EX-99.A.(XXXII) 2 tv486723_ex-axxxii.htm EXHIBIT A.(XXXII)

 

Exhibit a.(xxxii)

 

THE HARTFORD MUTUAL FUNDS, INC.

 

ARTICLES SUPPLEMENTARY

 

THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

 

FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Corporation (the “Board of Directors”) by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 20,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and class set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such class of Common Stock as set forth in the Charter:

 

Series

 

Class

 

 Additional Shares
The Hartford MidCap Fund Class F 20,000,000

 

SECOND: Pursuant to the authority expressly vested in the Board of Directors by Section 2-208 of the Maryland General Corporation Law and the Charter, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 20,000,000 authorized but unissued shares of Common Stock, without further classification or designation, as shares of a new class of the series set forth below, having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of a class of such series of Common Stock as set forth in the Charter:

 

Series

 

Class

 

 Shares
The Hartford Municipal Opportunities Fund Class Y 20,000,000

 

THIRD: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 6,825,000,000 are shares of Common Stock without further classification or designation and 43,035,000,000 are shares of Common Stock classified and designated as follows:

  

   

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Balanced Fund  
Class A 375,000,000
Class B 175,000,000
Class C 110,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford Balanced Income Fund  
Class A 400,000,000
Class B 200,000,000
Class C 400,000,000
Class F 200,000,000
Class I 450,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
 
The Hartford Capital Appreciation Fund  
Class A 570,000,000
Class B 175,000,000
Class C 220,000,000
Class F 50,000,000
Class I 400,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000

 

 - 2 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Checks and Balances Fund  
Class A 400,000,000
Class B 200,000,000
Class C 200,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford Conservative Allocation Fund  
Class A 100,000,000
Class B   50,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
Hartford Core Equity Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   150,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000

 

 - 3 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Dividend and Growth Fund  
Class A 325,000,000
Class B   75,000,000
Class C   50,000,000
Class F 200,000,000
Class I 200,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
 
Hartford Emerging Markets Equity Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford Emerging Markets Local Debt Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5 50,000,000
Class R6 10,000,000

 

 - 4 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
Hartford Environmental Opportunities Fund  
Class A 13,000,000
Class C 13,000,000
Class F 50,000,000
Class I 20,000,000
Class T 50,000,000
Class Y 20,000,000
Class R3 13,000,000
Class R4 13,000,000
Class R5 13,000,000
Class R6 20,000,000
 
The Hartford Equity Income Fund  
Class A 175,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I 100,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
 
The Hartford Floating Rate Fund  
Class A 800,000,000
Class B 200,000,000
Class C 800,000,000
Class F 50,000,000
Class I 1,000,000,000
Class T 50,000,000
Class Y 250,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 5 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Floating Rate High Income Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   100,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford Global All-Asset Fund  
Class A 250,000,000
Class C 150,000,000
Class F 50,000,000
Class I 100,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
Hartford Global Capital Appreciation Fund  
Class A 200,000,000
Class B 200,000,000
Class C 200,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 6 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
Hartford Global Equity Income Fund  
Class A 200,000,000
Class B 200,000,000
Class C 200,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
Hartford Global Impact Fund  
Class A 13,000,000
Class C 13,000,000
Class F 50,000,000
Class I 20,000,000
Class T 50,000,000
Class Y 20,000,000
Class R3 13,000,000
Class R4 13,000,000
Class R5 13,000,000
Class R6 20,000,000
 
The Hartford Global Real Asset Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I 100,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 10,000,000

 

 - 7 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Growth Allocation Fund  
Class A 100,000,000
Class B   50,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford Healthcare Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford High Yield Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 8 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Inflation Plus Fund  
Class A 5,660,000,000
Class B 105,000,000
Class C 180,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5 50,000,000
Class R6 10,000,000
 
Hartford International Equity Fund  
Class A 125,000,000
Class B   75,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5      50,000,000
Class R6 10,000,000
 
The Hartford International Growth Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 9 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford International Opportunities Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   100,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
 
The Hartford International Small Company Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford International Value Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I 150,000,000
Class T 50,000,000
Class Y   70,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 10 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
Hartford Long/Short Global Equity Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
 
Hartford MidCap Fund  
Class A 225,000,000
Class B 75,000,000
Class C 110,000,000
Class F 70,000,000
Class I 300,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3 50,000,000
Class R4 50,000,000
Class R5 50,000,000
Class R6 50,000,000
 
The Hartford MidCap Value Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 11 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
Hartford Moderate Allocation Fund  
Class A 100,000,000
Class B   50,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
Hartford Multi-Asset Income Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5 50,000,000
Class R6 10,000,000
 
Hartford Municipal Income Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
 
The Hartford Municipal Opportunities Fund  
Class A 200,000,000
Class B 200,000,000
Class C 200,000,000
Class F 50,000,000
Class I   150,000,000
Class T 50,000,000
Class Y 20,000,000

 

 - 12 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
Hartford Municipal Short Duration Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
 
The Hartford Quality Bond Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
Hartford Real Total Return Fund  
Class A 125,000,000
Class C   75,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
   
The Hartford Short Duration Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I 200,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000

 

 - 13 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
Hartford Small Cap Core Fund  
Class A 200,000,000
Class B 200,000,000
Class C 200,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 200,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford Small Company Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
   
The Hartford Strategic Income Fund  
Class A 200,000,000
Class B 200,000,000
Class C 200,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000

 

 - 14 - 

 

 

SERIES AND CLASS

 

 NUMBER OF SHARES
The Hartford Total Return Bond Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 200,000,000
Class I   50,000,000
Class T 50,000,000
Class Y 400,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000
 
The Hartford Unconstrained Bond Fund  
Class A 125,000,000
Class B   75,000,000
Class C   50,000,000
Class F 50,000,000
Class I   50,000,000
Class T 50,000,000
Class Y   50,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6 10,000,000
 
The Hartford World Bond Fund  
Class A 125,000,000
Class C   75,000,000
Class F 250,000,000
Class I 600,000,000
Class T 50,000,000
Class Y 100,000,000
Class R3   50,000,000
Class R4   50,000,000
Class R5   50,000,000
Class R6   50,000,000

 

 - 15 - 

 

 

FOURTH: The shares of Common Stock described in Articles FIRST and SECOND above have been classified by the Board of Directors under the authority contained in the Charter.

 

FIFTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

 

SIXTH: The undersigned officer of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

 

 - 16 - 

 

 

IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Secretary as of the 14th day of February, 2018.

 

ATTEST: THE HARTFORD MUTUAL FUNDS, INC.
     
     
     
/s/ Thomas R. Phillips   By: /s/ Walter F. Garger  
Thomas R. Phillips   Walter F. Garger
Secretary   Vice President

 

 - 17 -