-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C1ppUQnGWdxtVQghcwWs4s6PQsvHDIgrySQx9acBR3cTrBXPK0OFou8lOXkoK3nu vB0cN/asQnV0Jn+A8/3fAw== 0001125282-05-002499.txt : 20050513 0001125282-05-002499.hdr.sgml : 20050513 20050512175048 ACCESSION NUMBER: 0001125282-05-002499 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050513 DATE AS OF CHANGE: 20050512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GORDON DAVID CENTRAL INDEX KEY: 0001056453 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 7188320800 MAIL ADDRESS: STREET 1: C/O COFFEE HOLDING CO INC STREET 2: 4401 FIRST AVENUE CITY: BROOKLYN STATE: NY ZIP: 11237 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COFFEE HOLDING CO INC CENTRAL INDEX KEY: 0001007019 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 113860760 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-53643 FILM NUMBER: 05825664 BUSINESS ADDRESS: STREET 1: 4401 FIRST AVENUE STREET 2: STE 1507 CITY: BROOKLYN STATE: NY ZIP: 11232 BUSINESS PHONE: 7188320800 MAIL ADDRESS: STREET 1: 4401 FIRST AVENUE STREET 2: STE 1507 CITY: BROOKLYN STATE: NY ZIP: 11232 FORMER COMPANY: FORMER CONFORMED NAME: TRANSPACIFIC INTERNATIONAL GROUP CORP DATE OF NAME CHANGE: 19960201 SC 13D 1 b406672_13d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)* Coffee Holding Co., Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 192176 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) Matthew Dyckman Thacher Proffitt & Wood LLP 1700 Pennsylvania Ave., NW, Suite 800 Washington, DC 20006 (202) 347-8400 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 2, 2005 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D,and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: |_| NOTE. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- ---------------------------------------------------- --------------------------------------------- CUSIP No. 192176 10 5 Page 2 of 6 Pages ----------- - ---------------------------------------------------- --------------------------------------------- SCHEDULE 13D - -------- --------------------------------------------------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 1 David Gordon - -------- --------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) |_| (b) |_| - -------- --------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- --------------------------------------------------------------------------------------------------------------------------- SOURCE OF FUNDS 4 PF - -------- --------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------- --------------------------------------------------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - -------- --------------------------------------------------------------------------------------------------------------------------- SOLE VOTING POWER 7 1,024,908 -------- ------------------------------------------------------------------------------------------------- NUMBER OF SHARES SHARED VOTING POWER BENEFICIALLY OWNED BY 8 -0- EACH -------- ------------------------------------------------------------------------------------------------- REPORTING PERSON SOLE DISPOSITIVE POWER WITH 9 1,024,908 -------- ------------------------------------------------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------- -------- ------------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,024,908 - ----------- ------------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ----------- ------------------------------------------------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 19.3% - ----------- ------------------------------------------------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 IN - ----------- ------------------------------------------------------------------------------------------------------------------------
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Item 1. Security and Issuer The securities as to which this Schedule 13D (the "Schedule") relates are shares of common stock, par value $.001 per share (the "Common Stock"), of Coffee Holding Co., Inc., a Nevada corporation (the "Issuer"), whose principal executive offices are located at 4401 First Avenue, Brooklyn, NY 11232. Item 2. Identity and Background (a) Name: David Gordon (b) Business Residence: 4401 First Avenue, Brooklyn, NY 11232 (c) Present Occupation: Mr. Gordon is the Executive Vice President - Operations and Secretary of Coffee Holding Co., Inc. (d) During the last five years, Mr. Gordon has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the past five years, Mr. Gordon has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship: United States Item 3. Source and Amount of Funds or Other Consideration Mr. Gordon was previously the beneficial owner of shares of common stock of Coffee Holding Co., Inc., a New York corporation ("Old Coffee"). Mr. Gordon acquired beneficial ownership of the securities that are the subject of this Schedule in exchange for shares of common stock of Old Coffee, pursuant to the merger of Old Coffee with and into Transpacific International Group Corp., a Nevada corporation ("Transpacific"). Pursuant to the merger, which was effective on April 16, 1998, each share of Old Coffee common stock issued and outstanding prior to the effective time of the merger was converted into the right to receive shares of common stock of Transpacific. Subsequent to the merger, Transpacific changed its name to Coffee Holding Co., Inc. (the Issuer). Item 4. Purpose of Transaction Mr. Gordon now owns of record 1,024,908 shares of Common Stock for personal investment and seeks to hold such securities for a sufficient period of time in order to realize enhancement in their value. Mr. Gordon may from time to time in the ordinary course sell such shares and/or purchase and/or sell additional shares of Common Stock for personal investment.
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Mr. Gordon has no other present plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer's business or corporate structure; (g) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition or control of the Issuer by any person; (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Act; or (j) any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer (a-b) Mr. Gordon beneficially owns (with sole voting and dispositive power) 1,024,908 shares of Common Stock, which represents approximately 19.3% of the outstanding shares of Common Stock of the Issuer. (c) On May 2, 2005, Mr. Gordon gifted an aggregate of 14,500 shares of Common Stock to certain employees of the Issuer. (d) No person or entity other than Mr. Gordon has the right to receive, or the power to direct the receipt of dividends from, or the proceeds from the sale of the shares of the Issuer's Common Stock reported in this Schedule. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer In connection with the Issuer's initial public offering, Mr. Gordon has entered into a Lock-up Agreement pursuant to which, for a period of nine months after May 2, 2005, he has agreed not to sell, contract to sell, grant any option for the sale of or otherwise dispose of any of the Issuer's equity securities, or any securities convertible into or exercisable or exchangeable for the Issuer's equity securities, other than through intra-family transfers or transfers to trusts for estate planning purposes, without the written consent of the underwriters.
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Other than the foregoing, as of the date of this Schedule, Mr. Gordon is not a party to any contract, arrangement, understanding or relationship (legal or otherwise) with any other person or persons with respect to the Common Stock, including but not limited to transfer or voting of any of the Common Stock, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, the giving or withholding of proxies or otherwise subject to a contingency the occurrence of which would give another person voting or investment power over the Common Stock. Item 7. Material Required to Be Filed as Exhibits None.
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Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ David Gordon -------------------------------- David Gordon May 12, 2005 -----END PRIVACY-ENHANCED MESSAGE-----