0001007024-11-000006.txt : 20110812 0001007024-11-000006.hdr.sgml : 20110812 20110812131142 ACCESSION NUMBER: 0001007024-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 111030377 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham0611.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY August 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 17 Form13F Information Table Value Total: 8919 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYS CORP COMMON 12686C109 870 34358 X SOLE 34358 CEDAR FAIR L P COMMON 150185106 35 1746 X SOLE 1746 CHARTER COMMUNICATIONS INC COMMON 16117M305 384 7073 X SOLE 7073 CHEMTURA CORP COMMON 163893209 205 11285 X SOLE 11285 CHESAPEAKE LODGING TR COMMON 165240102 375 22004 X SOLE 22004 CIT GROUP INC COMMON 125581801 216 4878 X SOLE 4878 CIT GROUP INC OPTION 125581901 128 208 X SOLE 208 FORTUNE BRANDS INC COMMON 349631101 225 3535 X SOLE 3535 GRIFOLS S A COMMON 398438309 935 124517 X SOLE 124517 HYPERCOM CORP COMMON 44913M105 407 41433 X SOLE 41433 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 851 72408 X SOLE 72408 NATIONAL SEMICONDUCTOR CORP COMMON 637640103 2213 89905 X SOLE 89905 ROCK-TENN CO COMMON 772739207 717 10805 X SOLE 10805 SANOFI COMMON 80105N113 268 111254 X SOLE 111254 SOUTHERN UN CO COMMON 844030106 1080 26888 X SOLE 26888 SPDR S&P 500 ETF TR OPTION 78462F953 9 63 X SOLE 63 TEMPLE INLAND INC OPTION 879868907 1 3 X SOLE 3