0001144204-14-015384.txt : 20140313 0001144204-14-015384.hdr.sgml : 20140313 20140313123459 ACCESSION NUMBER: 0001144204-14-015384 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140307 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVOLUTION PETROLEUM CORP CENTRAL INDEX KEY: 0001006655 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 411781991 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2500 CITYWEST BLVD STREET 2: SUITE 1300 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 713-935-0122 MAIL ADDRESS: STREET 1: 2500 CITYWEST BLVD STREET 2: SUITE 1300 CITY: HOUSTON STATE: TX ZIP: 77042 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL GAS SYSTEMS INC/NEW DATE OF NAME CHANGE: 20040817 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL GAS SYSTEMS, INC. DATE OF NAME CHANGE: 20040810 FORMER COMPANY: FORMER CONFORMED NAME: REALITY INTERACTIVE INC DATE OF NAME CHANGE: 19960301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOVOI JOHN CENTRAL INDEX KEY: 0001271502 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32942 FILM NUMBER: 14690246 MAIL ADDRESS: STREET 1: 3505 W SAM HOUSTON PKWY NORTH STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77043 4/A 1 v371574_form4.xml FORM 4/A X0306 4/A 2014-03-07 2014-03-11 0 0001006655 EVOLUTION PETROLEUM CORP EPM 0001271502 LOVOI JOHN 10,000 MEMORIAL DRIVE, SUITE 500 HOUSTON TX 77024 0 0 1 0 COMMON STOCK 2014-03-07 4 S 0 1700 13.2107 D 1367810 I See footnote 6 COMMON STOCK 2014-03-10 4 S 0 30400 13.00 D 1337410 I See footnote 6 COMMON STOCK 2014-03-11 4 S 0 7517 13.0034 D 1329893 I See footnote 6 COMMON STOCK 279860 I See footnotes 6 and 8 COMMON STOCK 975041 I See footnotes 6 and 9 COMMON STOCK 1294859 I See footnotes 6 and 10 COMMON STOCK 199700 I See footnotes 6 and 11 COMMON STOCK 175000 I See footnotes 6 and 12 COMMON STOCK 700972 I See footnotes 6 and 13 COMMON STOCK 40000 I See footnotes 6 and 14 COMMON STOCK 12153 I See footnotes 6 and 15 Amendment filed to report the correct amount of securities beneficially owned following the reported transaction. Represents the sale of shares of common stock by Belridge Energy Advisors, LP. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.90 to $12.91. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $13.02. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. Represents shares of common stock held by Belridge Energy Advisors, LP. The reporting person is the managing member of JVL Advisors, LLC, which is the ultimate controlling entity of each of Navitas Fund LP, JVL Partners, LP, Asklepios Energy Fund, LP, Hephaestus Energy Fund, LP, Urja LP, TJS Energy Fund, LP, and PanakeiaEnergy Fund LP. The reporting person is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, and is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP. Because of the reporting person's control of Belridge Energy Advisors, LP, Luxiver, LP, Navitas Fund LP, JVL Partners, LP, Asklepios Energy Fund, LP, Hephaestus Energy Fund, LP, Urja LP, TJS Energy Fund, LP, and PanakeiaEnergy Fund LP the reporting person may be deemed to share the power to vote and the sole power to dispose of the shares of common stock held by those entities, thus he may also be deemed to be the beneficial owner of these shares of common stock. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Represents shares of common stock held by JVL Partners, LP. Represents shares of common stock held by Navitas Fund, LP. Represents shares of common stock held by Luxiver, LP. Represents shares of common stock held by Asklepios Energy Fund, LP. Represents shares of common stock held by Panakeia Energy Fund, LP. Represents shares of common stock held by Hephaestus Energy Fund, LP. Represents shares of common stock held by TJS Energy Fund, LP. Represents shares of common stock held by Urja, LP. /s/ John V. Lovoi 2014-03-13