EX-99.(A)(XXXV) 3 tv509211_ex99-axxxv.htm ARTICLES SUPPLEMENTARY DATED MAY 9, 2018

 

Exhibit a.(xxxv)

 

THE HARTFORD MUTUAL FUNDS, INC.

 

ARTICLES SUPPLEMENTARY

 

THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

 

FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Corporation (the “Board of Directors”) by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 200,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and classes set forth below, the shares of each such class having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such class of Common Stock as set forth in the Charter:

 

Series Class Shares
     
The Hartford International Opportunities Fund Class R6 50,000,000
The Hartford International Opportunities Fund Class F 50,000,000
The Hartford Equity Income Fund Class F 50,000,000
The Hartford MidCap Fund Class F 50,000,000

 

SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 6,625,000,000 are shares of Common Stock without further classification or designation and 43,235,000,000 are shares of Common Stock classified and designated as follows:

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Balanced Fund    
Class A 375,000,000  
Class B 175,000,000  
Class C 110,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Balanced Income Fund    
Class A 400,000,000  
Class B 200,000,000  
Class C 400,000,000  
Class F 200,000,000  
Class I 450,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
   
The Hartford Capital Appreciation Fund    
Class A 570,000,000  
Class B 175,000,000  
Class C 220,000,000  
Class F 50,000,000  
Class I 400,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
   
The Hartford Checks and Balances Fund    
Class A 400,000,000  
Class B 200,000,000  
Class C 200,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 2 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Conservative Allocation Fund    
Class A 100,000,000  
Class B 50,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Core Equity Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 150,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
   
The Hartford Dividend and Growth Fund    
Class A 325,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 200,000,000  
Class I 200,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  

 

 - 3 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
Hartford Emerging Markets Equity Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford Emerging Markets Local Debt Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Environmental Opportunities Fund    
Class A 13,000,000  
Class C 13,000,000  
Class F 50,000,000  
Class I 20,000,000  
Class T 50,000,000  
Class Y 20,000,000  
Class R3 13,000,000  
Class R4 13,000,000  
Class R5 13,000,000  
Class R6 20,000,000  

 

 - 4 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Equity Income Fund    
Class A 175,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 100,000,000  
Class I 100,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
   
The Hartford Floating Rate Fund    
Class A 800,000,000  
Class B 200,000,000  
Class C 800,000,000  
Class F 50,000,000  
Class I 1,000,000,000  
Class T 50,000,000  
Class Y 250,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford Floating Rate High Income Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 100,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 5 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Global All-Asset Fund    
Class A 250,000,000  
Class C 150,000,000  
Class F 50,000,000  
Class I 100,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Global Capital Appreciation Fund    
Class A 200,000,000  
Class B 200,000,000  
Class C 200,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Global Equity Income Fund    
Class A 200,000,000  
Class B 200,000,000  
Class C 200,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 6 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
Hartford Global Impact Fund    
Class A 13,000,000  
Class C 13,000,000  
Class F 50,000,000  
Class I 20,000,000  
Class T 50,000,000  
Class Y 20,000,000  
Class R3 13,000,000  
Class R4 13,000,000  
Class R5 13,000,000  
Class R6 20,000,000  
   
The Hartford Global Real Asset Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 100,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford Growth Allocation Fund    
Class A 100,000,000  
Class B 50,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 7 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Healthcare Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford High Yield Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford Inflation Plus Fund    
Class A 5,660,000,000  
Class B 105,000,000  
Class C 180,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 8 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
Hartford International Equity Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford International Growth Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford International Opportunities Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 100,000,000  
Class I 100,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 100,000,000  

 

 - 9 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford International Small Company Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford International Value Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 150,000,000  
Class T 50,000,000  
Class Y 70,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Long/Short Global Equity Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  

 

 - 10 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
Hartford MidCap Fund    
Class A 225,000,000  
Class B 75,000,000  
Class C 110,000,000  
Class F 120,000,000  
Class I 300,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
   
The Hartford MidCap Value Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Moderate Allocation Fund    
Class A 100,000,000  
Class B 50,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 11 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
Hartford Multi-Asset Income Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Municipal Income Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
   
The Hartford Municipal Opportunities Fund    
Class A 200,000,000  
Class B 200,000,000  
Class C 200,000,000  
Class F 50,000,000  
Class I 150,000,000  
Class T 50,000,000  
Class Y 20,000,000  
   
Hartford Municipal Short Duration Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  

 

 - 12 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Quality Bond Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
Hartford Real Total Return Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford Short Duration Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 200,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  

 

 - 13 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
Hartford Small Cap Core Fund    
Class A 200,000,000  
Class B 200,000,000  
Class C 200,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 200,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford Small Company Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
     
The Hartford Strategic Income Fund    
Class A 200,000,000  
Class B 200,000,000  
Class C 200,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  

 

 - 14 - 

 

 

SERIES AND CLASS NUMBER OF SHARES
     
The Hartford Total Return Bond Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 200,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 400,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  
   
The Hartford Unconstrained Bond Fund    
Class A 125,000,000  
Class B 75,000,000  
Class C 50,000,000  
Class F 50,000,000  
Class I 50,000,000  
Class T 50,000,000  
Class Y 50,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 10,000,000  
   
The Hartford World Bond Fund    
Class A 125,000,000  
Class C 75,000,000  
Class F 250,000,000  
Class I 600,000,000  
Class T 50,000,000  
Class Y 100,000,000  
Class R3 50,000,000  
Class R4 50,000,000  
Class R5 50,000,000  
Class R6 50,000,000  

 

 - 15 - 

 

 

THIRD: The shares of Common Stock described in Articles FIRST above have been classified by the Board of Directors under the authority contained in the Charter.

 

FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

 

FIFTH: The undersigned officer of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

 - 16 - 

 

 

IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Secretary as of the 9th day of May, 2018.

 

ATTEST:   THE HARTFORD MUTUAL FUNDS, INC.
       
/s/ Thomas R. Phillips   By: /s/ Walter F. Garger
Thomas R. Phillips     Walter F. Garger
Secretary     Vice President

 

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