-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPbVcilalN9zAu0oq7QEu+sq323bM7lCn2yImKxj8Gvcw3eyqvQ7xOqta3Sqx0fR 6jUH3CHB1NezC0BP7gy78w== 0001006364-08-000004.txt : 20080717 0001006364-08-000004.hdr.sgml : 20080717 20080717082313 ACCESSION NUMBER: 0001006364-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080717 DATE AS OF CHANGE: 20080717 EFFECTIVENESS DATE: 20080717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 08956028 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f2q08.txt FORM 13F COVER PAGE Report for the quarter ended: June 30, 2008 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 W.H. Fissell 3 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Citigroup Inc 8.125% Ser. AA ps 172967572 612 27300 SH SOLE 27300 ExSAR Corp ps 140 280000 SH SOLE 280000 ExSar Corp Ser D Pfd ps 50 100000 SH SOLE 100000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 82 54618 SH SOLE 54618 Vela Pharmaceuticals, Inc.SerA ps 250 500000 SH SOLE 500000 Vela Pharmaceuticals, Inc.SerB ps 40 80000 SH SOLE 80000 ARM Holdings Ordinary Shares cs 0059585 4451 2618366 SH SOLE 2618366 AT&T Corp New cs 00206r102 8671 257376 SH SOLE 254793 2583 Abbott Labs cs 002824100 10887 205524 SH SOLE 205524 Amgen Inc cs 031162100 11080 234950 SH SOLE 234150 880 Applied Biosystems Inc. cs 038149100 9959 297447 SH SOLE 295947 1700 Automatic Data Proc cs 053015103 10439 249145 SH SOLE 247145 2200 BHP Billiton PLC Ord Shares cs 0056650 6299 164850 SH SOLE 164850 Bank Of New York cs 064058100 280 7404 SH SOLE 7404 Becton Dickinson cs 075887109 10109 124341 SH SOLE 122800 1541 Biosphere Medical Inc cs 09066v103 138 40000 SH SOLE 40000 Boston Scientific cs 101137107 11340 922693 SH SOLE 917097 5596 CBL & Assoc. Prop cs 124830100 297 13000 SH SOLE 13000 China Life Ordinary Shares cs 6718976 4105 1173000 SH SOLE 1173000 Cisco Systems Inc cs 17275R102 17354 746080 SH SOLE 743080 3160 Coca Cola Company cs 191216100 333 6400 SH SOLE 6400 Comcast Corp New Cl A cs 20030N101 17931 945252 SH SOLE 943752 1740 Computer Sciences cs 205363104 11687 249505 SH SOLE 247805 1770 Conceptus cs 206016107 368 19900 SH SOLE 19900 DOV Pharmaceutical, Inc. cs 259858108 1 20000 SH SOLE 20000 EMC Corp cs 268648102 14591 993235 SH SOLE 988235 5500 Edwards Lifesciences Corp. cs 28176E108 18320 295300 SH SOLE 293440 1970 Enterprise Prods Partners LP cs 293792107 2724 92222 SH SOLE 88602 3620 Exact Sciences Corp cs 30063P105 58 32000 SH SOLE 32000 Exsar Corp cs 68 454000 SH SOLE 454000 Exxon Mobil cs 30231g102 3011 34169 SH SOLE 34169 Fresenius Medical Care AG Ordi cs 5129074 5523 100370 SH SOLE 100370 General Electric cs 369604103 12170 455966 SH SOLE 453266 2700 HRPT Properties Trust cs 40426w101 4312 636890 SH SOLE 630890 6000 Hewlett-Packard cs 428236103 274 6200 SH SOLE 6200 Highwood Properties Inc cs 431284108 298 9500 SH SOLE 9500 Hyflux Ltd. Ordinary Shares cs 6320058 5375 2421156 SH SOLE 2421156 IMS Health Inc cs 449934108 15500 665240 SH SOLE 662240 3400 Immunicon Corporation (common) cs 45260A107 8 113000 SH SOLE 113000 Intel Corporation cs 458140100 17466 813110 SH SOLE 810310 2920 Invitrogen Corp cs 46185r100 767 19530 SH SOLE 19530 Isis Pharmaceutical cs 464330109 10260 752721 SH SOLE 746721 6280 Johnson & Johnson cs 478160104 15012 233325 SH SOLE 232125 1400 KLA-Tencor Corp cs 482480100 9238 226920 SH SOLE 224565 2355 Kinder Morgan Energy Partners cs 494550106 212 3800 SH SOLE 3800 Kurita Water Industries Ordina cs 6497963 6598 178000 SH SOLE 178000 Liberty Property Tr cs 531172104 2217 66883 SH SOLE 64883 2000 M&T Bank cs 55261F104 672 9532 SH SOLE 9532 Marsh & McLennan cs 571748102 12470 469671 SH SOLE 469671 Maxim Integrated Pdts cs 57772k101 14515 686270 SH SOLE 684490 1930 Medtronic Inc cs 585055106 15589 301232 SH SOLE 301232 100 Microsoft Corp cs 594918104 14817 538620 SH SOLE 536620 2150 Millipore Corp cs 601073109 15073 222113 SH SOLE 221113 1000 Mitsui & Co. Ltd. Ordinary Shs cs 6597302 11094 501530 SH SOLE 501530 NetApp, Inc. cs 64110D104 10259 473650 SH SOLE 471150 2590 Neurobiological Technologies cs 64124w304 47 33000 SH SOLE 33000 Nicor Inc cs 654086107 433 10160 SH SOLE 10160 Nobel Biocare Holding AG Ord cs 7385722 2992 91360 SH SOLE 91360 Pall Corporation cs 696429307 13271 334452 SH SOLE 332452 2140 Pharmos Corp cs 717139307 16 41292 SH SOLE 41292 Plantronics Inc. cs 727493108 11632 521125 SH SOLE 518125 3100 Procter & Gamble cs 742718109 1338 22000 SH SOLE 22000 100 Qualcomm Inc cs 747525103 9124 205640 SH SOLE 205640 50 Quest Diagnostics Inc cs 74834L100 10464 215885 SH SOLE 215885 80 Renewable Energy Corp. AS Ordi cs B01vhw2 1771 68340 SH SOLE 68340 Roche Holding Ordinary Shares cs 7110388 11664 64570 SH SOLE 64570 SABMiller Ord Shs cs 0483548 9374 408821 SH SOLE 408821 SGS SA Ordinary Shares cs 4824778 9639 6716 SH SOLE 6716 Schering-Plough cs 806605101 234 11904 SH SOLE 11904 Schlumberger Ltd cs 806857108 20260 188591 SH SOLE 187991 630 Sepracor Inc cs 817315104 2671 134095 SH SOLE 133895 200 Societe Generale Ordinary Shs cs 5966516 2758 31659 SH SOLE 31659 Solon AG Fuer Solartechnik Ord cs 7450738 2559 27490 SH SOLE 27490 Spectrum Pharmaceuticals Inc cs 84763A108 155 111379 SH SOLE 111379 Standard Chartered Plc Ordinar cs 0408284 4302 151170 SH SOLE 151170 TEPPCO Prt LP Intl cs 872384102 1661 50060 SH SOLE 45060 5000 Targent Inc cs 100 400000 SH SOLE 400000 Transocean Inc. cs G90073100 389 2551 SH SOLE 2551 Varian Medical Systems cs 92220p105 18846 363480 SH SOLE 361320 2260 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Veolia Environnement Ordinary cs 4031879 8258 147099 SH SOLE 147099 Vestas Wind Systems A/S Ordina cs 5964651 5161 39400 SH SOLE 39400 deCode Genetics cs 243586104 23 25000 SH SOLE 25000 ABB Ltd. Sponsored ADR 000375204 30780 1086870 SH SOLE 1086870 ARM Holdings ADR 042068106 12316 2419681 SH SOLE 2419681 ASML Holding NV NY Reg ADR N07059186 27749 1137234 SH SOLE 1137234 Alcon Inc ADR H01301102 51560 316730 SH SOLE 316730 BHP Billiton ADR 05545E209 20296 261947 SH SOLE 261947 BP Plc-Spons ADR 055622104 686 9864 SH SOLE 9864 Cemex SA Spons ADR 151290889 252 10221 SH SOLE 7896 2325 China Life Insurance Co ADR 16939P106 12357 236807 SH SOLE 236807 Diageo PLC Spon ADR 25243Q205 47956 649188 SH SOLE 649188 50 Fresenius Medical Care Ag ADR 358029106 60851 1108594 SH SOLE 1106594 2050 HSBC Holdings PLC ADR 404280406 33287 433984 SH SOLE 433984 ICICI Bank Ltd. ADR 45104G104 19989 695020 SH SOLE 695020 Mitsui & Co ADR 606827202 34161 77480 SH SOLE 77480 National Australia Bank Spon A 632525408 298 11725 SH SOLE 8455 3270 Orthofix Intl ADR N6748L102 3737 129070 SH SOLE 127470 1600 Qiagen NV ADR N72482107 52719 2618943 SH SOLE 2615943 3100 Roche Hldg ADR 771195104 37042 410117 SH SOLE 410117 Royal Dutch Shell PLC Cl A Spo 780259206 279 3417 SH SOLE 3417 SABMiller Sp ADR 78572m105 39288 1713624 SH SOLE 1707245 6379 SGS SocGen Surveillance ADR 818800104 30743 2141945 SH SOLE 2141945 SK Telecom Co Ltd ADR 78440p108 23042 1109402 SH SOLE 1106402 3000 Societe Generale ADR 83364L109 18161 1042395 SH SOLE 1042395 Telefonica Spon ADR 879382208 44040 553405 SH SOLE 553405 Teva Pharmaceutical - ADR 881624209 46072 1005928 SH SOLE 1005928 Veolia Environnement ADR 92334N103 28167 504332 SH SOLE 504332 40 Vestas Wind Systems ADR 925458101 1416 32460 SH SOLE 32460 Vodafone Group ADR 92857W209 50706 1721187 SH SOLE 1719000 2187 Westpac Banking ADS 961214301 462 4846 SH SOLE 4846 Nobel Biocare Holding AG (chf) cs 7385722 1126 34380 SH SOLE 34380 Roche Holding Ordinary Shares cs 7110388 3112 17225 SH SOLE 17225 SGS SA Ordinary Shares (chf) cs 4824778 2848 1984 SH SOLE 1984 ASML Holding NV (eur) cs 5949368 833 33786 SH SOLE 33786 Fresenius Medical Care (eur) cs 5129074 1568 28483 SH SOLE 28483 Qiagen N.V. (eur) cs 5732825 1327 65998 SH SOLE 65998 Societe Generale (eur) cs 5966516 2372 27230 SH SOLE 27230 Solon AG Fuer Solartechnik Ord cs 7450738 1130 12140 SH SOLE 12140 Veolia Environnement (eur) cs 4031879 3076 54800 SH SOLE 54800 Vestas Wind Systems A/S (dkk) cs 5964651 1842 14060 SH SOLE 14060 ARM Holdings Ordinary Shares ( cs 0059585 1445 851950 SH SOLE 851950 BHP Billiton PLC Ordinary Shar cs 0056650 1477 38660 SH SOLE 38660 Diageo Ordinary Shares (gbp) cs 0237400 1340 72890 SH SOLE 72890 SABMiller PLC (gbp) cs 0483548 3942 171944 SH SOLE 171944 Standard Chartered Plc Ord Sha cs 0408284 738 25920 SH SOLE 25920 Vodafone Group PLC (gbp) cs B16GWD5 1407 473882 SH SOLE 473882 China Life (hkd) cs 6718976 707 202000 SH SOLE 202000 Kurita Water Industries (jpy) cs 6497963 2098 56590 SH SOLE 56590 Mitsui & Co. Ltd. (jpy) cs 6597302 3614 163390 SH SOLE 163390 Renewable Energy Corp. AS (nok cs B01VHW2 647 24950 SH SOLE 24950 Hyflux Ltd. Ordinary Shares (s cs 6320058 1016 461844 SH SOLE 461844 Marsh & McLennan ua 571748102 319 12000.0000SH SOLE 12000.0000 Centocor Partners III 0 50000 SH SOLE 50000 Dov Pharmaceutical Warrants wt 0 22000 SH SOLE 22000
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