0001005441-21-000002.txt : 20210204
0001005441-21-000002.hdr.sgml : 20210204
20210204165916
ACCESSION NUMBER: 0001005441-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
EFFECTIVENESS DATE: 20210204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avantax Planning Partners, Inc.
CENTRAL INDEX KEY: 0001005441
IRS NUMBER: 421447865
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17669
FILM NUMBER: 21591961
BUSINESS ADDRESS:
STREET 1: 3390 ASBURY ROAD
CITY: DUBUQUE
STATE: IA
ZIP: 52002
BUSINESS PHONE: 5635822855
MAIL ADDRESS:
STREET 1: 3390 ASBURY ROAD
CITY: DUBUQUE
STATE: IA
ZIP: 52002
FORMER COMPANY:
FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC.
DATE OF NAME CHANGE: 20170412
FORMER COMPANY:
FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV
DATE OF NAME CHANGE: 20130419
FORMER COMPANY:
FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV
DATE OF NAME CHANGE: 19990420
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0001005441
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12-31-2020
12-31-2020
Avantax Planning Partners, Inc.
3390 ASBURY ROAD
DUBUQUE
IA
52002
13F HOLDINGS REPORT
028-17669
N
Chris Kobes
Chief Compliance Officer
5635822855
Chris Kobes
Dubuque
IA
02-04-2021
0
288
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150870103
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1001
20493
SH
SOLE
0
0
20493
VANGUARD INDEX FDS
GROWTH ETF
922908736
1477
5830
SH
SOLE
0
0
5830
GARMIN LTD
SHS
H2906T109
300
2508
SH
SOLE
0
0
2508
MOSAIC CO NEW
COM
61945C103
247
10739
SH
SOLE
0
0
10739
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1444
19817
SH
SOLE
0
0
19817
PARKER-HANNIFIN CORP
COM
701094104
519
1904
SH
SOLE
0
0
1904
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
629
4585
SH
SOLE
0
0
4585
CRANE CO
COM
224399105
341
4396
SH
SOLE
0
0
4396
CASEYS GEN STORES INC
COM
147528103
289
1620
SH
SOLE
0
0
1620
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
321
7634
SH
SOLE
0
0
7634
SPDR SER TR
S&P DIVID ETF
78464A763
1784
16845
SH
SOLE
0
0
16845
AMER STATES WTR CO
COM
029899101
201
2533
SH
SOLE
0
0
2533
UNITED AIRLS HLDGS INC
COM
910047109
318
7360
SH
SOLE
0
0
7360
THERMO FISHER SCIENTIFIC INC
COM
883556102
9374
20125
SH
SOLE
0
0
20125
ISHARES TR
EAFE VALUE ETF
464288877
578
12240
SH
SOLE
0
0
12240
ISHARES TR
EAFE GRWTH ETF
464288885
944
9353
SH
SOLE
0
0
9353
SALESFORCE COM INC
COM
79466L302
1685
7570
SH
SOLE
0
0
7570
MANNKIND CORP
COM NEW
56400P706
37
11730
SH
SOLE
0
0
11730
ENBRIDGE INC
COM
29250N105
299
9361
SH
SOLE
0
0
9361
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5421
15324
SH
SOLE
0
0
15324
ISHARES SILVER TR
ISHARES
46428Q109
239
9715
SH
SOLE
0
0
9715
SPDR SER TR
S&P 400 MDCP VAL
78464A839
7281
131192
SH
SOLE
0
0
131192
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
588
3461
SH
SOLE
0
0
3461
MASTERCARD INCORPORATED
CL A
57636Q104
992
2780
SH
SOLE
0
0
2780
HEARTLAND FINL USA INC
COM
42234Q102
6713
166298
SH
SOLE
0
0
166298
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
663
10770
SH
SOLE
0
0
10770
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
4707
67865
SH
SOLE
0
0
67865
WISDOMTREE TR
US MIDCAP DIVID
97717W505
5437
156194
SH
SOLE
0
0
156194
ISHARES TR
MSCI USA ESG SLC
464288802
1087
13200
SH
SOLE
0
0
13200
BLACKROCK MUNIYIELD INVT FD
COM
09254R104
250
17895
SH
SOLE
0
0
17895
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
282
20644
SH
SOLE
0
0
20644
LEIDOS HOLDINGS INC
COM
525327102
201
1913
SH
SOLE
0
0
1913
SPDR SER TR
S&P BK ETF
78464A797
207
4955
SH
SOLE
0
0
4955
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
3213
27006
SH
SOLE
0
0
27006
SPDR SER TR
S&P 400 MDCP GRW
78464A821
11872
171237
SH
SOLE
0
0
171237
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
207
2230
SH
SOLE
0
0
2230
DELTA AIR LINES INC DEL
COM NEW
247361702
580
14433
SH
SOLE
0
0
14433
SPDR SER TR
PORTFOLIO S&P400
78464A847
647
16010
SH
SOLE
0
0
16010
BLACKSTONE GROUP INC
COM CL A
09260D107
296
4574
SH
SOLE
0
0
4574
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
5914
213885
SH
SOLE
0
0
213885
ISHARES TR
GLOB INDSTRL ETF
464288729
534
5000
SH
SOLE
0
0
5000
ISHARES TR
MBS ETF
464288588
206
1869
SH
SOLE
0
0
1869
ISHARES TR
PFD AND INCM SEC
464288687
3278
85124
SH
SOLE
0
0
85124
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
460
5028
SH
SOLE
0
0
5028
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
305
6460
SH
SOLE
0
0
6460
ISHARES TR
NATIONAL MUN ETF
464288414
28826
245954
SH
SOLE
0
0
245954
VISA INC
COM CL A
92826C839
2352
10754
SH
SOLE
0
0
10754
PHILIP MORRIS INTL INC
COM
718172109
833
10061
SH
SOLE
0
0
10061
TITAN MACHY INC
COM
88830R101
614
31400
SH
SOLE
0
0
31400
ISHARES TR
MSCI ACWI EX US
464288240
323
6089
SH
SOLE
0
0
6089
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
520
34067
SH
SOLE
0
0
34067
TRANSENTERIX INC
COM
89366M300
126
201958
SH
SOLE
0
0
201958
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
500
5400
SH
SOLE
0
0
5400
ISHARES TR
SHRT NAT MUN ETF
464288158
2436
22529
SH
SOLE
0
0
22529
BROADCOM INC
COM
11135F101
1453
3318
SH
SOLE
0
0
3318
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
403
4429
SH
SOLE
0
0
4429
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
25929
720059
SH
SOLE
0
0
720059
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1699
18685
SH
SOLE
0
0
18685
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
452
5080
SH
SOLE
0
0
5080
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
475769
3705079
SH
SOLE
0
0
3705079
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
374865
6297083
SH
SOLE
0
0
6297083
TESLA INC
COM
88160R101
1059
1501
SH
SOLE
0
0
1501
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
455
1323
SH
SOLE
0
0
1323
COHEN & STEERS SELECT PFD &
COM
19248Y107
264
9400
SH
SOLE
0
0
9400
VANGUARD STAR FDS
VG TL INTL STK F
921909768
296
4913
SH
SOLE
0
0
4913
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
16560
280721
SH
SOLE
0
0
280721
ISHARES TR
FLTG RATE NT ETF
46429B655
770
15174
SH
SOLE
0
0
15174
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
178420
3184372
SH
SOLE
0
0
3184372
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
231348
3606915
SH
SOLE
0
0
3606915
PHILLIPS 66
COM
718546104
501
7160
SH
SOLE
0
0
7160
SCHWAB STRATEGIC TR
1000 INDEX ETF
808524722
1903
50896
SH
SOLE
0
0
50896
SPDR SER TR
BLOMBERG BRC INV
78468R200
126771
4144210
SH
SOLE
0
0
4144210
RETAIL PPTYS AMER INC
CL A
76131V202
96
11232
SH
SOLE
0
0
11232
FACEBOOK INC
CL A
30303M102
2196
8039
SH
SOLE
0
0
8039
ISHARES INC
CORE MSCI EMKT
46434G103
297
4786
SH
SOLE
0
0
4786
ABBVIE INC
COM
00287Y109
2844
26541
SH
SOLE
0
0
26541
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
331
13033
SH
SOLE
0
0
13033
ALPS ETF TR
INTL SEC DV DOG
00162Q718
2485
95528
SH
SOLE
0
0
95528
ALPHABET INC
CAP STK CL C
02079K107
909
519
SH
SOLE
0
0
519
HERITAGE INS HLDGS INC
COM
42727J102
1234
121812
SH
SOLE
0
0
121812
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
2289
40346
SH
SOLE
0
0
40346
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
253
1086
SH
SOLE
0
0
1086
CAESARS ENTERTAINMENT INC NE
COM
12769G100
1406
18925
SH
SOLE
0
0
18925
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
494
19846
SH
SOLE
0
0
19846
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
438
16679
SH
SOLE
0
0
16679
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
457
16710
SH
SOLE
0
0
16710
ETF SER SOLUTIONS
US GLB JETS
26922A842
287
12840
SH
SOLE
0
0
12840
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
452
17674
SH
SOLE
0
0
17674
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
452
17017
SH
SOLE
0
0
17017
KRAFT HEINZ CO
COM
500754106
225
6484
SH
SOLE
0
0
6484
PAYPAL HLDGS INC
COM
70450Y103
1485
6340
SH
SOLE
0
0
6340
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
279
5055
SH
SOLE
0
0
5055
ISHARES TR
IBONDS DEC2022
46435G755
1427
54142
SH
SOLE
0
0
54142
ISHARES TR
IBONDS DEC2021
46435G789
1358
52681
SH
SOLE
0
0
52681
ISHARES TR
U.S. FIXED INCME
46435U796
707
6894
SH
SOLE
0
0
6894
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
147
16385
SH
SOLE
0
0
16385
NUSHARES ETF TR
NUVEEN ESG MIDVL
67092P508
756
25144
SH
SOLE
0
0
25144
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
906
23626
SH
SOLE
0
0
23626
ISHARES TR
IBONDS DEC2023
46435G318
1417
54125
SH
SOLE
0
0
54125
J P MORGAN EXCHANGE-TRADED F
INTL BD OPP ETF
46641Q852
511
9852
SH
SOLE
0
0
9852
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
1257
22334
SH
SOLE
0
0
22334
NUSHARES ETF TR
NUVEEN ESG INTL
67092P805
2023
69190
SH
SOLE
0
0
69190
NUSHARES ETF TR
NUVEEN ESG US
67092P870
2121
79160
SH
SOLE
0
0
79160
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
4699
142657
SH
SOLE
0
0
142657
NUSHARES ETF TR
NUVEEN ESG EMRGN
67092P888
1022
30541
SH
SOLE
0
0
30541
INSPIRE MED SYS INC
COM
457730109
590
3138
SH
SOLE
0
0
3138
DOW INC
COM
260557103
265
4771
SH
SOLE
0
0
4771
CAMBIUM NETWORKS CORP
SHS
G17766109
208
8296
SH
SOLE
0
0
8296
OWL ROCK CAPITAL CORPORATION
COM
69121K104
127
10000
SH
SOLE
0
0
10000
CARRIER GLOBAL CORPORATION
COM
14448C104
218
5767
SH
SOLE
0
0
5767
OTIS WORLDWIDE CORP
COM
68902V107
204
3020
SH
SOLE
0
0
3020
LEMONADE INC
COM
52567D107
238
1942
SH
SOLE
0
0
1942
VIATRIS INC
COM
92556V106
295
15726
SH
SOLE
0
0
15726