SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Paroubek Yurik Iver

(Last) (First) (Middle)
900 S. SHACKLEFORD
SUITE 401

(Street)
LITTLE ROCK AR 72211

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2016
3. Issuer Name and Ticker or Trading Symbol
BEAR STATE FINANCIAL, INC. [ BSF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Director of Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,332 D
Common Stock 996 I 401(K) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 296 (2) D
Restricted Stock Units (3) (3) Common Stock 3,333 (2) D
Restricted Stock Units (4) (4) Common Stock 371 (2) D
Restricted Stock Units (5) (5) Common Stock 10,262 (2) D
Stock Option (right to buy) (6) 10/26/2018 Common Stock 5,555 $4.82 D
Explanation of Responses:
1. On February 20, 2013, the reporting person was granted 888 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.
2. Restricted stock units convert into common stock on a one-for-one basis.
3. On June 4, 2013, the reporting person was granted 3,333 restricted stock units. Subject to the reporting person's continued employment these units will cliff vest and convert into common stock on the third anniversary of the grant date.
4. On January 22, 2014, the reporting person was granted 1,111 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.
5. On October 1, 2015, the reporting person was granted 10,262 restricted stock units. Subject to the reporting person's continued employment these units will cliff vest and convert into common stock on the third anniversary of the grant date.
6. 3,333 options vested on October 26, 2014; 1,111 options vested on October 26, 2015; 1,111 options will vest on October 26, 2016.
/s/ Yurik Iver Paroubek 01/26/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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