0001007024-11-000006.txt : 20110812
0001007024-11-000006.hdr.sgml : 20110812
20110812131142
ACCESSION NUMBER: 0001007024-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001007024
IRS NUMBER: 133093794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06072
FILM NUMBER: 111030377
BUSINESS ADDRESS:
STREET 1: 477 MADISON AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123039400
MAIL ADDRESS:
STREET 1: 477 MADISON AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20040707
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC
DATE OF NAME CHANGE: 19960201
13F-HR
1
ham0611.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Halcyon Asset Management LLC
Address: 477 Madison Avenue
8th Floor
New York, NY 10022
13F File Number: 028-06072
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Aaron Goldberg
Title: Chief Financial Officer
Phone: 212-303-9475
Signature, Place, and Date of Signing:
Aaron Goldberg New York, NY August 10, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 17
Form13F Information Table Value Total: 8919
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYS CORP COMMON 12686C109 870 34358 X SOLE 34358
CEDAR FAIR L P COMMON 150185106 35 1746 X SOLE 1746
CHARTER COMMUNICATIONS INC COMMON 16117M305 384 7073 X SOLE 7073
CHEMTURA CORP COMMON 163893209 205 11285 X SOLE 11285
CHESAPEAKE LODGING TR COMMON 165240102 375 22004 X SOLE 22004
CIT GROUP INC COMMON 125581801 216 4878 X SOLE 4878
CIT GROUP INC OPTION 125581901 128 208 X SOLE 208
FORTUNE BRANDS INC COMMON 349631101 225 3535 X SOLE 3535
GRIFOLS S A COMMON 398438309 935 124517 X SOLE 124517
HYPERCOM CORP COMMON 44913M105 407 41433 X SOLE 41433
L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 851 72408 X SOLE 72408
NATIONAL SEMICONDUCTOR CORP COMMON 637640103 2213 89905 X SOLE 89905
ROCK-TENN CO COMMON 772739207 717 10805 X SOLE 10805
SANOFI COMMON 80105N113 268 111254 X SOLE 111254
SOUTHERN UN CO COMMON 844030106 1080 26888 X SOLE 26888
SPDR S&P 500 ETF TR OPTION 78462F953 9 63 X SOLE 63
TEMPLE INLAND INC OPTION 879868907 1 3 X SOLE 3