0001006364-11-000006.txt : 20111209 0001006364-11-000006.hdr.sgml : 20111209 20111209092126 ACCESSION NUMBER: 0001006364-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111209 DATE AS OF CHANGE: 20111209 EFFECTIVENESS DATE: 20111209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 111252182 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f3q11.txt FORM 13F COVER PAGE Report for the quarter ended: September 30, 2011 Name: Johnston Asset Management Corp. Address: 1 Landmark Square Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman Peter J. Cummiskey FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BB&T Capital Trust VI ps 05531B201 1976 74420 SH SOLE 73420 1000 AT&T, Inc. cs 00206r102 703 24650 SH SOLE 24650 Abbott Labs cs 002824100 11965 233958 SH SOLE 233958 Adobe Systems, Inc. cs 00724F101 18290 756718 SH SOLE 754468 2250 Amgen, Inc. cs 031162100 13651 248386 SH SOLE 247586 800 Automatic Data Proc cs 053015103 17909 379840 SH SOLE 377840 2000 Becton Dickinson cs 075887109 8289 113053 SH SOLE 111562 1491 Celgene Corp cs 151020104 13966 225590 SH SOLE 225590 Cerner Corp. cs 156782104 16865 246134 SH SOLE 244534 1600 Chevron Texaco cs 166764100 343 3707 SH SOLE 3707 Cisco Systems, Inc. cs 17275R102 13612 878223 SH SOLE 874623 3600 Citigroup, Inc cs 172967424 315 12317 SH SOLE 12317 Coca Cola Company cs 191216100 461 6828 SH SOLE 6828 Cognizant Tech Solutions - Cla cs 192446102 20401 325373 SH SOLE 325373 Comcast Corp New Cl A cs 20030N101 14816 708240 SH SOLE 706740 1500 EMC Corp. cs 268648102 16809 800814 SH SOLE 798314 2500 EOG Resources, Inc cs 26875P101 2018 28420 SH SOLE 28000 420 Edwards Lifesciences Corp. cs 28176E108 18954 265903 SH SOLE 264303 1600 Energy Transfer Partners LP cs 29273R109 680 16570 SH SOLE 15070 1500 Enterprise Prods Partners LP cs 293792107 5186 129172 SH SOLE 121972 7200 Exxon Mobil cs 30231g102 2330 32075 SH SOLE 32075 FLIR Systems Inc cs 302445101 14530 580041 SH SOLE 577721 2320 Fulton Financial Comp cs 360271100 174 22758 SH SOLE 22758 General Electric cs 369604103 13845 909670 SH SOLE 906370 3300 Google Inc Cl A cs 38259p508 16316 31679 SH SOLE 31629 50 Hershey Foods Corp cs 427866108 207 3500 SH SOLE 3500 Hewlett-Packard cs 428236103 5254 234018 SH SOLE 234018 Highwood Properties Inc cs 431284108 650 23000 SH SOLE 23000 Intel Corporation cs 458140100 13780 645906 SH SOLE 644206 1700 Johnson & Johnson cs 478160104 13994 219728 SH SOLE 218528 1200 KLA-Tencor Corp cs 482480100 12788 334073 SH SOLE 331718 2355 Kinder Morgan Energy Partners cs 494550106 270 3950 SH SOLE 3950 Liberty Property Tr cs 531172104 1811 62224 SH SOLE 60224 2000 M&T Bank cs 55261F104 582 8327 SH SOLE 8327 Marsh & McLennan cs 571748102 16478 620639 SH SOLE 620639 Maxim Integrated Pdts cs 57772k101 16970 727371 SH SOLE 723791 3580 Medtronic, Inc. cs 585055106 14932 449213 SH SOLE 449213 Merck & Company cs 58933Y105 406 12410 SH SOLE 12410 Microchip Technology Inc cs 595017104 280 9000 SH SOLE 9000 Microsoft Corp cs 594918104 14147 568390 SH SOLE 566390 2000 Monsanto Company cs 61166W101 10384 172950 SH SOLE 172550 400 NetApp, Inc. cs 64110D104 14267 420487 SH SOLE 418687 1800 Occidental Petroleum Corp cs 674599105 6204 86765 SH SOLE 86765 Oneok Partners LP cs 68268N103 1213 26020 SH SOLE 24420 1600 Pall Corporation cs 696429307 18105 426994 SH SOLE 424994 2000 Procter & Gamble cs 742718109 1433 22678 SH SOLE 22678 Qualcomm, Inc. cs 747525103 20046 412212 SH SOLE 411012 1200 Quest Diagnostics, Inc. cs 74834L100 13767 278919 SH SOLE 278919 Schlumberger Ltd cs 806857108 19046 318867 SH SOLE 318267 600 Union Pacific Corp cs 907818108 261 3200 SH SOLE 3200 Varian Medical Systems, Inc. cs 92220p105 19923 381959 SH SOLE 380259 1700 ABB Ltd. Sponsored ADR 000375204 11957 700074 SH SOLE 700074 ASML Holding NV NY Reg ADR N07059186 44398 1285413 SH SOLE 1285413 BHP Billiton ADR 05545e209 18669 351710 SH SOLE 351710 China Life Insurance Co ADR 16939P106 13021 366689 SH SOLE 365714 975 Credit Suisse Group Spon ADR 225401108 17040 649377 SH SOLE 649377 Danone ADR 23636T100 2688 216780 SH SOLE 216780 Diageo PLC Spon ADR 25243Q205 93815 1235544 SH SOLE 1234144 1400 Fresenius Medical Care Ag ADR 358029106 43669 646667 SH SOLE 644667 2000 HSBC Holdings PLC ADR 404280406 9805 257743 SH SOLE 257743 ICICI Bank Ltd. ADR 45104G104 33063 952280 SH SOLE 952280 Mindray Medical Int'l Ltd ADR 602675100 29518 1250222 SH SOLE 1250222 Mitsui & Co ADR 606827202 22004 74784 SH SOLE 74784 National Australia Bank Spon A 632525408 256 11775 SH SOLE 8505 3270 Nestle SA Spons ADR 641069406 13339 241825 SH SOLE 241825 Novartis Ag ADR 66987v109 79067 1417726 SH SOLE 1417726 Qiagen NV N72482107 67231 4861236 SH SOLE 4858236 3000 Reckitt Benckiser ADR 756255105 12886 1263608 SH SOLE 1263608 Repsol YPF SA - ADR 76026T205 24515 914490 SH SOLE 914490 Roche Hldg ADR 771195104 34681 856592 SH SOLE 856592 Royal Dutch Shell PLC Cl A Spo 780259206 492 8000 SH SOLE 8000 SABMiller Sp ADR 78572m105 42978 1309074 SH SOLE 1303473 5601 SAP AG ADR 803054204 17506 345837 SH SOLE 345837 SGS SA ADR 818800104 29129 1903416 SH SOLE 1903416 Tencent Holdings Ltd ADR 88032Q109 11906 564462 SH SOLE 564462 Teva Pharmaceutical - ADR 881624209 63465 1705131 SH SOLE 1704481 650 Veolia Environnement ADR 92334N103 10224 702165 SH SOLE 702165 Vodafone Group ADR 92857W209 97298 3791800 SH SOLE 3788813 2987 Westpac Banking Corp ADR 961214301 485 5051 SH SOLE 5051 ABB Limited Ordinary Shares (c cs 7108899 24408 1405838 SH SOLE 1405838 Credit Suisse Group Ordinary S cs 7171589 29293 1108628 SH SOLE 1108628 Nestle SA Ordinary Shares (chf cs 7123870 2495 45230 SH SOLE 45230 Roche Holding Ordinary Shares cs 7110388 52798 326012 SH SOLE 326012 SGS SA Ordinary Shares (chf) cs 4824778 41320 27001 SH SOLE 27001 ASML Holding NV (eur) cs 5949368 20757 593210 SH SOLE 593210 Fresenius Medical Care (eur) cs 5129074 45961 671422 SH SOLE 671422 PPR Ordinary Shares (eur) cs 5505072 6535 50000 SH SOLE 50000 Qiagen N.V. (eur) cs 5732825 994 71020 SH SOLE 71020 Repsol YPF SA Ordinary Shares cs 5669354 52071 1942418 SH SOLE 1942418 Veolia Environnement (eur) cs 4031879 15158 1020558 SH SOLE 1020558 BHP Billiton PLC Ordinary Shar cs 0056650 41649 1538314 SH SOLE 1538314 Diageo Ordinary Shares (gbp) cs 0237400 2498 130170 SH SOLE 130170 Reckitt Benckiser Ordinary Sha cs B24CGK7 24153 473711 SH SOLE 473711 SABMiller PLC (gbp) cs 0483548 53191 1620163 SH SOLE 1620163 Standard Chartered Plc Ord Sha cs 0408284 19681 981645 SH SOLE 981645 China Life (hkd) cs 6718976 18932 7839340 SH SOLE 7839340 Tencent Holdings Ltd (hkd) cs B01CT30 26151 1239800 SH SOLE 1239800 Mitsui & Co. Ltd. (jpy) cs 6597302 47097 3201284 SH SOLE 3201284 Hyflux Ltd. Ordinary Shares (s cs 6320058 20996 18361971 SH SOLE 18361971 Pimco Commodity Real Return St mf 722005667 84 11431.000SH SOLE 11431.000 Centocor Partners III 0 50000 SH SOLE 50000 M&T Bank 55261F104 559 8000 SH SOLE 8000