EX-99.H(III)K 6 tm206849-1_ex99hiiik.htm FORM OF AMENDMENT TEN TO FUND ACCOUNTING AGREEMENT

 

Exhibit h.(iii).k

 

FORM OF

AMENDMENT TEN 

TO 

FUND ACCOUNTING AGREEMENT

 

This Amendment Ten (the “Amendment”) to the Fund Accounting Agreement is made as of this 30 day of September, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc. on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).

 

WHEREAS, the parties hereto have entered into a Fund Accounting Agreement (the “Agreement”) dated as of December 31, 2014, as amended; and

 

WHEREAS, the parties hereto wish to amend the Agreement in order to revise the list of Funds covered by the Agreement and to add Hartford Schroders Opportunistic Income Fund as a party to the Agreement.

 

NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:

 

1.Effective as of September 30, 2019, the Hartford Schroders Opportunistic Income Fund, a Delaware statutory trust, is added as a party to the Agreement.

 

2.Amended and Restated Schedules A and B. Schedules A and B of the Agreement are hereby amended by deleting them in their entirety and replacing them with the Amended and Restated Schedules A and B attached hereto.

 

Except as modified hereby, the Agreement shall remain in full force and effect.

 

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IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.

 

  The Hartford Mutual Funds, Inc.
   
  By:  
    Amy N. Furlong
    Treasurer and Vice President
   
  The Hartford Mutual Funds II, Inc.
   
  By:  
    Amy N. Furlong
    Treasurer and Vice President
   
  Hartford Series Fund, Inc.
   
  By:  
    Amy N. Furlong
    Treasurer and Vice President
   
  Hartford HLS Series Fund II, Inc.
   
  By:  
    Amy N. Furlong
    Treasurer and Vice President
   
  Hartford Funds Management Company, LLC
   
  By:  
    Gregory A. Frost
    Chief Financial Officer

 

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AMENDED AND RESTATED SCHEDULE A

 

This Amended and Restated Schedule A to that certain Fund Accounting Agreement dated December 31, 2014, is effective as of September 30, 2019.

 

THE HARTFORD MUTUAL FUNDS, INC.

 

Hartford AARP Balanced Retirement Fund

The Hartford Balanced Income Fund

The Hartford Capital Appreciation Fund 

The Hartford Checks and Balances Fund

The Hartford Conservative Allocation Fund

Hartford Core Equity Fund

The Hartford Dividend and Growth Fund

Hartford Emerging Markets Equity Fund

The Hartford Emerging Markets Local Debt Fund

Hartford Climate Opportunities Fund*

The Hartford Equity Income Fund

The Hartford Floating Rate Fund

The Hartford Floating Rate High Income Fund

Hartford Global Impact Fund

The Hartford Global Real Asset Fund

The Hartford Growth Allocation Fund 

The Hartford Healthcare Fund

The Hartford High Yield Fund

The Hartford Inflation Plus Fund

Hartford International Equity Fund

The Hartford International Growth Fund

The Hartford International Opportunities Fund

The Hartford International Small Company Fund†

The Hartford International Value Fund

The Hartford MidCap Fund

The Hartford MidCap Value Fund

Hartford Moderate Allocation Fund

Hartford Multi-Asset Income and Growth Fund

Hartford Municipal Income Fund

The Hartford Municipal Opportunities Fund

Hartford Municipal Short Duration Fund 

The Hartford Quality Bond Fund

The Hartford Short Duration Fund

Hartford Small Cap Value Fund 

The Hartford Small Company Fund

The Hartford Strategic Income Fund

The Hartford Total Return Bond Fund

The Hartford World Bond Fund

 

 

* Effective on November 8, 2019 the fund name changed from Hartford Environmental Opportunities Fund.

† This fund will merge into Hartford Global Impact Fund on or about November 22, 2019.

 

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THE HARTFORD MUTUAL FUNDS II, INC.

 

The Hartford Growth Opportunities Fund

Hartford Multifactor International Fund

Hartford Multifactor Large Cap Value Fund

Hartford Quality Value Fund

Hartford Schroders Emerging Markets Equity Fund

Hartford Schroders Emerging Markets Multi-Sector Bond Fund 

Hartford Schroders International Multi-Cap Value Fund

Hartford Schroders International Stock Fund

Hartford Schroders Securitized Income Fund

Hartford Schroders Tax-Aware Bond Fund

Hartford Schroders US MidCap Opportunities Fund

Hartford Schroders US Small Cap Opportunities Fund

The Hartford Small Cap Growth Fund

 

HARTFORD SERIES FUND, INC.

 

Hartford Balanced HLS Fund

Hartford Capital Appreciation HLS Fund

Hartford Disciplined Equity HLS Fund

Hartford Dividend and Growth HLS Fund 

Hartford Global Growth HLS Fund

Hartford Healthcare HLS Fund

Hartford High Yield HLS Fund

Hartford International Opportunities HLS Fund 

Hartford MidCap HLS Fund

Hartford MidCap Value HLS Fund

Hartford Small Company HLS Fund

Hartford Stock HLS Fund

Hartford Total Return Bond HLS Fund

Hartford Ultrashort Bond HLS Fund

Hartford Value HLS Fund

 

HARTFORD HLS SERIES FUND II, INC.

 

Hartford Growth Opportunities HLS Fund

Hartford MidCap Growth HLS Fund

Hartford Small Cap Growth HLS Fund

Hartford U.S. Government Securities HLS Fund

 

HARTFORD SCHRODERS OPPORTUNITSIC INCOME FUND

 

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AMENDED AND RESTATED SCHEDULE B

 

This Amended and Restated Schedule B to that certain Fund Accounting Agreement dated December 31, 2014, is effective as of September 30, 2019.

 

MUTUAL FUND ACCOUNTING FEES

 

I.Annual fee for the following Funds will be calculated at the annual rates based on the average daily Fund net assets described below :

 

Hartford AARP Balanced Retirement Fund1 

The Hartford Balanced Income Fund1 

The Hartford Capital Appreciation Fund1 

The Hartford Growth Opportunities Fund1 

The Hartford Small Company Fund1 

The Hartford Strategic Income Fund1 

The Hartford Total Return Bond Fund1 

The Hartford World Bond Fund1

 

Average Daily Net Assets  Annual Fee 
On First $3.5 billion   0.022%
On Next $3.5 billion   0.018%
Over $7 billion   0.015%

 

II.Annual fee for the following Funds will be calculated at the annual rates based on the average daily Fund net assets described below :

 

Hartford Balanced HLS Fund2 

Hartford Capital Appreciation HLS Fund2 

Hartford Core Equity Fund1 

The Hartford Dividend and Growth Fund1 

Hartford Emerging Markets Equity Fund1 

The Hartford Emerging Markets Local Debt Fund1 

Hartford Climate Opportunities Fund 1 

The Hartford Equity Income Fund1 

The Hartford Floating Rate Fund 

The Hartford Floating Rate High Income Fund1 

Hartford Global Impact Fund3

The Hartford Global Real Asset Fund1 

Hartford Growth Opportunities HLS Fund2 

The Hartford Healthcare Fund1 

The Hartford High Yield Fund1 

The Hartford Inflation Plus Fund1

 

 

1 Effective November 1, 2016

2 Effective January 1, 2017

3 Effective on or about February 24, 2017

 

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Hartford International Equity Fund1  

The Hartford International Growth Fund1 

The Hartford International Opportunities Fund1 

The Hartford International Small Company Fund1† 

The Hartford International Value Fund1

The Hartford MidCap Fund1 

The Hartford MidCap Value Fund1 

Hartford Multi-Asset Income and Growth Fund1 

Hartford Multifactor International Fund4 

Hartford Multifactor Large Cap Value Fund4 

The Hartford Quality Bond Fund1 

The Hartford Short Duration Fund1 

Hartford Small Cap Value Fund1 

The Hartford Small Cap Growth Fund1 

Hartford Small Cap Growth HLS Fund2 

Hartford Small Company HLS Fund2 

Hartford Total Return Bond HLS Fund2 

Hartford Quality Value Fund1 

Hartford Schroders International Stock Fund1 

Hartford Schroders Emerging Markets Equity Fund1 

Hartford Schroders Emerging Markets Multi Sector Bond Fund1 

Hartford Schroders International Multi-Cap Value Fund1 

Hartford Schroders Securitized Income Fund4 

Hartford Schroders Opportunistic Income Fund5

 

Average Daily Net Assets  Annual Fee 
On First $3.5 billion   0.018%
On Next $3.5 billion   0.014%
Over $7 billion   0.010%

 

III.Annual fee for the following Funds will be calculated at the annual rates based on the average daily Fund net assets described below :

 

The Hartford Checks and Balances Fund1 

The Hartford Conservative Allocation Fund1 

Hartford Disciplined Equity HLS Fund2 

Hartford Dividend and Growth HLS Fund2 

Hartford Global Growth HLS Fund2

The Hartford Growth Allocation Fund1 

Hartford Healthcare HLS Fund2 

Hartford High Yield HLS Fund2 

Hartford International Opportunities HLS Fund2 

Hartford MidCap Growth HLS Fund2 

 

 

4 Effective May 29, 2019

4 Effective February 28, 2019

5 Effective October 1, 2019

 

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Hartford MidCap HLS Fund2

Hartford MidCap Value HLS Fund2

Hartford Moderate Allocation Fund1 

Hartford Municipal Income Fund1 

The Hartford Municipal Opportunities Fund1 

Hartford Municipal Short Duration Fund1 

Hartford Stock HLS Fund2 

Hartford U.S. Government Securities HLS Fund2 

Hartford Ultrashort Bond HLS Fund2 

Hartford Value HLS Fund2 

Hartford Schroders US MidCap Opportunities Fund1 

Hartford Schroders US Small Cap Opportunities Fund1 

Hartford Schroders Tax-Aware Bond Fund1

 

Average Daily Net Assets  Annual Fee 
On First $3.5 billion   0.014%
On Next $3.5 billion   0.012%
Over $7 billion   0.010%

 

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