EX-99.B.A.(XXI) 3 a14-8489_1ex99dbdadxxi.htm EX-99.B.A.(XXI)

 

THE HARTFORD MUTUAL FUNDS, INC.

 

CERTIFICATE OF CORRECTION

 

THIS IS TO CERTIFY THAT:

 

FIRST:  The title of the document being corrected hereby is Articles Supplementary (the “Articles”).

 

SECOND:  The Articles were filed with the State Department of Assessments and Taxation of Maryland (the “SDAT”) on March 6, 2014.

 

THIRD:  The sole party to the Articles is The Hartford Mutual Funds, Inc., a Maryland corporation (the “Corporation”).

 

FOURTH:  Article SECOND of the Articles as previously filed with the SDAT is attached hereto as Exhibit A.

 

FIFTH: Article SECOND of the Articles as corrected hereby is attached hereto as Exhibit B.

 

The undersigned officer acknowledges this Certificate of Correction to be the corporate act of the Corporation and further, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, the matters and facts set forth herein are true in all material respects and that this statement is made under the penalties for perjury.

 

-Signature page follows-

 


 

IN WITNESS WHEREOF, the Corporation has caused this Certificate of Correction to be signed in its name and on its behalf by the officers below on the 29th day of April, 2014.

 

 

ATTEST:

 

THE HARTFORD MUTUAL FUNDS, INC.

 

 

 

 

 

 

/s/ Alice A. Pellegrino

 

By:

/s/ Edward P. Macdonald

Alice A. Pellegrino

 

 

Edward P. Macdonald

Assistant Secretary

 

 

Vice President, Secretary and

 

 

 

Chief Legal Officer

 

2


 

EXHIBIT A

 

Article Second of
Articles Supplementary
(filed with SDAT on March 6, 2014)

 


 

SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 9,505,000,000 are shares of Common Stock without further classification or designation and 40,355,000,000 are shares of Common Stock classified and designated as follows:

 

SERIES AND CLASS

 

NUMBER OF SHARES

 

 

 

 

 

The Hartford Balanced Fund

 

 

 

Class A

 

375,000,000

 

Class B

 

175,000,000

 

Class C

 

110,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Balanced Allocation Fund

 

 

 

Class A

 

100,000,000

 

Class B

 

50,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Balanced Income Fund

 

 

 

Class A

 

400,000,000

 

Class B

 

200,000,000

 

Class C

 

400,000,000

 

Class I

 

100,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-1


 

The Hartford Capital Appreciation Fund

 

 

 

Class A

 

570,000,000

 

Class B

 

175,000,000

 

Class C

 

220,000,000

 

Class I

 

400,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Checks and Balances Fund

 

 

 

Class A

 

400,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Conservative Allocation Fund

 

 

 

Class A

 

100,000,000

 

Class B

 

50,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Disciplined Equity Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-2


 

The Hartford Dividend and Growth Fund

 

 

 

Class A

 

325,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

200,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

Hartford Duration-Hedged Strategic Income Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Emerging Markets Local Debt Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Emerging Markets Research Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Equity Income Fund

 

 

 

Class A

 

175,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

100,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-3


 

The Hartford Floating Rate Fund

 

 

 

Class A

 

800,000,000

 

Class B

 

200,000,000

 

Class C

 

800,000,000

 

Class I

 

1,000,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Floating Rate High Income Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global All-Asset Fund

 

 

 

Class A

 

250,000,000

 

Class C

 

150,000,000

 

Class I

 

100,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Alpha Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-4


 

Hartford Global Capital Appreciation Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Growth Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Real Asset Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

100,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Research Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-5


 

The Hartford Growth Allocation Fund

 

 

 

Class A

 

100,000,000

 

Class B

 

50,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Healthcare Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford High Yield Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Inflation Plus Fund

 

 

 

Class A

 

5,660,000,000

 

Class B

 

105,000,000

 

Class C

 

180,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-6


 

Hartford International Capital Appreciation Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford International Growth Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford International Opportunities Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford International Small Company Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-7


 

The Hartford International Value Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford MidCap Fund

 

 

 

Class A

 

225,000,000

 

Class B

 

75,000,000

 

Class C

 

110,000,000

 

Class I

 

100,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford MidCap Value Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Municipal Opportunities Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

 

 

 

 

Hartford Multi-Asset Income Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-8


 

Hartford Real Total Return Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Short Duration Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

200,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Small Company Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Small/MidCap Equity Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-9


 

The Hartford Strategic Income Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2010 Fund

 

 

 

Class A

 

600,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2015 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2020 Fund

 

 

 

Class A

 

600,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2025 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2030 Fund

 

 

 

Class A

 

600,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-10


 

The Hartford Target Retirement 2035 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2040 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2045 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2050 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Total Return Bond Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

400,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Unconstrained Bond Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-11


 

The Hartford Value Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford World Bond Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

200,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

A-12


 

EXHIBIT B

 

Article Second

as corrected hereby

 


 

SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 9,505,000,000 are shares of Common Stock without further classification or designation and 40,355,000,000 are shares of Common Stock classified and designated as follows:

 

SERIES AND CLASS

 

NUMBER OF SHARES

 

 

 

 

 

The Hartford Balanced Fund

 

 

 

Class A

 

375,000,000

 

Class B

 

175,000,000

 

Class C

 

110,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Balanced Allocation Fund

 

 

 

Class A

 

100,000,000

 

Class B

 

50,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Balanced Income Fund

 

 

 

Class A

 

400,000,000

 

Class B

 

200,000,000

 

Class C

 

400,000,000

 

Class I

 

100,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Capital Appreciation Fund

 

 

 

Class A

 

570,000,000

 

Class B

 

175,000,000

 

Class C

 

220,000,000

 

Class I

 

400,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-1


 

The Hartford Checks and Balances Fund

 

 

 

Class A

 

400,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Conservative Allocation Fund

 

 

 

Class A

 

100,000,000

 

Class B

 

50,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Disciplined Equity Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Dividend and Growth Fund

 

 

 

Class A

 

325,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

200,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-2


 

Hartford Duration-Hedged Strategic Income Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Emerging Markets Local Debt Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Emerging Markets Research Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Equity Income Fund

 

 

 

Class A

 

175,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

100,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-3


 

The Hartford Floating Rate Fund

 

 

 

Class A

 

800,000,000

 

Class B

 

200,000,000

 

Class C

 

800,000,000

 

Class I

 

1,000,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Floating Rate High Income Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global All-Asset Fund

 

 

 

Class A

 

250,000,000

 

Class C

 

150,000,000

 

Class I

 

100,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Alpha Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-4


 

Hartford Global Capital Appreciation Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Growth Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Real Asset Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

100,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Global Research Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-5


 

The Hartford Growth Allocation Fund

 

 

 

Class A

 

100,000,000

 

Class B

 

50,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Healthcare Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford High Yield Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Inflation Plus Fund

 

 

 

Class A

 

5,660,000,000

 

Class B

 

105,000,000

 

Class C

 

180,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-6


 

Hartford International Capital Appreciation Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford International Growth Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford International Opportunities Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford International Small Company Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-7


 

The Hartford International Value Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford MidCap Fund

 

 

 

Class A

 

225,000,000

 

Class B

 

75,000,000

 

Class C

 

110,000,000

 

Class I

 

100,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford MidCap Value Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Municipal Opportunities Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

 

 

 

 

Hartford Multi-Asset Income Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-8


 

The Hartford Quality Bond Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

Hartford Real Total Return Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Short Duration Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

200,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Small Company Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Small/MidCap Equity Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-9


 

The Hartford Strategic Income Fund

 

 

 

Class A

 

200,000,000

 

Class B

 

200,000,000

 

Class C

 

200,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2010 Fund

 

 

 

Class A

 

600,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2015 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2020 Fund

 

 

 

Class A

 

600,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2025 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2030 Fund

 

 

 

Class A

 

600,000,000

 

Class Y

 

200,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-10


 

The Hartford Target Retirement 2035 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2040 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2045 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Target Retirement 2050 Fund

 

 

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

Class Y

 

50,000,000

 

 

 

 

 

The Hartford Total Return Bond Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

400,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford Unconstrained Bond Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

50,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-11


 

The Hartford Value Fund

 

 

 

Class A

 

125,000,000

 

Class B

 

75,000,000

 

Class C

 

50,000,000

 

Class I

 

50,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

 

 

 

The Hartford World Bond Fund

 

 

 

Class A

 

125,000,000

 

Class C

 

75,000,000

 

Class I

 

200,000,000

 

Class Y

 

100,000,000

 

Class R3

 

50,000,000

 

Class R4

 

50,000,000

 

Class R5

 

50,000,000

 

 

B-12