EX-99.A.(XXXIII) 2 t1600477_exa-xxxiii.htm EXHIBIT 99.A.(XXXIII)

 

Exhibit a.xxxiii

 

THE HARTFORD MUTUAL FUNDS, INC.

 

ARTICLES SUPPLEMENTARY

 

THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:  

 

FIRST:  Pursuant to the authority expressly vested in the Board of Directors (the “Board of Directors”) of the Corporation by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 125,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as the new series and classes set forth below, the shares of each such class having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of a series of Common Stock as set forth in the Charter:

 

Series   Class   Shares
         
Hartford Environmental Opportunities Fund   Class A shares   13,000,000
    Class C shares   13,000,000
    Class I shares   20,000,000
    Class Y shares   20,000,000
    Class R3 shares   13,000,000
    Class R4 shares   13,000,000
    Class R5 shares   13,000,000
    Class R6 shares   20,000,000

 

SECOND:  Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 12,180,000,000 are shares of Common Stock without further classification or designation and 37,680,000,000 are shares of Common Stock classified and designated as follows:

 

 - 1 - 

 

 

SERIES AND CLASS   NUMBER OF SHARES
     
The Hartford Balanced Fund    
Class A   375,000,000
Class B   175,000,000
Class C   110,000,000
Class I   50,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Balanced Income Fund    
Class A   400,000,000
Class B   200,000,000
Class C   400,000,000
Class I   200,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford Capital Appreciation Fund    
Class A   570,000,000
Class B   175,000,000
Class C   220,000,000
Class I   400,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford Checks and Balances Fund    
Class A   400,000,000
Class B   200,000,000
Class C   200,000,000
Class I   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000

 

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The Hartford Conservative Allocation Fund    
Class A   100,000,000
Class B   50,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Core Equity Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford Dividend and Growth Fund    
Class A   325,000,000
Class B   75,000,000
Class C   50,000,000
Class I   200,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
Hartford Duration-Hedged Strategic Income Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Emerging Markets Local Debt Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000

 

 - 3 - 

 

 

The Hartford Emerging Markets Research Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Environmental Opportunities Fund    
Class A   13,000,000
Class C   13,000,000
Class I   20,000,000
Class Y   20,000,000
Class R3   13,000,000
Class R4   13,000,000
Class R5   13,000,000
Class R6   20,000,000
     
The Hartford Equity Income Fund    
Class A   175,000,000
Class B   75,000,000
Class C   50,000,000
Class I   100,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford Floating Rate Fund    
Class A   800,000,000
Class B   200,000,000
Class C   800,000,000
Class I   1,000,000,000
Class Y   250,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Floating Rate High Income Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000

 

 - 4 - 

 

 

The Hartford Global All-Asset Fund    
Class A   250,000,000
Class C   150,000,000
Class I   100,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Global Alpha Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Global Capital Appreciation Fund    
Class A   200,000,000
Class B   200,000,000
Class C   200,000,000
Class I   50,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Global Equity Income Fund    
Class A   200,000,000
Class B   200,000,000
Class C   200,000,000
Class I   50,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Global Real Asset Fund    
Class A   125,000,000
Class C   75,000,000
Class I   100,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000

 

 - 5 - 

 

 

The Hartford Growth Allocation Fund    
Class A   100,000,000
Class B   50,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Healthcare Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford High Yield Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Inflation Plus Fund    
Class A   5,660,000,000
Class B   105,000,000
Class C   180,000,000
Class I   50,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford International Capital Appreciation Fund    
Class A   125,000,000
Class B   75,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000

 

 - 6 - 

 

 

The Hartford International Growth Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford International Opportunities Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford International Small Company Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford International Value Fund    
Class A   125,000,000
Class C   75,000,000
Class I   150,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Long/Short Global Equity Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000

 

 - 7 - 

 

 

The Hartford MidCap Fund    
Class A   225,000,000
Class B   75,000,000
Class C   110,000,000
Class I   100,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford MidCap Value Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Moderate Allocation Fund    
Class A   100,000,000
Class B   50,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Municipal Income Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
     
The Hartford Municipal Opportunities Fund    
Class A   200,000,000
Class B   200,000,000
Class C   200,000,000
Class I   50,000,000
     
Hartford Municipal Short Duration Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000

 

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Hartford Multi-Asset Income Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Quality Bond Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
Hartford Real Total Return Fund    
Class A   125,000,000
Class C   75,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Short Duration Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   200,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Small Company Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000

 

 - 9 - 

 

 

The Hartford Small/Mid Cap Equity Fund    
Class A   200,000,000
Class B   200,000,000
Class C   200,000,000
Class I   50,000,000
Class Y   200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
     
The Hartford Strategic Income Fund    
Class A   200,000,000
Class B   200,000,000
Class C   200,000,000
Class I   50,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford Total Return Bond Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   400,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
     
The Hartford Unconstrained Bond Fund    
Class A   125,000,000
Class B   75,000,000
Class C   50,000,000
Class I   50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000

 

 - 10 - 

 

 

The Hartford World Bond Fund    
Class A   125,000,000
Class C   75,000,000
Class I   600,000,000
Class Y   100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000

 

THIRD:  The shares of Common Stock described in Article FIRST above have been classified by the Board of Directors under the authority contained in the Charter.

 

FOURTH:  These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law.  These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

 

FIFTH:  The undersigned officer of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

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IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President, Secretary and Chief Legal Officer and attested by its Assistant Secretary as of the 10th day of February, 2016.

 

ATTEST: THE HARTFORD MUTUAL FUNDS, INC.
   

/s/ Alice A. Pellegrino   By: Edward P. Macdonald
Alice A. Pellegrino     Edward P. Macdonald
Assistant Secretary     Vice President, Secretary and Chief Legal Officer

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