0001005607-17-000009.txt : 20171019
0001005607-17-000009.hdr.sgml : 20171019
20171019111952
ACCESSION NUMBER: 0001005607-17-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171019
DATE AS OF CHANGE: 20171019
EFFECTIVENESS DATE: 20171019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001005607
IRS NUMBER: 943315228
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05208
FILM NUMBER: 171144004
BUSINESS ADDRESS:
STREET 1: 580 CALIFORNIA STREET STE 1900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4153625637
MAIL ADDRESS:
STREET 1: 580 CALIFORNIA ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
FORMER COMPANY:
FORMER CONFORMED NAME: OSBORNE PARTNERS CAPITAL MANAGEMENT
DATE OF NAME CHANGE: 20010724
FORMER COMPANY:
FORMER CONFORMED NAME: BERRY HARTELL EVERS & OSBORNE INC/
DATE OF NAME CHANGE: 19990406
13F-HR
1
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13F-HR
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0001005607
XXXXXXXX
09-30-2017
09-30-2017
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC
580 CALIFORNIA ST
SAN FRANCISCO
CA
94104
13F HOLDINGS REPORT
028-05208
N
Alicia W Cheng
CCO
650-854-5100
Alicia W Cheng
San Francisco
CA
10-19-2017
0
187
730400
false
INFORMATION TABLE
2
inftable.xml
13F FOR PERIOD ENDING SEPTEMBER 30, 2017
1/100 Berkshire Hathaway
COM
084990175
275
100
SH
SOLE
100
0
0
3M Company
COM
88579Y101
472
2250
SH
SOLE
2250
0
0
Abbott Labs
COM
002824100
10005
187499
SH
SOLE
187499
0
0
AbbVie, Inc.
COM
00287Y109
4333
48761
SH
SOLE
48761
0
0
Accenture PLC
COM
G1151C101
8215
60819
SH
SOLE
60819
0
0
Affiliated Managers Group
COM
008252108
793
4175
SH
SOLE
4175
0
0
Air Prods & Chems Inc
COM
009158106
581
3845
SH
SOLE
3845
0
0
Alibaba Group Holding Ltd
COM
01609W102
7479
43304
SH
SOLE
43304
0
0
Alphabet Inc Class A
COM
02079K305
6021
6183
SH
SOLE
6183
0
0
Alphabet Inc Class C
COM
02079K107
9024
9409
SH
SOLE
9409
0
0
Altria Group Inc
COM
02209S103
4164
65650
SH
SOLE
65650
0
0
Amazon Inc
COM
023135106
251
261
SH
SOLE
261
0
0
Ameren Corp
COM
023608102
318
5497
SH
SOLE
5497
0
0
American Elec Power, Inc
COM
025537101
247
3521
SH
SOLE
3521
0
0
American Express Co
COM
025816109
1841
20354
SH
SOLE
20354
0
0
American Tower Systems
COM
03027X100
1151
8420
SH
SOLE
8420
0
0
AmeriGas Partners, LP
COM
030975106
600
13353
SH
SOLE
13353
0
0
Amgen Inc
COM
031162100
3174
17023
SH
SOLE
17023
0
0
Apple Inc
COM
037833100
19179
124443
SH
SOLE
124443
0
0
AT&T Inc
COM
00206R102
1984
50649
SH
SOLE
50649
0
0
Automatic Data Processing Inc
COM
053015103
12660
115810
SH
SOLE
115810
0
0
Autozone Inc
COM
053332102
4213
7080
SH
SOLE
7080
0
0
Bank of America
COM
060505104
782
30872
SH
SOLE
30872
0
0
Bemis Inc
COM
081437105
1946
42700
SH
SOLE
42700
0
0
Berkshire Hathaway
COM
084670108
549
2
SH
SOLE
2
0
0
Berkshire Hathaway B
COM
084670702
6820
37200
SH
SOLE
37200
0
0
Biogen Idec Inc
COM
09062X103
530
1693
SH
SOLE
1693
0
0
Boeing Co
COM
097023105
5270
20730
SH
SOLE
20730
0
0
BP plc Sponsored ADR
COM
055622104
1588
41311
SH
SOLE
41311
0
0
Bristol Myers Squibb
COM
110122108
6750
105892
SH
SOLE
105892
0
0
Broadcom LTD
COM
Y09827109
2312
9531
SH
SOLE
9531
0
0
Carmax, Inc
COM
143130102
1401
18475
SH
SOLE
18475
0
0
Caterpillar Inc
COM
149123101
2088
16742
SH
SOLE
16742
0
0
CDK Global Inc
COM
12508E101
1403
22233
SH
SOLE
22233
0
0
Centene Corp
COM
15135B101
9656
99780
SH
SOLE
99780
0
0
CF Industries Holdings Inc
COM
125269100
6865
195242
SH
SOLE
195242
0
0
Cheniere Energy, Inc.
COM
16411R208
3419
75917
SH
SOLE
75917
0
0
Chevron Corp
COM
166764100
4268
36319
SH
SOLE
36319
0
0
Chicago Bridge & Iron Company
COM
167250109
4733
281725
SH
SOLE
281725
0
0
Cisco Systems
COM
17275R102
3459
102864
SH
SOLE
102864
0
0
Citigroup Inc
COM
172967424
1092
15015
SH
SOLE
15015
0
0
Coca Cola Co
COM
191216100
4532
100692
SH
SOLE
100692
0
0
Comcast Corp
COM
20030N101
211
5486
SH
SOLE
5486
0
0
Comerica Inc
COM
200340107
305
3999
SH
SOLE
3999
0
0
Consolidated Edison
COM
209115104
1063
13178
SH
SOLE
13178
0
0
Costco Wholesale Corp
COM
22160K105
2048
12465
SH
SOLE
12465
0
0
CSX Corp
COM
126408103
353
6500
SH
SOLE
6500
0
0
CVS Caremark Corporation
COM
126650100
9354
115029
SH
SOLE
115029
0
0
Danaher Corp
COM
235851102
15788
184049
SH
SOLE
184049
0
0
Deere & Co
COM
244199105
440
3500
SH
SOLE
3500
0
0
Dominion Res Inc Va
COM
25746U109
992
12895
SH
SOLE
12895
0
0
DowDuPont Inc
COM
26078J100
205
2955
SH
SOLE
2955
0
0
DTE Energy Co
COM
233331107
268
2500
SH
SOLE
2500
0
0
Duke Energy Corp
COM
26441C204
1056
12579
SH
SOLE
12579
0
0
Dun & Bradstreet Corp
COM
26483E100
720
6185
SH
SOLE
6185
0
0
eBay Inc
COM
278642103
7594
197451
SH
SOLE
197451
0
0
Ecolab Inc
COM
278865100
8591
66796
SH
SOLE
66796
0
0
Electronic Arts, Inc
COM
285512109
3276
27750
SH
SOLE
27750
0
0
Eli Lilly & Co
COM
532457108
308
3600
SH
SOLE
3600
0
0
Envision Healthcare Holdings
COM
29414D100
1996
44414
SH
SOLE
44414
0
0
Exxon Mobil Corp
COM
30231G102
13386
163284
SH
SOLE
163284
0
0
Facebook, Inc
COM
30303M102
484
2834
SH
SOLE
2834
0
0
Fiserv Inc
COM
337738108
2876
22300
SH
SOLE
22300
0
0
Fortive Corp
COM
34959J108
3295
46550
SH
SOLE
46550
0
0
Franklin Resources Inc
COM
354613101
1469
33000
SH
SOLE
33000
0
0
General Electric Co.
COM
369604103
10835
448100
SH
SOLE
448100
0
0
General Mills, Inc
COM
370334104
254
4916
SH
SOLE
4916
0
0
Glaxosmithkline Plc Sponsored
COM
37733W105
1042
25671
SH
SOLE
25671
0
0
Great Plains Energy, Inc.
COM
391164100
864
28521
SH
SOLE
28521
0
0
Hawaiian Electric Industries,
COM
419870100
321
9605
SH
SOLE
9605
0
0
Health Care Select SDPR
COM
81369Y209
234
2865
SH
SOLE
2865
0
0
Healthcare Services
COM
421906108
1128
20900
SH
SOLE
20900
0
0
Home Depot Inc
COM
437076102
7606
46504
SH
SOLE
46504
0
0
Intel Corp
COM
458140100
6357
166940
SH
SOLE
166940
0
0
International Business Machs
COM
459200101
4900
33777
SH
SOLE
33777
0
0
Intuit
COM
461202103
2146
15100
SH
SOLE
15100
0
0
IRIDEX Corp
COM
462684101
673
71828
SH
SOLE
71828
0
0
Johnson & Johnson
COM
478160104
7381
56771
SH
SOLE
56771
0
0
Johnson Controls International
COM
G51502105
379
9418
SH
SOLE
9418
0
0
JPMorgan Chase & Co
COM
46625H100
21679
226980
SH
SOLE
226980
0
0
Key Tronic Inc
COM
493144109
413
57300
SH
SOLE
57300
0
0
Kimberly Clark Corp
COM
494368103
2626
22319
SH
SOLE
22319
0
0
Kraft Heinz Co
COM
500754106
1156
14909
SH
SOLE
14909
0
0
Lazard Ltd.
COM
G54050102
4257
94141
SH
SOLE
94141
0
0
Lowes Companies, Inc
COM
548661107
9259
115825
SH
SOLE
115825
0
0
LyondellBasell Industries NV
COM
N53745100
10763
108664
SH
SOLE
108664
0
0
Marathon Oil Corp
COM
565849106
152
11200
SH
SOLE
11200
0
0
Marsh & Mclennan Cos Inc
COM
571748102
8731
104179
SH
SOLE
104179
0
0
McDonalds Corp
COM
580135101
374
2387
SH
SOLE
2387
0
0
Mckesson Corp
COM
58155Q103
6047
39364
SH
SOLE
39364
0
0
Merck & Co
COM
58933Y105
518
8086
SH
SOLE
8086
0
0
Microsoft Corp
COM
594918104
25860
347165
SH
SOLE
347165
0
0
Mondelez International, Inc.
COM
609207105
1801
44289
SH
SOLE
44289
0
0
Monsanto Co
COM
61166W101
1118
9330
SH
SOLE
9330
0
0
Newell Brands Inc
COM
651229106
3365
78851
SH
SOLE
78851
0
0
Nextera Energy, Inc
COM
65339F101
366
2500
SH
SOLE
2500
0
0
Nike Inc Cl B
COM
654106103
3318
64000
SH
SOLE
64000
0
0
Noble Energy, Inc.
COM
655044105
284
10000
SH
SOLE
10000
0
0
Nordstrom Inc
COM
655664100
3629
76975
SH
SOLE
76975
0
0
Novartis A G Sponsored ADR
COM
66987V109
375
4373
SH
SOLE
4373
0
0
Now Inc
COM
67011P100
5491
397620
SH
SOLE
397620
0
0
Nucor Corp
COM
670346105
2894
51638
SH
SOLE
51638
0
0
NXP Semiconductors
COM
N6596X109
5074
44871
SH
SOLE
44871
0
0
Oaktree Capital Group, LLC
COM
674001201
4034
85736
SH
SOLE
85736
0
0
Oracle Corp.
COM
68389X105
3331
68900
SH
SOLE
68900
0
0
Paccar, Inc.
COM
693718108
2232
30853
SH
SOLE
30853
0
0
Paypal Holdings Inc
COM
70450Y103
1599
24975
SH
SOLE
24975
0
0
Pepsico Inc
COM
713448108
10254
92025
SH
SOLE
92025
0
0
Pfizer Inc
COM
717081103
10762
301469
SH
SOLE
301469
0
0
Philip Morris Intl Inc
COM
718172109
6751
60810
SH
SOLE
60810
0
0
Phillips 66
COM
718546104
7264
79297
SH
SOLE
79297
0
0
Pinnacle West Capital Corp.
COM
723484101
631
7465
SH
SOLE
7465
0
0
Procter & Gamble Co
COM
742718109
14547
159892
SH
SOLE
159892
0
0
Qualcomm Inc
COM
747525103
6351
122515
SH
SOLE
122515
0
0
Quanta Services Inc
COM
74762E102
8336
223080
SH
SOLE
223080
0
0
Royal Dutch Shell Plc Spons AD
COM
780259206
2162
35692
SH
SOLE
35692
0
0
S&P Global Inc
COM
78409V104
508
3250
SH
SOLE
3250
0
0
Schlumberger Ltd
COM
806857108
13889
199092
SH
SOLE
199092
0
0
Schwab Charles Corp
COM
808513105
615
14071
SH
SOLE
14071
0
0
Shire PLC
COM
82481R106
5896
38500
SH
SOLE
38500
0
0
Southern Co
COM
842587107
444
9035
SH
SOLE
9035
0
0
Stericycle Inc.
COM
858912108
5210
72744
SH
SOLE
72744
0
0
Synchrony Financial
COM
87165B103
8656
278783
SH
SOLE
278783
0
0
Target Corp
COM
87612E106
4545
77019
SH
SOLE
77019
0
0
Thermo Fisher Scientific
COM
883556102
11472
60636
SH
SOLE
60636
0
0
Time Warner, Inc.
COM
887317303
7598
74161
SH
SOLE
74161
0
0
Travelers Companies Inc
COM
89417E109
2739
22352
SH
SOLE
22352
0
0
U.S. Bancorp
COM
902973304
216
4025
SH
SOLE
4025
0
0
Union Pacific Corp.
COM
907818108
11626
100253
SH
SOLE
100253
0
0
United Technologies Corp
COM
913017109
5846
50361
SH
SOLE
50361
0
0
Urban Outfitters, Inc.
COM
917047102
3843
160800
SH
SOLE
160800
0
0
VanEck Vectors Global Alternat
COM
92189F502
420
6983
SH
SOLE
6983
0
0
Verizon Communications
COM
92343V104
1192
24079
SH
SOLE
24079
0
0
Visa, Inc.
COM
92826C839
1496
14218
SH
SOLE
14218
0
0
Wal Mart Stores Inc
COM
931142103
6699
85730
SH
SOLE
85730
0
0
Walgreens Boots Alliance
COM
931427108
3200
41443
SH
SOLE
41443
0
0
Walt Disney Co
COM
254687106
9186
93188
SH
SOLE
93188
0
0
WEC Energy Group Inc
COM
92939U106
442
7043
SH
SOLE
7043
0
0
Wells Fargo & Co
COM
949746101
13495
244699
SH
SOLE
244699
0
0
Xcel Energy Inc
COM
98389B100
251
5310
SH
SOLE
5310
0
0
Yum Brands Inc
COM
988498101
1360
18480
SH
SOLE
18480
0
0
Yum China Holdings, Inc
COM
98850P109
739
18480
SH
SOLE
18480
0
0
Zimmer Biomet Holdings
COM
98956P102
1288
11000
SH
SOLE
11000
0
0
Guggenheim S&P 500 Equal Weigh
ETF
78355W106
7169
75034
SH
SOLE
75034
0
0
iShares Dow Jones Select Divid
ETF
464287168
6824
72870
SH
SOLE
72870
0
0
iShares Edge MSCI USA Momentum
ETF
46432F396
349
3651
SH
SOLE
3651
0
0
iShares Russell 1000 Growth In
ETF
464287614
3058
24450
SH
SOLE
24450
0
0
iShares Russell 2000 Index
ETF
464287655
232
1568
SH
SOLE
1568
0
0
iShares Tr Russell 1000 Value
ETF
464287598
2370
20000
SH
SOLE
20000
0
0
PowerShares DWA Technical Lead
ETF
73935X153
7859
161681
SH
SOLE
161681
0
0
PowerShares ETF Dynamic Biotec
ETF
73935X856
882
17670
SH
SOLE
17670
0
0
PowerShares ETF Trust Finl Pfd
ETF
73935X229
228
12000
SH
SOLE
12000
0
0
PowerShares FTSE RAFI US 1000
ETF
73935X583
16386
152923
SH
SOLE
152923
0
0
PowerShares QQQ Trust
ETF
73935A104
472
3248
SH
SOLE
3248
0
0
Select Sector SPDR Tr Sbi Int-
ETF
81369Y803
221
3745
SH
SOLE
3745
0
0
SPDR S&P 500 ETF Trust
ETF
78462F103
32445
129145
SH
SOLE
129145
0
0
SPDR S&P MidCap 400
ETF
78467Y107
439
1344
SH
SOLE
1344
0
0
Vanguard Dividend Appreciation
ETF
921908844
6037
63689
SH
SOLE
63689
0
0
Vanguard Index Fds Growth ETF
ETF
922908736
5693
42887
SH
SOLE
42887
0
0
Vanguard Index Fds Smll Cp Vip
ETF
922908751
328
2320
SH
SOLE
2320
0
0
Vanguard Index Fds Stk Mrkt ET
ETF
922908769
709
5477
SH
SOLE
5477
0
0
Vanguard Value ETF
ETF
922908744
5785
57952
SH
SOLE
57952
0
0
American Funds Washington Mutu
MF
939330106
265
5956
SH
SOLE
5956
0
0
AQR Fds Momntm Fd Cl L
MF
00203H701
1600
72720
SH
SOLE
72720
0
0
Deutsche CROCI USVIP-A
MF
23338F606
460
25372
SH
SOLE
25372
0
0
Deutsche Small Mid Cap Val VIP
MF
23338H750
200
10012
SH
SOLE
10012
0
0
Dodge & Cox Balanced Fd
MF
256201104
227
2086
SH
SOLE
2086
0
0
Dodge & Cox Stk Fd
MF
256219106
2481
12372
SH
SOLE
12372
0
0
Fidelity Contrafund
MF
316071109
464
3831
SH
SOLE
3831
0
0
Fidelity Equity Income II
MF
316145101
522
18159
SH
SOLE
18159
0
0
Longleaf Partners Small-Cap
MF
543069207
822
27925
SH
SOLE
27925
0
0
Oakmark Fd I
MF
413838103
593
7159
SH
SOLE
7159
0
0
Schwab Invts 1000 Index Inv
MF
808517106
434
7086
SH
SOLE
7086
0
0
Schwab S&P 500 Index
MF
808509855
398
10126
SH
SOLE
10126
0
0
Schwab S&P 500 Portfolio
MF
80850P206
401
9536
SH
SOLE
9536
0
0
T. Rowe Price Blue Chip Growth
MF
77954Q106
698
7528
SH
SOLE
7528
0
0
T. Rowe Price Equity Income Fu
MF
779547108
3737
109274
SH
SOLE
109274
0
0
T. Rowe Price Science & Tech
MF
77957M102
319
6681
SH
SOLE
6681
0
0
Vanguard 500 Index
MF
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700
3009
SH
SOLE
3009
0
0
Vanguard Tax-Managed Fd Sm Cap
MF
921943403
249
4183
SH
SOLE
4183
0
0
Vanguard Total Stock Market In
MF
922908728
585
9278
SH
SOLE
9278
0
0
Vanguard Windsor II Admiral Sh
MF
922018304
909
13340
SH
SOLE
13340
0
0
Vanguard Winsor II Fund
MF
922018205
2122
55278
SH
SOLE
55278
0
0
Vanguard/Wellington Fd
MF
921935102
1180
28037
SH
SOLE
28037
0
0
Vanguard/Wellington Fund Admir
MF
921935201
5691
78309
SH
SOLE
78309
0
0
Wells Fargo VT Advantage Oppor
MF
949756845
336
15644
SH
SOLE
15644
0
0
Deutsche Bank Contingent Capit
PRD
25154A108
200
7676
SH
SOLE
7676
0
0