-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5CYUfDKVSh68lapHCzEvdEi+9TdB8zfEikOtJTJ3EvQwUGGW0JJXLvwNb2Na8t2 On/76/LIkJQ7qGdbqzbnAA== 0001007024-08-000003.txt : 20080815 0001007024-08-000003.hdr.sgml : 20080814 20080814173319 ACCESSION NUMBER: 0001007024-08-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080815 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 081020679 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham0608.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY August 14, 2008 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 55 Form13F Information Table Value Total: 245249 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Anheuser Busch July 60 CallOPTION 35229903 441 1422 X SOLE 1422 Comcast K August 17.5 Call OPTION 20030N901 261 1535 X SOLE 1535 DRS July 80 Call OPTION 23330X900 10 484 X SOLE 484 Navteq July 70 Call OPTION 63936L900 16 21 X SOLE 21 Allied Defense Group COMMON 19118108 38 6825 X SOLE 6825 Anheuser-Busch COMMON 35229103 26676 429426 X SOLE 429426 Arthrocare Corp COMMON 43136100 519 12729 X SOLE 12729 Boise Inc WARRANT 09746Y113 58 206363 X SOLE 206363 Choicepoint COMMON 170388102 14852 308135 X SOLE 308135 Churchill Ventures Ltd WARRANT 17157P117 51 232355 X SOLE 232355 Churchuill Ventures COMMON 17157P109 1223 155794 X SOLE 155794 Clear Channel CommunicationsCOMMON 184502102 34981 993766 X SOLE 993766 Compton Petroleum Corp COMMON 204940100 383 30158 X SOLE 30158 Corn Products Intl Inc COMMON 219023108 8781 178794 X SOLE 178794 Countrywide Financial COMMON 222372104 2945 692922 X SOLE 692922 Cypress Semiconductor Corp. COMMON 232806109 4830 195168 X SOLE 195168 El Paso Pipeline Partners LPCOMMON 283702108 4083 197528 X SOLE 197528 Electronic Data Systems CorpCOMMON 285661104 22730 922474 X SOLE 922474 EMC Corp COMMON 268648102 994 67686 X SOLE 67686 General Finance Corp COMMON 369822101 2210 401746 X SOLE 401746 GHL Acquisition Corp WARRANT 36172H116 91 125763 X SOLE 125763 GHL Acquisition Corp COMMON 36172H108 993 106824 X SOLE 106824 Golden Pond Healthcare COMMON 38116J109 887 120713 X SOLE 120713 Golden Pond Healthcare Inc WARRANT 38116J117 74 123373 X SOLE 123373 Harris Corp COMMON 413875105 4960 98244 X SOLE 98244 Heckmann Corp COMMON 422680108 603 67349 X SOLE 67349 Hicks Acquisition CO I INC WARRANT 429086127 82 158395 X SOLE 158395 Hicks Acquisition CO I INC COMMON 429086309 1404 151139 X SOLE 151139 Huntsman Corp COMMON 447011107 2047 179521 X SOLE 179521 Liberty Acquisition HoldingsWARRANT 53015Y115 723 318467 X SOLE 318467 Liberty Acquisition HoldingsCOMMON 53015Y107 4123 445270 X SOLE 445270 Liberty Media Corp Series A COMMON 53071M500 2369 97768 X SOLE 97768 Lincoln National July 45 PutOPTION 534187959 18 107 X SOLE 107 Nationwide Financial ServiceOPTION 638612951 10 200 X SOLE 200 Navteq Corp COMMON 63936L100 49555 643575 X SOLE 643575 Northwestern Corp. COMMON 668074305 1805 65746 X SOLE 65746 NRDC Acquisition Corp COMMON 62941R102 1620 173624 X SOLE 173624 Overture Acquisition Corp COMMON G6830P209 428 44305 X SOLE 44305 SP Acquisition Holdings Inc COMMON 78470A104 1276 137222 X SOLE 137222 SP Acquisition Holdings Inc WARRANT 78470A112 95 158410 X SOLE 158410 Sports Properties Acq COMMON 84920F107 2052 219444 X SOLE 219444 Sports Properties Acq WARRANT 84920F115 126 229811 X SOLE 229811 Sunpower Corp COMMON 867652109 2592 36011 X SOLE 36011 Targa Resources Partners LP COMMON 87611X105 5277 228955 X SOLE 228955 Transforma Aquisition Group WARRANT 89366E118 19 64594 X SOLE 64594 Tremisis Energy Acq. Corp COMMON 89472N101 795 106088 X SOLE 106088 Tremisis Energy Acq. Corp WARRANT 89472N119 62 110426 X SOLE 110426 Trian Acquisition COMMON 89582E108 4295 466300 X SOLE 466300 Trian Acquisition I Corp WARRANT 89582E116 437 545733 X SOLE 545733 W-H Energy Services Inc. COMMON 92925E108 12206 127488 X SOLE 127488 Williams Partners LP COMMON 96950F104 221 6714 X SOLE 6714 Williams Pipeline Partners COMMON 96950K103 2419 140154 X SOLE 140154 Winthrop Realty Trust COMMON 976391102 111 30890 X SOLE 30890 WR Grace & Co. COMMON 38388F108 4716 200774 X SOLE 200774 Wrigley Co. COMMON 982526105 10676 137261 X SOLE 137261
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