-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WFmgpQ4VKExd5frYxCLeFKjNknGDoLw4WxWTZ7UAI+XPdf+R6yne20gOFVEkiged vUlZjzfPTVusZyQBZrh5NQ== 0001006438-10-000004.txt : 20101112 0001006438-10-000004.hdr.sgml : 20101111 20101112160033 ACCESSION NUMBER: 0001006438-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPALOOSA MANAGEMENT LP CENTRAL INDEX KEY: 0001006438 IRS NUMBER: 223220835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05908 FILM NUMBER: 101186445 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 13F-HR 1 a13f10q3.txt UNITED STATES SECURITIES AND EXCHANGE COMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Appaloosa Management L.P. Address: 51 JFK Parkway, Suite 250B Short Hills, NJ 07078 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence P. O'Friel Title: Chief Financial Officer Phone: 973-701-7000 Signature, Place and Date of Signing: Lawrence P. O'Friel Short Hills, New Jersey 11/12/2010 Report Type (check only one): [X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQIURED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: 3,352,881,000 Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Discretion Managers Voting Authority (Shares) Number Value Principal (a) Sole (b) Shared - (c) Shared - (a) Sole (b) Shared (c) None Amount As Defined Other - ------------------------------------- ---------------- -------------- --------- ---------- ---- Altera Corp COM 021441100 2,051 68,000 x 68,000 American International Group Inc UNIT 99/99/9999 026874115 46,554 5,419,560 x 5,419,560 AMR Corp COM 001765106 18,814 3,000,694 x 3,000,694 Analog Devices Inc COM 032654105 2,008 64,000 x 64,000 Applied Materials Inc COM 038222105 43,981 3,765,483 x 3,765,483 Banco Santander SA ADR ADR 05964H105 7,797 615,915 x 615,915 Bank of America Corp COM 060505104 294,630 22,473,699 x 22,473,699 BB&T Corp COM 054937107 11,164 463,641 x 463,641 Becton Dickinson & Co COM 075887109 19,503 263,200 x 263,200 Broadcom Corp CL A 111320107 1,557 44,000 x 44,000 Brunswick Corp COM 117043109 22,645 1,487,864 x 1,487,864 Capital One Financial Corp *W EXP 11/14/201 14040H13 1,931 136,959 x 136,959 Capital One Financial Corp COM 14040H105 56,510 1,428,817 x 1,428,817 CF Industries Holdings Inc COM 125269100 61,856 647,703 x 647,703 Cigna Corp COM 125509109 17,733 495,624 x 495,624 Cisco Systems Inc COM 17275R102 131,693 6,013,386 x 6,013,386 Citigroup Inc COM 172967101 199,875 51,250,000 x 51,250,000 CNO Financial Group Inc COM NEW 12621E103 5,087 918,195 x 918,195 Continental Airlines - CL B CL B 210795308 22,544 907,579 x 907,579 Con-Way Inc. COM 205944101 2,544 82,075 x 82,075 Covidien Plc SHS G2554F105 22,261 553,900 x 553,900 Dana Holding Corp COM 235825205 431 34,974 x 34,974 Delta Air Lines Inc COM NEW 247361702 17,742 1,524,241 x 1,524,241 E-Trade Financial Corp NOTE 269246AZ7 65,280 46,257,000 x 46,257,000 Fifth Third Bancorp COM 316773100 124,240 10,327,506 x 10,327,506 Goodyear Tire & Rubber Co. COM 382550101 33,086 3,077,751 x 3,077,751 Gramercy Capital Corp COM 384871109 2,405 1,730,221 x 1,730,221 Hewlett-Packard Co COM 428236103 156,633 3,723,144 x 3,723,144 Intel Corp COM 458140100 3,469 180,400 x 180,400 International Paper Company COM 460146103 42,159 1,938,332 x 1,938,332 Johnson & Johnson COM 478160104 81,922 1,322,177 x 1,322,177 KLA-Tencor Corp COM 482480100 22,458 637,460 x 637,460 Lam Research Corp COM 512807108 15,208 363,399 x 363,399 Linear Technology Corp COM 535678106 1,506 49,000 x 49,000 Macy's Inc COM 55616P104 102,229 4,427,423 x 4,427,423 Medtronic Inc COM 585055106 47,414 1,411,974 x 1,411,974 Merck & Co Inc COM 58933Y105 135,571 3,683,000 x 3,683,000 Microsoft Corp COM 594918104 68,594 2,800,911 x 2,800,911 MPG Office Trust Inc COM 553274101 9,293 3,717,100 x 3,717,100 Navistar International Corp COM 63934E108 17,935 410,974 x 410,974 Newcastle Investment Corp. COM 65105M108 12,088 3,899,297 x 3,899,297 Owens Corning *W EXP 10/30/201 690742127 18 10,644 x 10,644 Pfizer Inc. COM 717081103 284,373 16,562,202 x 16,562,202 Royal Bk Scotland Group PLC SPON ADR F 780097804 1,283 53,587 x 53,587 Royal Bk Scotland Group PLC SPON ADR SER H 780097879 2,096 88,752 x 88,752 Royal Bk Scotland Group PLC SP ADR L RP PF 780097788 35,806 1,861,961 x 1,861,961 Royal Bk Scotland Group PLC SP ADR PREF M 780097796 24,174 1,560,596 x 1,560,596 Royal Bk Scotland Group PLC ADR PREF SER N 780097770 52,123 3,360,579 x 3,360,579 Royal Bk Scotland Group PLC ADR PFD SER P 780097762 37 2,400 x 2,400 Royal Bk Scotland Group PLC ADR PREF SHS Q 780097754 26,106 1,609,519 x 1,609,519 Royal Bk Scotland Group PLC ADR PREF SHS R 780097747 75 4,889 x 4,889 Royal Bk Scotland Group PLC SP ADR PREF S 780097739 31,689 2,005,614 x 2,005,614 Royal Bk Scotland Group PLC SP ADR PREF T 780097713 33,971 2,023,314 x 2,023,314 Semiconductor HOLDRs Trust DEP RCPT 816636203 47,350 1,710,000 x 1,710,000 Smurfit-Stone Container Corp COM 83272A104 3,968 216,000 x 216,000 Strategic Hotels & Resorts Inc COM 86272T106 4,770 1,125,056 x 1,125,056 Suntrust Banks Inc COM 867914103 99,474 3,851,090 x 3,851,090 SuperMedia Inc COM 868447103 4,932 466,564 x 466,564 Temple-Inland Inc COM 879868107 10,627 569,489 x 569,489 Teradyne Inc COM 880770102 11,274 1,012,032 x 1,012,032 Texas Instruments Inc COM 882508104 3,528 130,000 x 130,000 The Hartford Financial Services Group COM 416515104 34,919 1,521,535 x 1,521,535 UAL Corp COM NEW 902549807 61,979 2,622,898 x 2,622,898 UnitedHealth Group Inc COM 91324P102 40,596 1,156,245 x 1,156,245 United Parcel Service Inc CALL 911312906 291 3,500 x 3,500 US Airways Group Inc COM 90341W108 20,981 2,268,266 x 2,268,266 Virgin Media Inc *W EXP 99/99/999 92769L119 7 237,059 x 237,059 WellPoint Inc COM 94973V107 34,420 607,700 x 607,700 Wells Fargo & Co COM 949746101 161,101 6,410,700 x 6,410,700 Wells Fargo & Co PERP PFD CNV A 949746804 293,771 292,019 x 292,019 Willis Group Holdings Limited SHS G96666105 33,720 1,094,080 x 1,094,080 Xilinx Inc COM 983919101 1,517 57,000 x 57,000 Yahoo! Inc COM 984332106 39,504 2,787,872 x 2,787,872
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