-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIrGlycmPN18GKmZ1wfToVfCxOAtt4bjQpJCujrC8HiprshhLkYGMgpCqXWG3gf6 YaN9EwzugkzR9cbjAyshjQ== 0001006438-09-000003.txt : 20090813 0001006438-09-000003.hdr.sgml : 20090813 20090813111541 ACCESSION NUMBER: 0001006438-09-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPALOOSA MANAGEMENT LP CENTRAL INDEX KEY: 0001006438 IRS NUMBER: 223220835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05908 FILM NUMBER: 091008965 BUSINESS ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATAM STATE: NJ ZIP: 07928 13F-HR 1 a13f09q2.txt UNITED STATES SECURITIES AND EXCHANGE COMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2009 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Appaloosa Management L.P. Address: 26 Main Street Chatham, NJ 07928 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence P. O'Friel Title: Chief Financial Officer Phone: 973-701-7000 Signature, Place and Date of Signing: Lawrence P. O'Friel Chatham, New Jersey 08/13/2009 Report Type (check only one): [X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQIURED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: 1,633,451,000 Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Discretion Managers Voting Authority (Shares) Number Value Principal (a) Sole (b) Shared - (c) Shared - (a) Sole (b) Shared (c) None Amount As Defined Other - ------------------------------------- ---------------- -------------- --------- ---------- ---- American International Group Inc UNIT 99/99/9999 026874115 164,420 17,271,050 x 17,271,050 Bank of America Corp COM 060505104 618,396 46,848,201 x 46,848,201 Brunswick Corp COM 117043109 9,666 2,237,606 x 2,237,606 Capital One Financial Corp COM 14040H105 65,640 3,000,000 x 3,000,000 Conseco Inc COM NEW 208464883 3,678 1,552,094 x 1,552,094 Dana Holding Corp COM 235825205 232 181,636 x 181,636 E-Trade Financial Corp COM 269246104 30,107 23,338,807 x 23,338,807 Fifth Third Bancorp COM 316773100 201,833 28,427,210 x 28,427,210 Goodyear Tire & Rubber Co. COM 382550101 25,898 2,300,000 x 2,300,000 NRG Energy Inc COM NEW 629377508 46 1,786 x 1,786 Office Depot Inc COM 676220106 5,738 1,258,344 x 1,258,344 OfficeMax Inc COM 67622P101 2,825 449,852 x 449,852 Owens Corning *W EXP 10/30/201 690742127 5 10,644 x 10,644 PHH Corp COM NEW 693320202 7,612 418,703 x 418,703 Royal Bk Scotland Group PLC SPON ADR F 780097804 617 43,119 x 43,119 Royal Bk Scotland Group PLC SPON ADR SER H 780097879 864 67,915 x 67,915 Royal Bk Scotland Group PLC SP ADR L RP PF 780097788 1,492 152,215 x 152,215 Royal Bk Scotland Group PLC SP ADR PREF M 780097796 337 30,100 x 30,100 Royal Bk Scotland Group PLC ADR PREF SER N 780097770 490 45,807 x 45,807 Royal Bk Scotland Group PLC ADR PFD SER P 780097762 305 28,700 x 28,700 Royal Bk Scotland Group PLC ADR PREF SHS Q 780097754 300 25,937 x 25,937 Royal Bk Scotland Group PLC ADR PREF SHS R 780097747 268 25,763 x 25,763 Royal Bk Scotland Group PLC SP ADR PREF S 780097739 540 48,193 x 48,193 Royal Bk Scotland Group PLC SP ADR PREF T 780097713 428 33,345 x 33,345 Regions Financial Corp COM 7591EP100 2,020 500,000 x 500,000 Rite Aid Corp COM 767754104 16,046 10,626,243 x 10,626,243 Suntrust Banks Inc COM 867914103 140,498 8,540,930 x 8,540,930 Valassis Communications Inc COM 918866104 11,320 1,852,706 x 1,852,706 Virgin Media Inc *W EXP 99/99/999 92769L119 12 237,059 x 237,059 Wells Fargo & Co PERP PFD CNV A 949746804 310,706 395,819 x 395,819 XL Capital Ltd Cl A CL A G98255105 11,110 969,498 x 969,498
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