20121115
20121114185758
ACCESSION NUMBER: 0001007024-12-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001007024
IRS NUMBER: 133093794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06072
FILM NUMBER: 121206177
BUSINESS ADDRESS:
STREET 1: 477 MADISON AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123039400
MAIL ADDRESS:
STREET 1: 477 MADISON AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20040707
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC
DATE OF NAME CHANGE: 19960201
13F-HR
1
ham0912.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Halcyon Asset Management LLC
Address: 477 Madison Avenue
8th Floor
New York, NY 10022
13F File Number: 028-06072
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Aaron Goldberg
Title: Chief Financial Officer
Phone: 212-303-9475
Signature, Place, and Date of Signing:
Aaron Goldberg New York, NY November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 4
Form13F Information Table Value Total: 5267
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
AMERIGROUP CORP CALL 03073T902 78 115 CALL SOLE 115
COOPER INDUSTRIES PLC SHS G24140108 4083 54394 SH SOLE 54394
NEXEN INC COM 65334H102 1104 43569 SH SOLE 43569
SPDR S&P 500 ETF TR PUT 78462F953 2 3 PUT SOLE 3