Chief Compliance Officer

0001005441-19-000005.txt : 20191108 0001005441-19-000005.hdr.sgml : 20191108 20191108102643 ACCESSION NUMBER: 0001005441-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 191202751 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 09-30-2019 09-30-2019 HONKAMP KRUEGER FINANCIAL SERVICES, INC.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes Chief Compliance Officer 5635822855 Chris Kobes Dubuque IA 11-07-2019 0 310 1628502 false INFORMATION TABLE 2 CustomReport.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 351 1303 SH SOLE 0 0 1303 ISHARES TR CORE S&P MCP ETF 464287507 633 3275 SH SOLE 0 0 3275 ISHARES TR S&P MC 400VL ETF 464287705 1256 7855 SH SOLE 0 0 7855 ISHARES TR S&P MC 400GR ETF 464287606 1573 7025 SH SOLE 0 0 7025 ISHARES TR CORE S&P SCP ETF 464287804 253 3251 SH SOLE 0 0 3251 ISHARES TR S&P 500 VAL ETF 464287408 1997 16759 SH SOLE 0 0 16759 ISHARES TR CORE S&P500 ETF 464287200 724 2425 SH SOLE 0 0 2425 ISHARES TR S&P 500 GRWT ETF 464287309 7569 42044 SH SOLE 0 0 42044 ISHARES TR RUS 1000 VAL ETF 464287598 3417 26641 SH SOLE 0 0 26641 ISHARES TR RUS 1000 GRW ETF 464287614 894 5599 SH SOLE 0 0 5599 ISHARES TR RUSSELL 2000 ETF 464287655 852 5631 SH SOLE 0 0 5631 ISHARES TR RUS 2000 VAL ETF 464287630 1116 9345 SH SOLE 0 0 9345 SPDR S&P 500 ETF TR TR UNIT 78462F103 538 1813 SH SOLE 0 0 1813 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 294 4545 SH SOLE 0 0 4545 ADOBE INC COM 00724F101 642 2324 SH SOLE 0 0 2324 AMAZON COM INC COM 023135106 4321 2489 SH SOLE 0 0 2489 BLACK HILLS CORP COM 092113109 2507 32672 SH SOLE 0 0 32672 BRISTOL MYERS SQUIBB CO COM 110122108 841 16586 SH SOLE 0 0 16586 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4703 22610 SH SOLE 0 0 22610 EMERSON ELEC CO COM 291011104 526 7873 SH SOLE 0 0 7873 BOEING CO COM 097023105 5370 14113 SH SOLE 0 0 14113 REALTY INCOME CORP COM 756109104 242 3162 SH SOLE 0 0 3162 ONEOK INC NEW COM 682680103 261 3540 SH SOLE 0 0 3540 INVESCO QQQ TR UNIT SER 1 46090E103 2371 12557 SH SOLE 0 0 12557 AMGEN INC COM 031162100 912 4711 SH SOLE 0 0 4711 ABBOTT LABS COM 002824100 2292 27393 SH SOLE 0 0 27393 BP PLC SPONSORED ADR 055622104 400 10523 SH SOLE 0 0 10523 CONAGRA BRANDS INC COM 205887102 320 10433 SH SOLE 0 0 10433 ALTRIA GROUP INC COM 02209S103 2046 50018 SH SOLE 0 0 50018 FEDEX CORP COM 31428X106 542 3726 SH SOLE 0 0 3726 HORMEL FOODS CORP COM 440452100 559 12772 SH SOLE 0 0 12772 GENUINE PARTS CO COM 372460105 222 2225 SH SOLE 0 0 2225 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 355 8327 SH SOLE 0 0 8327 INTEL CORP COM 458140100 4393 85258 SH SOLE 0 0 85258 ISHARES TR RUS 2000 GRW ETF 464287648 2859 14834 SH SOLE 0 0 14834 ORACLE CORP COM 68389X105 738 13409 SH SOLE 0 0 13409 QUALCOMM INC COM 747525103 1460 19140 SH SOLE 0 0 19140 DISNEY WALT CO COM DISNEY 254687106 2111 16200 SH SOLE 0 0 16200 HONEYWELL INTL INC COM 438516106 804 4749 SH SOLE 0 0 4749 SHERWIN WILLIAMS CO COM 824348106 409 744 SH SOLE 0 0 744 SYSCO CORP COM 871829107 299 3762 SH SOLE 0 0 3762 US BANCORP DEL COM NEW 902973304 2409 43522 SH SOLE 0 0 43522 JOHNSON & JOHNSON COM 478160104 5246 40545 SH SOLE 0 0 40545 MEDTRONIC PLC SHS G5960L103 769 7076 SH SOLE 0 0 7076 PFIZER INC COM 717081103 3765 104800 SH SOLE 0 0 104800 EXELON CORP COM 30161N101 381 7897 SH SOLE 0 0 7897 LOWES COS INC COM 548661107 804 7314 SH SOLE 0 0 7314 ISHARES TR MSCI EAFE ETF 464287465 1017 15595 SH SOLE 0 0 15595 CHEVRON CORP NEW COM 166764100 3364 28363 SH SOLE 0 0 28363 MICROSOFT CORP COM 594918104 6624 47645 SH SOLE 0 0 47645 UNITED PARCEL SERVICE INC CL B 911312106 1325 11062 SH SOLE 0 0 11062 AT&T INC COM 00206R102 6013 158917 SH SOLE 0 0 158917 PRUDENTIAL FINL INC COM 744320102 266 2960 SH SOLE 0 0 2960 CITIGROUP INC COM NEW 172967424 457 6619 SH SOLE 0 0 6619 CISCO SYS INC COM 17275R102 2060 41690 SH SOLE 0 0 41690 DNP SELECT INCOME FD COM 23325P104 236 18389 SH SOLE 0 0 18389 INTERNATIONAL BUSINESS MACHS COM 459200101 2097 14421 SH SOLE 0 0 14421 COCA COLA CO COM 191216100 3646 66975 SH SOLE 0 0 66975 LOCKHEED MARTIN CORP COM 539830109 2228 5713 SH SOLE 0 0 5713 PEPSICO INC COM 713448108 3441 25102 SH SOLE 0 0 25102 PPG INDS INC COM 693506107 268 2265 SH SOLE 0 0 2265 STRYKER CORP COM 863667101 861 3979 SH SOLE 0 0 3979 VERIZON COMMUNICATIONS INC COM 92343V104 4571 75726 SH SOLE 0 0 75726 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1695 27662 SH SOLE 0 0 27662 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 19186 321959 SH SOLE 0 0 321959 ISHARES TR RUS MD CP GR ETF 464287481 572 4050 SH SOLE 0 0 4050 ISHARES TR RUS MDCP VAL ETF 464287473 526 5863 SH SOLE 0 0 5863 ISHARES TR U.S. TECH ETF 464287721 266 1305 SH SOLE 0 0 1305 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1361 48603 SH SOLE 0 0 48603 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 555 6895 SH SOLE 0 0 6895 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 217 1795 SH SOLE 0 0 1795 ISHARES TR NASDAQ BIOTECH 464287556 311 3122 SH SOLE 0 0 3122 VANGUARD GROUP DIV APP ETF 921908844 1721 14393 SH SOLE 0 0 14393 WALGREENS BOOTS ALLIANCE INC COM 931427108 431 7798 SH SOLE 0 0 7798 DEERE & CO COM 244199105 1462 8670 SH SOLE 0 0 8670 BANK AMER CORP COM 060505104 1197 41050 SH SOLE 0 0 41050 STARBUCKS CORP COM 855244109 720 8141 SH SOLE 0 0 8141 AUTOMATIC DATA PROCESSING IN COM 053015103 880 5452 SH SOLE 0 0 5452 EXXON MOBIL CORP COM 30231G102 5399 76458 SH SOLE 0 0 76458 AFLAC INC COM 001055102 445 8514 SH SOLE 0 0 8514 WALMART INC COM 931142103 3176 26762 SH SOLE 0 0 26762 APPLIED MATLS INC COM 038222105 431 8638 SH SOLE 0 0 8638 UNION PACIFIC CORP COM 907818108 2417 14923 SH SOLE 0 0 14923 TEXAS INSTRS INC COM 882508104 1276 9873 SH SOLE 0 0 9873 BAXTER INTL INC COM 071813109 304 3472 SH SOLE 0 0 3472 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 286 6145 SH SOLE 0 0 6145 TARGET CORP COM 87612E106 332 3103 SH SOLE 0 0 3103 COLGATE PALMOLIVE CO COM 194162103 671 9132 SH SOLE 0 0 9132 COSTCO WHSL CORP NEW COM 22160K105 1308 4538 SH SOLE 0 0 4538 LILLY ELI & CO COM 532457108 584 5222 SH SOLE 0 0 5222 CVS HEALTH CORP COM 126650100 663 10515 SH SOLE 0 0 10515 DANAHER CORPORATION COM 235851102 494 3417 SH SOLE 0 0 3417 MCKESSON CORP COM 58155Q103 601 4395 SH SOLE 0 0 4395 MERCK & CO INC COM 58933Y105 4005 47580 SH SOLE 0 0 47580 MORGAN STANLEY COM NEW 617446448 212 4970 SH SOLE 0 0 4970 RAYTHEON CO COM NEW 755111507 248 1262 SH SOLE 0 0 1262 FLOWERS FOODS INC COM 343498101 271 11735 SH SOLE 0 0 11735 PROCTER & GAMBLE CO COM 742718109 4949 39792 SH SOLE 0 0 39792 GENERAL ELECTRIC CO COM 369604103 301 33682 SH SOLE 0 0 33682 KIMBERLY CLARK CORP COM 494368103 290 2044 SH SOLE 0 0 2044 GILEAD SCIENCES INC COM 375558103 640 10104 SH SOLE 0 0 10104 HOME DEPOT INC COM 437076102 4993 21519 SH SOLE 0 0 21519 INGERSOLL-RAND PLC SHS G47791101 3890 31569 SH SOLE 0 0 31569 MCDONALDS CORP COM 580135101 3547 16518 SH SOLE 0 0 16518 NIKE INC CL B 654106103 1263 13449 SH SOLE 0 0 13449 JPMORGAN CHASE & CO COM 46625H100 3859 32787 SH SOLE 0 0 32787 MONDELEZ INTL INC CL A 609207105 610 11027 SH SOLE 0 0 11027 WILLIAMS COS INC DEL COM 969457100 228 9486 SH SOLE 0 0 9486 WELLS FARGO CO NEW COM 949746101 3819 75710 SH SOLE 0 0 75710 ISHARES TR IBOXX INV CP ETF 464287242 1733 13592 SH SOLE 0 0 13592 XCEL ENERGY INC COM 98389B100 263 4047 SH SOLE 0 0 4047 FORD MTR CO DEL COM 345370860 371 40498 SH SOLE 0 0 40498 UNITEDHEALTH GROUP INC COM 91324P102 919 4229 SH SOLE 0 0 4229 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 874 4544 SH SOLE 0 0 4544 AMERICAN TOWER CORP NEW COM 03027X100 513 2322 SH SOLE 0 0 2322 CROWN CASTLE INTL CORP NEW COM 22822V101 285 2053 SH SOLE 0 0 2053 UNITED TECHNOLOGIES CORP COM 913017109 1515 11097 SH SOLE 0 0 11097 MARRIOTT INTL INC NEW CL A 571903202 346 2780 SH SOLE 0 0 2780 3M CO COM 88579Y101 3181 19350 SH SOLE 0 0 19350 COMCAST CORP NEW CL A 20030N101 1494 33132 SH SOLE 0 0 33132 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2028 13431 SH SOLE 0 0 13431 WASTE MGMT INC DEL COM 94106L109 978 8508 SH SOLE 0 0 8508 NORFOLK SOUTHERN CORP COM 655844108 578 3219 SH SOLE 0 0 3219 WELLTOWER INC COM 95040Q104 952 10503 SH SOLE 0 0 10503 NEXTERA ENERGY INC COM 65339F101 1763 7568 SH SOLE 0 0 7568 DUKE ENERGY CORP NEW COM NEW 26441C204 1702 17751 SH SOLE 0 0 17751 CONSTELLATION BRANDS INC CL A 21036P108 524 2529 SH SOLE 0 0 2529 CONOCOPHILLIPS COM 20825C104 796 13962 SH SOLE 0 0 13962 CSX CORP COM 126408103 430 6213 SH SOLE 0 0 6213 APPLE INC COM 037833100 9303 41538 SH SOLE 0 0 41538 ALLSTATE CORP COM 020002101 297 2730 SH SOLE 0 0 2730 ALLIANT ENERGY CORP COM 018802108 929 17232 SH SOLE 0 0 17232 RPM INTL INC COM 749685103 367 5329 SH SOLE 0 0 5329 AMERICAN WTR WKS CO INC NEW COM 030420103 214 1719 SH SOLE 0 0 1719 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 310 9690 SH SOLE 0 0 9690 CATERPILLAR INC DEL COM 149123101 2018 15976 SH SOLE 0 0 15976 INTL PAPER CO COM 460146103 1453 34754 SH SOLE 0 0 34754 KINDER MORGAN INC DEL COM 49456B101 294 14275 SH SOLE 0 0 14275 ISHARES TR MSCI EMG MKT ETF 464287234 10308 252225 SH SOLE 0 0 252225 PPL CORP COM 69351T106 249 7918 SH SOLE 0 0 7918 DTE ENERGY CO COM 233331107 224 1684 SH SOLE 0 0 1684 CELGENE CORP COM 151020104 454 4571 SH SOLE 0 0 4571 AMERICAN EXPRESS CO COM 025816109 233 1968 SH SOLE 0 0 1968 CANADIAN PAC RY LTD COM 13645T100 307 1380 SH SOLE 0 0 1380 GENERAL MLS INC COM 370334104 813 14741 SH SOLE 0 0 14741 OLD REP INTL CORP COM 680223104 203 8601 SH SOLE 0 0 8601 ARCHER DANIELS MIDLAND CO COM 039483102 268 6515 SH SOLE 0 0 6515 SIMON PPTY GROUP INC NEW COM 828806109 227 1461 SH SOLE 0 0 1461 EDWARDS LIFESCIENCES CORP COM 28176E108 213 969 SH SOLE 0 0 969 PRINCIPAL FINL GROUP INC COM 74251V102 466 8147 SH SOLE 0 0 8147 SOUTHERN CO COM 842587107 889 14400 SH SOLE 0 0 14400 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 673 16709 SH SOLE 0 0 16709 PAYCHEX INC COM 704326107 330 3992 SH SOLE 0 0 3992 ALIGN TECHNOLOGY INC COM 016255101 397 2196 SH SOLE 0 0 2196 ROCKWELL AUTOMATION INC COM 773903109 461 2800 SH SOLE 0 0 2800 NETFLIX INC COM 64110L106 644 2407 SH SOLE 0 0 2407 DENBURY RES INC COM NEW 247916208 18 15151 SH SOLE 0 0 15151 CERNER CORP COM 156782104 332 4877 SH SOLE 0 0 4877 CME GROUP INC COM 12572Q105 203 959 SH SOLE 0 0 959 ISHARES TR CORE US AGGBD ET 464287226 3696 32657 SH SOLE 0 0 32657 BOSTON SCIENTIFIC CORP COM 101137107 225 5521 SH SOLE 0 0 5521 W P CAREY INC COM 92936U109 239 2672 SH SOLE 0 0 2672 ISHARES TR SELECT DIVID ETF 464287168 1090 10694 SH SOLE 0 0 10694 MFA FINL INC COM 55272X102 122 16512 SH SOLE 0 0 16512 LKQ CORP COM 501889208 418 13296 SH SOLE 0 0 13296 CLOROX CO DEL COM 189054109 607 3994 SH SOLE 0 0 3994 DARDEN RESTAURANTS INC COM 237194105 291 2458 SH SOLE 0 0 2458 AIR PRODS & CHEMS INC COM 009158106 215 971 SH SOLE 0 0 971 CONSOLIDATED EDISON INC COM 209115104 279 2956 SH SOLE 0 0 2956 NVIDIA CORP COM 67066G104 214 1232 SH SOLE 0 0 1232 TRAVELERS COMPANIES INC COM 89417E109 475 3196 SH SOLE 0 0 3196 NUCOR CORP COM 670346105 235 4611 SH SOLE 0 0 4611 AMERICAN ELEC PWR CO INC COM 025537101 580 6191 SH SOLE 0 0 6191 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 211 3502 SH SOLE 0 0 3502 LAUDER ESTEE COS INC CL A 518439104 299 1504 SH SOLE 0 0 1504 STANLEY BLACK & DECKER INC COM 854502101 276 1910 SH SOLE 0 0 1910 CUMMINS INC COM 231021106 246 1514 SH SOLE 0 0 1514 BECTON DICKINSON & CO COM 075887109 383 1514 SH SOLE 0 0 1514 ENTERPRISE PRODS PARTNERS L COM 293792107 555 19421 SH SOLE 0 0 19421 MDU RES GROUP INC COM 552690109 1315 46655 SH SOLE 0 0 46655 MICROCHIP TECHNOLOGY INC COM 595017104 748 8054 SH SOLE 0 0 8054 BALL CORP COM 058498106 245 3367 SH SOLE 0 0 3367 ALPHABET INC CAP STK CL A 02079K305 2208 1808 SH SOLE 0 0 1808 SPDR GOLD TRUST GOLD SHS 78463V107 517 3722 SH SOLE 0 0 3722 WEC ENERGY GROUP INC COM 92939U106 554 5824 SH SOLE 0 0 5824 VANGUARD INDEX FDS VALUE ETF 922908744 1054 9447 SH SOLE 0 0 9447 CELANESE CORP DEL COM 150870103 320 2613 SH SOLE 0 0 2613 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2030 12109 SH SOLE 0 0 12109 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 538 5769 SH SOLE 0 0 5769 VANGUARD WORLD FDS MATERIALS ETF 92204A801 494 3908 SH SOLE 0 0 3908 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 232 3935 SH SOLE 0 0 3935 FASTENAL CO COM 311900104 463 14185 SH SOLE 0 0 14185 VANGUARD INDEX FDS GROWTH ETF 922908736 1039 6246 SH SOLE 0 0 6246 GARMIN LTD SHS H2906T109 349 4116 SH SOLE 0 0 4116 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 392 5918 SH SOLE 0 0 5918 AMERICAN SOFTWARE INC CL A 029683109 206 13711 SH SOLE 0 0 13711 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 4198 59967 SH SOLE 0 0 59967 VANGUARD WORLD FDS UTILITIES ETF 92204A876 570 3968 SH SOLE 0 0 3968 CRANE CO COM 224399105 330 4096 SH SOLE 0 0 4096 CASEYS GEN STORES INC COM 147528103 402 2495 SH SOLE 0 0 2495 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1379 13443 SH SOLE 0 0 13443 AMERICAN STS WTR CO COM 029899101 372 4140 SH SOLE 0 0 4140 THERMO FISHER SCIENTIFIC INC COM 883556102 5506 18903 SH SOLE 0 0 18903 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 196 10683 SH SOLE 0 0 10683 ISHARES TR EAFE VALUE ETF 464288877 432 9128 SH SOLE 0 0 9128 ISHARES TR EAFE GRWTH ETF 464288885 797 9903 SH SOLE 0 0 9903 REAVES UTIL INCOME FD COM SH BEN INT 756158101 551 15000 SH SOLE 0 0 15000 SALESFORCE COM INC COM 79466L302 625 4210 SH SOLE 0 0 4210 MANNKIND CORP COM NEW 56400P706 15 12170 SH SOLE 0 0 12170 ENBRIDGE INC COM 29250N105 449 12793 SH SOLE 0 0 12793 VANGUARD WORLD FDS INF TECH ETF 92204A702 5276 24479 SH SOLE 0 0 24479 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 5514 107448 SH SOLE 0 0 107448 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 485 3321 SH SOLE 0 0 3321 MASTERCARD INC CL A 57636Q104 698 2571 SH SOLE 0 0 2571 HEARTLAND FINL USA INC COM 42234Q102 5557 124204 SH SOLE 0 0 124204 DIGI INTL INC COM 253798102 386 28377 SH SOLE 0 0 28377 DIGITAL RLTY TR INC COM 253868103 231 1779 SH SOLE 0 0 1779 WISDOMTREE TR US HIGH DIVIDEND 97717W208 9084 121979 SH SOLE 0 0 121979 WISDOMTREE TR US MIDCAP DIVID 97717W505 5522 152092 SH SOLE 0 0 152092 ISHARES TR MSCI USA ESG SLC 464288802 816 6600 SH SOLE 0 0 6600 MEDICAL PPTYS TRUST INC COM 58463J304 245 12550 SH SOLE 0 0 12550 ARES CAP CORP COM 04010L103 199 10692 SH SOLE 0 0 10692 LEIDOS HLDGS INC COM 525327102 286 3331 SH SOLE 0 0 3331 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2817 24929 SH SOLE 0 0 24929 EMERGENT BIOSOLUTIONS INC COM 29089Q105 242 4625 SH SOLE 0 0 4625 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 29999 558439 SH SOLE 0 0 558439 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1023 30186 SH SOLE 0 0 30186 DISCOVER FINL SVCS COM 254709108 205 2525 SH SOLE 0 0 2525 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 15139 629741 SH SOLE 0 0 629741 ISHARES TR MBS ETF 464288588 234 2159 SH SOLE 0 0 2159 ISHARES TR PFD AND INCM SEC 464288687 2663 70962 SH SOLE 0 0 70962 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1692 19069 SH SOLE 0 0 19069 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 253 6151 SH SOLE 0 0 6151 INVESTORS REAL ESTATE TR SH BEN INT 461730509 231 3098 SH SOLE 0 0 3098 ISHARES TR NATIONAL MUN ETF 464288414 2704 23695 SH SOLE 0 0 23695 VISA INC COM CL A 92826C839 3764 21881 SH SOLE 0 0 21881 PHILIP MORRIS INTL INC COM 718172109 2030 26738 SH SOLE 0 0 26738 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 319 6441 SH SOLE 0 0 6441 TRANSENTERIX INC COM NEW 89366M201 8 13000 SH SOLE 0 0 13000 DIGITAL ALLY INC COM NEW 25382P208 36 27936 SH SOLE 0 0 27936 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 404 5400 SH SOLE 0 0 5400 ISHARES TR SHRT NAT MUN ETF 464288158 2734 25659 SH SOLE 0 0 25659 BROADCOM INC COM 11135F101 517 1872 SH SOLE 0 0 1872 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 279 3932 SH SOLE 0 0 3932 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 10701 335883 SH SOLE 0 0 335883 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1759 24805 SH SOLE 0 0 24805 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 383 5496 SH SOLE 0 0 5496 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 335239 3990462 SH SOLE 0 0 3990462 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 367613 6480041 SH SOLE 0 0 6480041 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 306 3568 SH SOLE 0 0 3568 ALPS ETF TR ALERIAN MLP 00162Q866 1015 111070 SH SOLE 0 0 111070 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 302 1108 SH SOLE 0 0 1108 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 453 8017 SH SOLE 0 0 8017 VANGUARD STAR FD VG TL INTL STK F 921909768 4741 91773 SH SOLE 0 0 91773 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 2678 45109 SH SOLE 0 0 45109 ISHARES TR FLTG RATE NT ETF 46429B655 357 7011 SH SOLE 0 0 7011 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 159115 2954776 SH SOLE 0 0 2954776 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 200625 3662370 SH SOLE 0 0 3662370 ISHARES TR MSCI MIN VOL ETF 46429B697 209 3262 SH SOLE 0 0 3262 PHILLIPS 66 COM 718546104 954 9319 SH SOLE 0 0 9319 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 2585 88637 SH SOLE 0 0 88637 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 112717 3664387 SH SOLE 0 0 3664387 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 252 11970 SH SOLE 0 0 11970 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 255 11985 SH SOLE 0 0 11985 FACEBOOK INC CL A 30303M102 1238 6954 SH SOLE 0 0 6954 SERVICENOW INC COM 81762P102 304 1199 SH SOLE 0 0 1199 ISHARES INC CORE MSCI EMKT 46434G103 465 9493 SH SOLE 0 0 9493 ISHARES TR CORE MSCI EAFE 46432F842 244 3991 SH SOLE 0 0 3991 ABBVIE INC COM 00287Y109 3116 41152 SH SOLE 0 0 41152 ALPS ETF TR INTL SEC DV DOG 00162Q718 3443 132877 SH SOLE 0 0 132877 GLOBAL X FDS GLB X MLP ENRG I 37950E226 307 24988 SH SOLE 0 0 24988 ISHARES TR USA QUALITY FCTR 46432F339 432 4674 SH SOLE 0 0 4674 ALLEGION PUB LTD CO ORD SHS G0176J109 405 3910 SH SOLE 0 0 3910 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 285 7013 SH SOLE 0 0 7013 ALPHABET INC CAP STK CL C 02079K107 809 664 SH SOLE 0 0 664 HERITAGE INS HLDGS INC COM 42727J102 1657 110812 SH SOLE 0 0 110812 ISHARES TR IBONDS SEP2020 46434V571 865 33871 SH SOLE 0 0 33871 ELDORADO RESORTS INC COM 28470R102 886 22233 SH SOLE 0 0 22233 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 249 4700 SH SOLE 0 0 4700 ISHARES TR IBONDS DEC21 ETF 46434VBK5 477 19083 SH SOLE 0 0 19083 ISHARES TR IBONDS DEC23 ETF 46434VAX8 432 16856 SH SOLE 0 0 16856 ISHARES TR IBONDS DEC25 ETF 46434VBD1 425 16423 SH SOLE 0 0 16423 ISHARES TR IBONDS DEC22 ETF 46434VBA7 439 17343 SH SOLE 0 0 17343 ISHARES TR IBONDS DEC24 ETF 46434VBG4 420 16366 SH SOLE 0 0 16366 PAYPAL HLDGS INC COM 70450Y103 545 5261 SH SOLE 0 0 5261 ISHARES TR IBONDS DEC2022 46435G755 1697 64901 SH SOLE 0 0 64901 ISHARES TR IBONDS DEC2021 46435G789 1630 63239 SH SOLE 0 0 63239 JOHN HANCOCK ETF TRUST MULTIFACTOR FI 47804J404 433 11264 SH SOLE 0 0 11264 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 204 5383 SH SOLE 0 0 5383 ISHARES TR EDGE US FIXD INM 46435U796 522 5153 SH SOLE 0 0 5153 AURORA CANNABIS INC COM 05156X108 44 10077 SH SOLE 0 0 10077 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 673 23167 SH SOLE 0 0 23167 ISHARES TR IBONDS DEC2023 46435G318 1187 46074 SH SOLE 0 0 46074 JP MORGAN EXCHANGE TRADED FD GLOBAL BD OPRT 46641Q852 378 7388 SH SOLE 0 0 7388 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 305 6057 SH SOLE 0 0 6057 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 1224 32143 SH SOLE 0 0 32143 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 986 38160 SH SOLE 0 0 38160 DUPONT DE NEMOURS INC COM 26614N102 423 5935 SH SOLE 0 0 5935 NUSHARES ETF TR NUVEEN ESG US 67092P870 1799 69958 SH SOLE 0 0 69958 GENERAL ELECTRIC CO COM 369604103 2 150000 SH Call SOLE 0 0 150000 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 2904 92944 SH SOLE 0 0 92944 INSPIRE MED SYS INC COM 457730109 209 3425 SH SOLE 0 0 3425 LINDE PLC SHS G5494J103 333 1718 SH SOLE 0 0 1718 GENERAL ELECTRIC CO COM 369604103 1 250000 SH Call SOLE 0 0 250000 DOW INC COM 260557103 283 5941 SH SOLE 0 0 5941 GENERAL ELECTRIC CO COM 369604103 1 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 2 150000 SH Call SOLE 0 0 150000 NVIDIA CORP COM 67066G104 5 1000 SH Call SOLE 0 0 1000 NVIDIA CORP COM 67066G104 3 1000 SH Call SOLE 0 0 1000 NVIDIA CORP COM 67066G104 4 1000 SH Call SOLE 0 0 1000