0001007024-11-000008.txt : 20111114
0001007024-11-000008.hdr.sgml : 20111111
20111114141807
ACCESSION NUMBER: 0001007024-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001007024
IRS NUMBER: 133093794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06072
FILM NUMBER: 111200930
BUSINESS ADDRESS:
STREET 1: 477 MADISON AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123039400
MAIL ADDRESS:
STREET 1: 477 MADISON AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20040707
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC
DATE OF NAME CHANGE: 19960201
13F-HR
1
ham0911.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Halcyon Asset Management LLC
Address: 477 Madison Avenue
8th Floor
New York, NY 10022
13F File Number: 028-06072
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Aaron Goldberg
Title: Chief Financial Officer
Phone: 212-303-9475
Signature, Place, and Date of Signing:
Aaron Goldberg New York, NY November 11, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 19
Form13F Information Table Value Total: 18707
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
CEDAR FAIR L P DEPOSITRY UNIT 150185106 30 1568 SH SOLE 1568
CEPHALON INC COMMON 156708109 1308 16210 SH SOLE 16210
CHARTER COMMUNICATIONS INC CL A 16117M305 223 4756 SH SOLE 4756
CHESAPEAKE LODGING TR SH BEN INT 165240102 112 9268 SH SOLE 9268
CIT GROUP INC OPTION 125581901 12 63 CALL SOLE 63
FORTUNE BRANDS INC OPTION 349631901 47 59 CALL SOLE 59
GOODRICH CORP OPTION 382388906 580 299 CALL SOLE 299
GOODRICH CORP COMMON 382388106 1979 16400 SH SOLE 16400
GRIFOLS S A SPONSORED ADR 398438309 510 79840 SH SOLE 79840
ISHARES TR OPTION 464287959 31 82 PUT SOLE 82
MOTOROLA MOBILITY HLDGS INC COMMON 620097105 5560 147168 SH SOLE 147168
SPDR GOLD TRUST OPTION 78463V907 22 343 CALL SOLE 343
SPDR S&P 500 ETF TR OPTION 78462F953 127 27 PUT SOLE 27
SUNCOKE ENERGY INC COMMON 86722A103 57 5138 SH SOLE 5138
TEMPLE INLAND INC COMMON 879868107 4638 147843 SH SOLE 147843
TEMPLE INLAND INC OPTION 879868907 14 22 CALL SOLE 22
TESSERA TECHNOLOGIES INC COMMON 88164L100 163 13624 SH SOLE 13624
VARIAN SEMICONDUCTOR EQUIPMNCOMMON 922207105 3279 53617 SH SOLE 53617
VARIAN SEMICONDUCTOR EQUIPMNOPTION 922207905 15 54 CALL SOLE 54