0001007024-11-000008.txt : 20111114 0001007024-11-000008.hdr.sgml : 20111111 20111114141807 ACCESSION NUMBER: 0001007024-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 111200930 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham0911.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY November 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 19 Form13F Information Table Value Total: 18707 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ CEDAR FAIR L P DEPOSITRY UNIT 150185106 30 1568 SH SOLE 1568 CEPHALON INC COMMON 156708109 1308 16210 SH SOLE 16210 CHARTER COMMUNICATIONS INC CL A 16117M305 223 4756 SH SOLE 4756 CHESAPEAKE LODGING TR SH BEN INT 165240102 112 9268 SH SOLE 9268 CIT GROUP INC OPTION 125581901 12 63 CALL SOLE 63 FORTUNE BRANDS INC OPTION 349631901 47 59 CALL SOLE 59 GOODRICH CORP OPTION 382388906 580 299 CALL SOLE 299 GOODRICH CORP COMMON 382388106 1979 16400 SH SOLE 16400 GRIFOLS S A SPONSORED ADR 398438309 510 79840 SH SOLE 79840 ISHARES TR OPTION 464287959 31 82 PUT SOLE 82 MOTOROLA MOBILITY HLDGS INC COMMON 620097105 5560 147168 SH SOLE 147168 SPDR GOLD TRUST OPTION 78463V907 22 343 CALL SOLE 343 SPDR S&P 500 ETF TR OPTION 78462F953 127 27 PUT SOLE 27 SUNCOKE ENERGY INC COMMON 86722A103 57 5138 SH SOLE 5138 TEMPLE INLAND INC COMMON 879868107 4638 147843 SH SOLE 147843 TEMPLE INLAND INC OPTION 879868907 14 22 CALL SOLE 22 TESSERA TECHNOLOGIES INC COMMON 88164L100 163 13624 SH SOLE 13624 VARIAN SEMICONDUCTOR EQUIPMNCOMMON 922207105 3279 53617 SH SOLE 53617 VARIAN SEMICONDUCTOR EQUIPMNOPTION 922207905 15 54 CALL SOLE 54