X0306
4
2018-03-19
0
0001616533
SMART Global Holdings, Inc.
SGH
0001005688
GOLDBERG BRUCE M
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
VP, Chief Legal Officer
Ordinary Shares
2018-03-19
4
M
0
2500
2.64
A
13391
D
Ordinary Shares
2018-03-19
4
S
0
1300
41.9940
D
12091
D
Ordinary Shares
2018-03-19
4
S
0
300
42.8167
D
11791
D
Ordinary Shares
2018-03-19
4
S
0
200
43.9750
D
11591
D
Ordinary Shares
2018-03-19
4
S
0
600
45.3117
D
10991
D
Ordinary Shares
2018-03-19
4
S
0
100
45.6900
D
10891
D
Employee Stock Options (right to buy)
2.64
2018-03-19
4
M
0
2500
0
D
2019-08-24
Ordinary Shares
2500
9166
D
The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4
The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.
The reporting person's Form 4 filed on 2/27/18 incorrectly reported the expiration date of this option as 02/05/2024.
/s/ Bruce Goldberg
2018-03-21