Chief Compliance Officer

0001005441-18-000004.txt : 20180813 0001005441-18-000004.hdr.sgml : 20180813 20180813131645 ACCESSION NUMBER: 0001005441-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 181011619 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 06-30-2018 06-30-2018 HONKAMP KRUEGER FINANCIAL SERVICES, INC.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes Chief Compliance Officer 563-582-2855 Chris Kobes Dubuque IA 08-13-2018 0 251 1119466 false INFORMATION TABLE 2 FinalReport.xml MANNKIND CORP COM NEW 56400P706 23 12335 SH SOLE 0 0 23 DIGITAL ALLY INC COM NEW 25382P208 59 24936 SH SOLE 0 0 59 CHESAPEAKE ENERGY CORP COM 165167107 64 12286 SH SOLE 0 0 64 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 191 10848 SH SOLE 0 0 191 INVESTORS REAL ESTATE TR SH BEN INT 461730103 200 36218 SH SOLE 0 0 200 ALLSTATE CORP COM 020002101 202 2213 SH SOLE 0 0 202 DNP SELECT INCOME FD COM 23325P104 202 18782 SH SOLE 0 0 202 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 202 5521 SH SOLE 0 0 202 MONDELEZ INTL INC CL A 609207105 204 4964 SH SOLE 0 0 204 CLOROX CO DEL COM 189054109 210 1557 SH SOLE 0 0 210 CONSOLIDATED EDISON INC COM 209115104 211 2709 SH SOLE 0 0 211 DBX ETF TR XTRACK MSCI EAFE 233051200 215 6847 SH SOLE 0 0 215 ISHARES TR NASDAQ BIOTECH 464287556 217 1978 SH SOLE 0 0 217 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 220 3173 SH SOLE 0 0 220 STAMPS COM INC COM NEW 852857200 220 870 SH SOLE 0 0 220 CASEYS GEN STORES INC COM 147528103 222 2111 SH SOLE 0 0 222 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 225 2700 SH SOLE 0 0 225 KROGER CO COM 501044101 230 8092 SH SOLE 0 0 230 ISHARES TR CORE US AGGBD ET 464287226 230 2171 SH SOLE 0 0 230 PPG INDS INC COM 693506107 231 2224 SH SOLE 0 0 231 BAXTER INTL INC COM 071813109 233 3154 SH SOLE 0 0 233 PPL CORP COM 69351T106 236 8276 SH SOLE 0 0 236 PROSHARES TR SHT 7-10 YR TR 74348A608 241 8284 SH SOLE 0 0 241 SHERWIN WILLIAMS CO COM 824348106 242 593 SH SOLE 0 0 242 AMERICAN ELEC PWR INC COM 025537101 242 3491 SH SOLE 0 0 242 KIMBERLY CLARK CORP COM 494368103 243 2304 SH SOLE 0 0 243 ISHARES TR RUSSELL 3000 ETF 464287689 245 1509 SH SOLE 0 0 245 OCCIDENTAL PETE CORP DEL COM 674599105 246 2933 SH SOLE 0 0 246 WEC ENERGY GROUP INC COM 92939U106 246 3806 SH SOLE 0 0 246 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 250 2285 SH SOLE 0 0 250 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 251 11970 SH SOLE 0 0 251 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 252 11985 SH SOLE 0 0 252 ISHARES TR IBONDS ETF 46435UAA9 252 10676 SH SOLE 0 0 252 ISHARES TR IBONDS DEC2026 46435GAA0 253 10862 SH SOLE 0 0 253 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 254 3090 SH SOLE 0 0 254 EXPRESS SCRIPTS HLDG CO COM 30219G108 257 3324 SH SOLE 0 0 257 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 257 10246 SH SOLE 0 0 257 ENERGIZER HLDGS INC NEW COM 29272W109 258 4098 SH SOLE 0 0 258 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 270 4098 SH SOLE 0 0 270 DANAHER CORP DEL COM 235851102 271 2747 SH SOLE 0 0 271 ISHARES TR RUS 1000 VAL ETF 464287598 274 2258 SH SOLE 0 0 274 SOUTHWEST AIRLS CO COM 844741108 275 5408 SH SOLE 0 0 275 AMERICAN TOWER CORP NEW COM 03027X100 279 1937 SH SOLE 0 0 279 CUMMINS INC COM 231021106 285 2131 SH SOLE 0 0 285 SELECT SECTOR SPDR TR ENERGY 81369Y506 286 3748 SH SOLE 0 0 286 CELANESE CORP DEL COM SER A 150870103 287 2570 SH SOLE 0 0 287 CERNER CORP COM 156782104 288 4822 SH SOLE 0 0 288 PRUDENTIAL FINL INC COM 744320102 293 3135 SH SOLE 0 0 293 CANADIAN PAC RY LTD COM 13645T100 295 1609 SH SOLE 0 0 295 ALLEGION PUB LTD CO ORD SHS G0176J109 297 3837 SH SOLE 0 0 297 GENERAL MLS INC COM 370334104 298 6707 SH SOLE 0 0 298 KINDER MORGAN INC DEL COM 49456B101 299 16923 SH SOLE 0 0 299 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 301 7474 SH SOLE 0 0 301 CONAGRA BRANDS INC COM 205887102 304 8498 SH SOLE 0 0 304 VANGUARD INDEX FDS SMALL CP ETF 922908751 311 1995 SH SOLE 0 0 311 ISHARES TR U.S. TECH ETF 464287721 312 1747 SH SOLE 0 0 312 CSX CORP COM 126408103 314 4926 SH SOLE 0 0 314 ADOBE SYS INC COM 00724F101 318 1305 SH SOLE 0 0 318 FORD MTR CO DEL COM PAR $0.01 345370860 321 28969 SH SOLE 0 0 321 BECTON DICKINSON & CO COM 075887109 322 1347 SH SOLE 0 0 322 ALLIANT ENERGY CORP COM 018802108 323 7629 SH SOLE 0 0 323 SPDR S&P 500 ETF TR TR UNIT 78462F103 323 1190 SH SOLE 0 0 323 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 328 1353 SH SOLE 0 0 328 FASTENAL CO COM 311900104 330 6862 SH SOLE 0 0 330 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 331 12446 SH SOLE 0 0 331 CITIGROUP INC COM NEW 172967424 332 4955 SH SOLE 0 0 332 CRANE CO COM 224399105 333 4159 SH SOLE 0 0 333 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 334 4840 SH SOLE 0 0 334 ISHARES TR 1 3 YR CR BD ETF 464288646 336 3241 SH SOLE 0 0 336 ARCHER DANIELS MIDLAND CO COM 039483102 341 7451 SH SOLE 0 0 341 MEDTRONIC PLC SHS G5960L103 348 4066 SH SOLE 0 0 348 MARRIOTT INTL INC NEW CL A 571903202 348 2749 SH SOLE 0 0 348 SALESFORCE COM INC COM 79466L302 350 2570 SH SOLE 0 0 350 TRAVELERS COMPANIES INC COM 89417E109 355 2899 SH SOLE 0 0 355 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 356 4375 SH SOLE 0 0 356 EMERSON ELEC CO COM 291011104 359 5183 SH SOLE 0 0 359 LILLY ELI & CO COM 532457108 364 4263 SH SOLE 0 0 364 COLGATE PALMOLIVE CO COM 194162103 373 5753 SH SOLE 0 0 373 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 377 8321 SH SOLE 0 0 377 APPLIED MATLS INC COM 038222105 381 8249 SH SOLE 0 0 381 ENTERPRISE PRODS PARTNERS L COM 293792107 383 13838 SH SOLE 0 0 383 EXELON CORP COM 30161N101 384 9022 SH SOLE 0 0 384 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 386 1545 SH SOLE 0 0 386 STARBUCKS CORP COM 855244109 389 7965 SH SOLE 0 0 389 ISHARES TR CORE S&P SCP ETF 464287804 390 4670 SH SOLE 0 0 390 ANADARKO PETE CORP COM 032511107 390 5322 SH SOLE 0 0 390 ISHARES TR USA QUALITY FCTR 46432F339 390 4674 SH SOLE 0 0 390 ISHARES TR RUS 1000 GRW ETF 464287614 393 2733 SH SOLE 0 0 393 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 396 5400 SH SOLE 0 0 396 MASTERCARD INCORPORATED CL A 57636Q104 409 2080 SH SOLE 0 0 409 AFLAC INC COM 001055102 416 9661 SH SOLE 0 0 416 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 418 9738 SH SOLE 0 0 418 WALGREENS BOOTS ALLIANCE INC COM 931427108 425 7077 SH SOLE 0 0 425 LOWES COS INC COM 548661107 428 4486 SH SOLE 0 0 428 ROCKWELL AUTOMATION INC COM 773903109 431 2595 SH SOLE 0 0 431 CENTENE CORP DEL COM 15135B101 436 3540 SH SOLE 0 0 436 MCKESSON CORP COM 58155Q103 446 3343 SH SOLE 0 0 446 STRYKER CORP COM 863667101 456 2704 SH SOLE 0 0 456 BP PLC SPONSORED ADR 055622104 458 10039 SH SOLE 0 0 458 HONEYWELL INTL INC COM 438516106 464 3221 SH SOLE 0 0 464 DUKE ENERGY CORP NEW COM NEW 26441C204 474 5994 SH SOLE 0 0 474 CONSTELLATION BRANDS INC CL A 21036P108 481 2199 SH SOLE 0 0 481 SOUTHERN CO COM 842587107 481 10395 SH SOLE 0 0 481 ORACLE CORP COM 68389X105 509 11540 SH SOLE 0 0 509 ISHARES INC CORE MSCI EMKT 46434G103 516 9807 SH SOLE 0 0 516 ISHARES TR IBONDS SEP20 ETF 46434V571 523 20603 SH SOLE 0 0 523 ROCKWELL COLLINS INC COM 774341101 547 4061 SH SOLE 0 0 547 CVS HEALTH CORP COM 126650100 549 8531 SH SOLE 0 0 549 CATERPILLAR INC DEL COM 149123101 565 4163 SH SOLE 0 0 565 ISHARES TR CORE S&P MCP ETF 464287507 568 2918 SH SOLE 0 0 568 MICROCHIP TECHNOLOGY INC COM 595017104 569 6250 SH SOLE 0 0 569 HORMEL FOODS CORP COM 440452100 572 15367 SH SOLE 0 0 572 ISHARES TR S&P US PFD STK 464288687 574 15218 SH SOLE 0 0 574 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 595 4378 SH SOLE 0 0 595 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 600 3672 SH SOLE 0 0 600 BROADCOM INC COM 11135F101 605 2495 SH SOLE 0 0 605 GILEAD SCIENCES INC COM 375558103 620 8750 SH SOLE 0 0 620 ISHARES TR IBONDS DEC23 ETF 46434VAX8 625 25724 SH SOLE 0 0 625 VANGUARD WORLD FDS MATERIALS ETF 92204A801 625 4750 SH SOLE 0 0 625 ISHARES TR IBONDS DEC22 ETF 46434VBA7 628 25805 SH SOLE 0 0 628 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 631 9092 SH SOLE 0 0 631 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 633 10166 SH SOLE 0 0 633 ISHARES TR IBONDS DEC24 ETF 46434VBG4 635 26397 SH SOLE 0 0 635 ISHARES TR IBONDS DEC25 ETF 46434VBD1 636 26594 SH SOLE 0 0 636 ALPHABET INC CAP STK CL C 02079K107 648 580 SH SOLE 0 0 648 AUTOMATIC DATA PROCESSING IN COM 053015103 651 4851 SH SOLE 0 0 651 WASTE MGMT INC DEL COM 94106L109 654 8032 SH SOLE 0 0 654 KRAFT HEINZ CO COM 500754106 673 10706 SH SOLE 0 0 673 ISHARES TR IBONDS DEC21 ETF 46434VBK5 688 28214 SH SOLE 0 0 688 NETFLIX INC COM 64110L106 714 1824 SH SOLE 0 0 714 FEDEX CORP COM 31428X106 726 3196 SH SOLE 0 0 726 ALPS ETF TR ALERIAN MLP 00162Q866 737 72945 SH SOLE 0 0 737 ALIGN TECHNOLOGY INC COM 016255101 745 2175 SH SOLE 0 0 745 ISHARES TR MSCI USA ESG SLC 464288802 745 6600 SH SOLE 0 0 745 ISHARES TR RUS 2000 VAL ETF 464287630 778 5901 SH SOLE 0 0 778 UNITED TECHNOLOGIES CORP COM 913017109 781 6242 SH SOLE 0 0 781 BRISTOL MYERS SQUIBB CO COM 110122108 794 14338 SH SOLE 0 0 794 UNITEDHEALTH GROUP INC COM 91324P102 805 3283 SH SOLE 0 0 805 ISHARES TR CORE S&P500 ETF 464287200 815 2985 SH SOLE 0 0 815 AMGEN INC COM 031162100 821 4444 SH SOLE 0 0 821 ISHARES TR IBONDS DEC2023 46435G318 832 33329 SH SOLE 0 0 832 VANGUARD INDEX FDS VALUE ETF 922908744 834 8037 SH SOLE 0 0 834 ISHARES TR IBONDS DEC22 ETF 46435G755 845 33109 SH SOLE 0 0 845 ISHARES TR IBONDS DEC21 ETF 46435G789 848 33328 SH SOLE 0 0 848 ISHARES TR RUSSELL 2000 ETF 464287655 865 5280 SH SOLE 0 0 865 COMCAST CORP NEW CL A 20030N101 875 26658 SH SOLE 0 0 875 TEXAS INSTRS INC COM 882508104 889 8062 SH SOLE 0 0 889 SPDR SERIES TRUST S&P BK ETF 78464A797 890 18872 SH SOLE 0 0 890 ISHARES TR EAFE GRWTH ETF 464288885 901 11440 SH SOLE 0 0 901 UNITED PARCEL SERVICE INC CL B 911312106 917 8634 SH SOLE 0 0 917 COSTCO WHSL CORP NEW COM 22160K105 926 4431 SH SOLE 0 0 926 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 927 31298 SH SOLE 0 0 927 VANGUARD INDEX FDS GROWTH ETF 922908736 933 6230 SH SOLE 0 0 933 PHILLIPS 66 COM 718546104 968 8617 SH SOLE 0 0 968 GENERAL ELECTRIC CO COM 369604103 979 71914 SH SOLE 0 0 979 CONOCOPHILLIPS COM 20825C104 997 14314 SH SOLE 0 0 997 NIKE INC CL B 654106103 1019 12784 SH SOLE 0 0 1019 FACEBOOK INC CL A 30303M102 1027 5283 SH SOLE 0 0 1027 ISHARES TR MSCI EAFE ETF 464287465 1072 16004 SH SOLE 0 0 1072 QUALCOMM INC COM 747525103 1087 19372 SH SOLE 0 0 1087 BANK AMER CORP COM 060505104 1090 38677 SH SOLE 0 0 1090 NEXTERA ENERGY INC COM 65339F101 1142 6840 SH SOLE 0 0 1142 DEERE & CO COM 244199105 1153 8250 SH SOLE 0 0 1153 RAYTHEON CO COM NEW 755111507 1184 6131 SH SOLE 0 0 1184 ISHARES TR SELECT DIVID ETF 464287168 1286 13147 SH SOLE 0 0 1286 LOCKHEED MARTIN CORP COM 539830109 1290 4368 SH SOLE 0 0 1290 ISHARES TR S&P MC 400VL ETF 464287705 1307 8067 SH SOLE 0 0 1307 INVESCO QQQ TR UNIT SER 1 46090E103 1326 7724 SH SOLE 0 0 1326 MDU RES GROUP INC COM 552690109 1343 46839 SH SOLE 0 0 1343 CISCO SYS INC COM 17275R102 1357 31532 SH SOLE 0 0 1357 ABBOTT LABS COM 002824100 1373 22513 SH SOLE 0 0 1373 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1373 14813 SH SOLE 0 0 1373 ALPHABET INC CAP STK CL A 02079K305 1386 1228 SH SOLE 0 0 1386 MERCK & CO INC COM 58933Y105 1456 23985 SH SOLE 0 0 1456 PHILIP MORRIS INTL INC COM 718172109 1472 18234 SH SOLE 0 0 1472 DISNEY WALT CO COM DISNEY 254687106 1499 14289 SH SOLE 0 0 1499 JPMORGAN CHASE & CO COM 46625H100 1529 14673 SH SOLE 0 0 1529 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR FI 47804J404 1529 42160 SH SOLE 0 0 1529 INTERNATIONAL BUSINESS MACHS COM 459200101 1536 10992 SH SOLE 0 0 1536 ISHARES TR SHORT TREAS BD 464288679 1586 14359 SH SOLE 0 0 1586 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1614 11493 SH SOLE 0 0 1614 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1758 11048 SH SOLE 0 0 1758 ISHARES TR S&P MC 400GR ETF 464287606 1775 7895 SH SOLE 0 0 1775 DOWDUPONT INC COM 26078J100 1783 27037 SH SOLE 0 0 1783 HERITAGE INS HLDGS INC COM 42727J102 1847 110812 SH SOLE 0 0 1847 US BANCORP DEL COM NEW 902973304 1893 37848 SH SOLE 0 0 1893 ISHARES TR S&P 500 VAL ETF 464287408 1928 17504 SH SOLE 0 0 1928 WALMART INC COM 931142103 1962 22906 SH SOLE 0 0 1962 UNION PAC CORP COM 907818108 1966 13880 SH SOLE 0 0 1966 BLACK HILLS CORP COM 092113109 2080 33981 SH SOLE 0 0 2080 ALTRIA GROUP INC COM 02209S103 2088 36771 SH SOLE 0 0 2088 PEPSICO INC COM 713448108 2286 20998 SH SOLE 0 0 2286 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2316 34670 SH SOLE 0 0 2316 MCDONALDS CORP COM 580135101 2323 14824 SH SOLE 0 0 2323 PFIZER INC COM 717081103 2393 65949 SH SOLE 0 0 2393 PROCTER AND GAMBLE CO COM 742718109 2595 33251 SH SOLE 0 0 2595 3M CO COM 88579Y101 2627 13356 SH SOLE 0 0 2627 COCA COLA CO COM 191216100 2639 60156 SH SOLE 0 0 2639 WELLS FARGO CO NEW COM 949746101 2641 47628 SH SOLE 0 0 2641 ABBVIE INC COM 00287Y109 2658 28693 SH SOLE 0 0 2658 VISA INC COM CL A 92826C839 2716 20508 SH SOLE 0 0 2716 INGERSOLL-RAND PLC SHS G47791101 2743 30567 SH SOLE 0 0 2743 CHEVRON CORP NEW COM 166764100 2761 21836 SH SOLE 0 0 2761 VERIZON COMMUNICATIONS INC COM 92343V104 2782 55310 SH SOLE 0 0 2782 ISHARES TR RUS 2000 GRW ETF 464287648 2799 13697 SH SOLE 0 0 2799 INTEL CORP COM 458140100 3241 65167 SH SOLE 0 0 3241 ISHARES TR MSCI EMG MKT ETF 464287234 3307 76310 SH SOLE 0 0 3307 AMAZON COM INC COM 023135106 3314 1950 SH SOLE 0 0 3314 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3556 68352 SH SOLE 0 0 3556 VANGUARD WORLD FDS INF TECH ETF 92204A702 3778 20829 SH SOLE 0 0 3778 HOME DEPOT INC COM 437076102 3829 19629 SH SOLE 0 0 3829 BOEING CO COM 097023105 3905 11639 SH SOLE 0 0 3905 JOHNSON & JOHNSON COM 478160104 3985 32833 SH SOLE 0 0 3985 THERMO FISHER SCIENTIFIC INC COM 883556102 4012 19371 SH SOLE 0 0 4012 EXXON MOBIL CORP COM 30231G102 4101 49580 SH SOLE 0 0 4101 ISHARES TR IBOXX INV CP ETF 464287242 4254 37122 SH SOLE 0 0 4254 AT&T INC COM 00206R102 4253 132466 SH SOLE 0 0 4253 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4396 23604 SH SOLE 0 0 4396 ISHARES TR S&P 500 GRWT ETF 464287309 4680 28778 SH SOLE 0 0 4680 WISDOMTREE TR US MIDCAP DIVID 97717W505 4902 136926 SH SOLE 0 0 4902 MICROSOFT CORP COM 594918104 5146 52187 SH SOLE 0 0 5146 APPLE INC COM 037833100 6739 36405 SH SOLE 0 0 6739 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 6830 206661 SH SOLE 0 0 6830 HEARTLAND FINL USA INC COM 42234Q102 6909 125955 SH SOLE 0 0 6909 WISDOMTREE TR US HIGH DIVIDEND 97717W208 7945 113578 SH SOLE 0 0 7945 ALPS ETF TR INTL SEC DV DOG 00162Q718 25092 929664 SH SOLE 0 0 25092 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 33221 525647 SH SOLE 0 0 33221 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 50892 754518 SH SOLE 0 0 50892 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 54727 1013271 SH SOLE 0 0 54727 SPDR SER TR BLOMBERG BRC INV 78468R200 93573 3043029 SH SOLE 0 0 93573 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 102436 2078247 SH SOLE 0 0 102436 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 110084 2072377 SH SOLE 0 0 110084 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 122597 2420952 SH SOLE 0 0 122597 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 275409 3634327 SH SOLE 0 0 275409 AT&T INC COM 00206R102 0 200 SH Call SOLE 0 0 200 BANK AMER CORP COM 060505104 0 100 SH Call SOLE 0 0 100 GENERAL ELECTRIC CO COM 369604103 2 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 3 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 2 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 4 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 3 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 9 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 8 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 6 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 1 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 14 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 2 200000 SH Call SOLE 0 0 200000 GENERAL ELECTRIC CO COM 369604103 1 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 3 100000 SH Call SOLE 0 0 100000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 8 100000 SH Call SOLE 0 0 100000 FORD MTR CO DEL COM PAR $0.01 345370860 0 200 SH Put SOLE 0 0 200