-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LCyf4WBf/v8g/3OzIkqel4dhgzAlUEHdd1W2yyS6czF74g49avPoO/vOoYVrbbsN h11BEBR6XL94IrmyXlatQQ== 0001193805-11-000299.txt : 20110214 0001193805-11-000299.hdr.sgml : 20110214 20110214191916 ACCESSION NUMBER: 0001193805-11-000299 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G CENTRAL INDEX KEY: 0001005784 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10766 FILM NUMBER: 11610911 MAIL ADDRESS: STREET 1: C/O STEEL PARTNERS II L P STREET 2: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 e608044_13fhr-lichtenstein.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment |_|; Amendment Number: _______ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Warren G. Lichtenstein Address: c/o Steel Partners Holdings L.P. 590 Madison Avenue, 32nd Floor New York, New York 10022 Form 13F File Number: 28-10766 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sanford Antignas Title: Attorney-In-Fact for Warren G. Lichtenstein Phone: 212-520-2300 Signature, Place, and Date of Signing: /s/ Sanford Antignas, New York, NY, February 11, 2011 Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 --------------------- Form 13F Information Table Entry Total: 19 --------------------- Form 13F Information Table Value Total: $219650 --------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-14001 Steel Partners Holdings L.P. 2 28-10730 Steel Partners II, L.P. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- ----- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- --------- ------- --- ---- ---------- -------- ---- ------ ---- CANON INC ADR 138006309 534 10400 SH OTHER 0 10400 0 CASH STORE FINL SVCS INC COM 14756F103 155 10000 SH OTHER 0 10000 0 CNO FINL GROUP INC COM 12621E103 22867 3372700 SH CALL OTHER 1, 2 0 3372700 0 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 3235 144762 SH OTHER 1, 2 0 144762 0 GENCORP INC SDCV 2.250%11/1 368682AL4 15377 15500000 PRN OTHER 1, 2 0 15500000 0 GENCORP INC COM 368682100 20968 4055737 SH OTHER 1, 2 0 4055737 0 HALLMARK FINL SVCS INC EC COM NEW 40624Q203 455 50000 SH OTHER 0 50000 0 MATERIAL SCIENCES CORP COM 576674105 1216 190000 SH OTHER 0 190000 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 403 60000 SH OTHER 0 60000 0 NATHANS FAMOUS INC NEW COM 632347100 7506 445456 SH OTHER 1, 2 0 445456 0 S L INDS INC COM 784413106 16217 927231 SH OTHER 1, 2 0 927231 0 SELECTICA INC COM NEW 816288203 2083 420768 SH OTHER 1 0 420768 0 SERVOTRONICS INC COM 817732100 84 10000 SH OTHER 0 10000 0 UNISYS CORP COM NEW 909214306 1295 50000 SH OTHER 0 50000 0 UNISYS CORP COM NEW 909214306 1295 50000 SH CALL OTHER 0 50000 0 UNISYS CORP COM NEW 909214306 42103 1630000 SH CALL OTHER 1, 2 0 1630000 0 VECTOR GROUP LTD COM 92240M108 182 10500 SH OTHER 0 10500 0 WHX CORP COM PAR $.01 NEW 929248607 82355 6325269 SH OTHER 1, 2 0 6325269 0 ZORAN CORP COM 98975F101 1320 150000 SH OTHER 0 150000 0
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