-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HlTr1HfEH/iuvOUeBmhOZlE1zn95SYYHdoeGoKAkUnCkG36zSB5nYxegr3lWSUrS oDRHlyO/Oyb0XfCxF8gBzw== 0001007024-09-000002.txt : 20090212 0001007024-09-000002.hdr.sgml : 20090212 20090212121221 ACCESSION NUMBER: 0001007024-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 09593053 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham1208.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY February 11, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 26 Form13F Information Table Value Total: 5719 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ BCE INC OPTION 05534B900 0 6 X SOLE 6 ROHM & HAAS CO OPTION 775371907 80 249 X SOLE 249 GENERAL FINANCE CORP COMMON 369822101 12 7351 X SOLE 7351 GOLDEN POND HEALTHCARE INC COMMON 38116J109 94 13044 X SOLE 13044 HICKS ACQUISITION CO I INC COMMON 429086309 155 16896 X SOLE 16896 LIBERTY ACQUISITION HLDGS COCOMMON 53015Y107 345 41595 X SOLE 41595 LIBERTY MEDIA CORP NEW COMMON 53071M500 10 552 X SOLE 552 NORTHWESTERN CORP COMMON 668074305 33 1422 X SOLE 1422 NRDC ACQUISITION CORP COMMON 62941R102 161 17553 X SOLE 17553 NTR ACQUISITION CO COMMON 629415100 165 16612 X SOLE 16612 ROHM & HAAS CO COMMON 775371107 1025 16596 X SOLE 16596 SP ACQUISITION HOLDINGS INC COMMON 78470A104 129 14097 X SOLE 14097 GHL ACQUISITION CORP COMMON 36172H108 97 10768 X SOLE 10768 TREMISIS ENERGY ACQ CORP II COMMON 89472N101 82 11312 X SOLE 11312 UST INC COMMON 902911106 3133 45154 X SOLE 45154 GRACE W R & CO COMMON 38388F108 74 12322 X SOLE 12322 GRACE W R & CO OPTION 775371957 55 162 X SOLE 162 GRACE W R & CO OPTION 775371957 7 32 X SOLE 32 SPDR TR OPTION 78462F953 13 11 X SOLE 11 GOLDEN POND HEALTHCARE INC WARRANT 38116J117 1 16971 X SOLE 16971 LIBERTY ACQUISITION HLDGS COWARRANT 53015Y115 16 41024 X SOLE 41024 NRDC ACQUISITION CORP WARRANT 62941r110 6 27611 X SOLE 27611 SP ACQUISITION HOLDINGS INC WARRANT 78470A112 4 22124 X SOLE 22124 TREMISIS ENERGY ACQ CORP II WARRANT 89472N119 1 14713 X SOLE 14713 SPORTS PPTYS ACQUISITION CORWARRANT 84920F115 3 31595 X SOLE 31595 TRIAN ACQUISITION I CORP WARRANT 89582E116 18 77435 X SOLE 77435
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