0001193805-11-000945.txt : 20110516 0001193805-11-000945.hdr.sgml : 20110516 20110516165647 ACCESSION NUMBER: 0001193805-11-000945 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G CENTRAL INDEX KEY: 0001005784 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10766 FILM NUMBER: 11848053 MAIL ADDRESS: STREET 1: C/O STEEL PARTNERS II L P STREET 2: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 e608439_13fhr-lichtenstein.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment |_|; Amendment Number: _______ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Warren G. Lichtenstein Address: c/o Steel Partners Holdings L.P. 590 Madison Avenue, 32nd Floor New York, New York 10022 Form 13F File Number: 28-10766 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sanford Antignas Title: Attorney-In-Fact for Warren G. Lichtenstein Phone: 212-520-2300 Signature, Place, and Date of Signing: /s/ Sanford Antignas, New York, NY, May 16, 2011 Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 --------------------- Form 13F Information Table Entry Total: 22 --------------------- Form 13F Information Table Value Total: $232053 --------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-14001 Steel Partners Holdings L.P. 2 28-10730 Steel Partners II, L.P.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- ----- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- --------- ------- --- ---- ---------- -------- ---- ------ ---- CANON INC ADR 138006309 451 10400 SH OTHER 0 10400 0 CASH STORE FINL SVCS INC COM 14756F103 144 10000 SH OTHER 0 10000 0 CNO FINL GROUP INC COM 12621E103 25329 3372700 SH CALL OTHER 1,2 0 3372700 0 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 2706 144762 SH OTHER 1,2 0 144762 0 ENDWAVE CORP COM NEW 29264A206 1769 740254 SH OTHER 1,2 0 740254 0 GENCORP INC SDCV 2.250%11/1 368682AL4 15554 15500000 PRN OTHER 1,2 0 15500000 0 GENCORP INC COM 368682100 24253 4055737 SH OTHER 1,2 0 4055737 0 HALLMARK FINL SVCS INC EC COM NEW 40624Q203 419 50000 SH OTHER 0 50000 0 HANDY & HARMAN LTD COM 410315105 76745 6384805 SH OTHER 1,2 0 6384805 0 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 1015 77000 SH OTHER 0 77000 0 MATERIAL SCIENCES CORP COM 576674105 1370 190000 SH OTHER 0 190000 0 META FINL GROUP INC COM 59100U108 354 21438 SH OTHER 0 21438 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 328 60000 SH OTHER 0 60000 0 NATHANS FAMOUS INC NEW COM 632347100 7631 445456 SH OTHER 1,2 0 445456 0 REGIS CORP MINN COM 758932107 444 25000 SH OTHER 0 25000 0 S L INDS INC COM 784413106 16978 927231 SH OTHER 1,2 0 927231 0 SELECTICA INC COM NEW 816288203 2440 420768 SH OTHER 1 0 420768 0 SERVOTRONICS INC COM 817732100 88 10000 SH OTHER 0 10000 0 UNISYS CORP COM NEW 909214306 2342 75000 SH OTHER 0 75000 0 UNISYS CORP COM NEW 909214306 49952 1600000 SH CALL OTHER 1,2 0 1600000 0 VECTOR GROUP LTD COM 92240M108 182 10500 SH OTHER 0 10500 0 ZORAN CORP COM 98975F101 1559 150000 SH OTHER 0 150000 0