0001005441-17-000005.txt : 20170412 0001005441-17-000005.hdr.sgml : 20170412 20170412171805 ACCESSION NUMBER: 0001005441-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170412 DATE AS OF CHANGE: 20170412 EFFECTIVENESS DATE: 20170412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 17758601 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 03-31-2017 03-31-2017 HONKAMP KRUEGER FINANCIAL SERVICES, INC.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes 563-582-2855 Chris Kobes Dubuque IA 04-12-2017 0 334 1174354 false INFORMATION TABLE 2 CustomReport.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 268 1300 SH SOLE 0 0 1300 ISHARES TR CORE S&P MCP ETF 464287507 492 2872 SH SOLE 0 0 2872 ISHARES TR S&P MC 400VL ETF 464287705 2799 18857 SH SOLE 0 0 18857 ISHARES TR S&P MC 400GR ETF 464287606 3542 18554 SH SOLE 0 0 18554 ISHARES TR CORE S&P SCP ETF 464287804 572 8277 SH SOLE 0 0 8277 ISHARES TR SP SMCP600VL ETF 464287879 321 2315 SH SOLE 0 0 2315 ISHARES TR SP SMCP600GR ETF 464287887 815 5326 SH SOLE 0 0 5326 ISHARES TR S&P 500 VAL ETF 464287408 2753 26457 SH SOLE 0 0 26457 ISHARES TR CORE S&P500 ETF 464287200 411 1732 SH SOLE 0 0 1732 ISHARES TR S&P 500 GRWT ETF 464287309 6250 47521 SH SOLE 0 0 47521 ISHARES TR RUS 1000 VAL ETF 464287598 201 1749 SH SOLE 0 0 1749 ISHARES TR RUS 1000 GRW ETF 464287614 249 2186 SH SOLE 0 0 2186 ISHARES TR RUSSELL 2000 ETF 464287655 722 5255 SH SOLE 0 0 5255 ISHARES TR RUS 2000 VAL ETF 464287630 2132 18044 SH SOLE 0 0 18044 ISHARES TR RUSSELL 3000 ETF 464287689 239 1705 SH SOLE 0 0 1705 ISHARES TR U.S. REAL ES ETF 464287739 1030 13126 SH SOLE 0 0 13126 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 473 1513 SH SOLE 0 0 1513 SPDR S&P 500 ETF TR TR UNIT 78462F103 1294 5489 SH SOLE 0 0 5489 AMAZON COM INC COM 023135106 1504 1697 SH SOLE 0 0 1697 BLACK HILLS CORP COM 092113109 2649 39850 SH SOLE 0 0 39850 BRISTOL MYERS SQUIBB CO COM 110122108 670 12324 SH SOLE 0 0 12324 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15356 92126 SH SOLE 0 0 92126 CAPSTEAD MTG CORP COM NO PAR 14067E506 132 12550 SH SOLE 0 0 12550 ARCONIC INC COM 03965L100 348 13200 SH SOLE 0 0 13200 EMERSON ELEC CO COM 291011104 331 5526 SH SOLE 0 0 5526 BOEING CO COM 097023105 1972 11149 SH SOLE 0 0 11149 HELMERICH & PAYNE INC COM 423452101 217 3265 SH SOLE 0 0 3265 REALTY INCOME CORP COM 756109104 301 5053 SH SOLE 0 0 5053 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 745 5626 SH SOLE 0 0 5626 AMGEN INC COM 031162100 874 5327 SH SOLE 0 0 5327 ABBOTT LABS COM 002824100 1266 28516 SH SOLE 0 0 28516 ANADARKO PETE CORP COM 032511107 842 13586 SH SOLE 0 0 13586 BP PLC SPONSORED ADR 055622104 425 12302 SH SOLE 0 0 12302 CONAGRA BRANDS INC COM 205887102 832 20626 SH SOLE 0 0 20626 DISH NETWORK CORP CL A 25470M109 812 12787 SH SOLE 0 0 12787 ALTRIA GROUP INC COM 02209S103 4034 56484 SH SOLE 0 0 56484 FEDEX CORP COM 31428X106 393 2016 SH SOLE 0 0 2016 HORMEL FOODS CORP COM 440452100 468 13506 SH SOLE 0 0 13506 GENUINE PARTS CO COM 372460105 242 2623 SH SOLE 0 0 2623 INTEL CORP COM 458140100 3866 107183 SH SOLE 0 0 107183 ILLINOIS TOOL WKS INC COM 452308109 285 2154 SH SOLE 0 0 2154 ISHARES TR RUS 2000 GRW ETF 464287648 3417 21138 SH SOLE 0 0 21138 ORACLE CORP COM 68389X105 515 11540 SH SOLE 0 0 11540 DU PONT E I DE NEMOURS & CO COM 263534109 516 6427 SH SOLE 0 0 6427 QUALCOMM INC COM 747525103 1566 27309 SH SOLE 0 0 27309 DISNEY WALT CO COM DISNEY 254687106 1794 15820 SH SOLE 0 0 15820 HONEYWELL INTL INC COM 438516106 734 5877 SH SOLE 0 0 5877 SYSCO CORP COM 871829107 324 6236 SH SOLE 0 0 6236 US BANCORP DEL COM NEW 902973304 2561 49737 SH SOLE 0 0 49737 JOHNSON & JOHNSON COM 478160104 5999 48162 SH SOLE 0 0 48162 MEDTRONIC PLC SHS G5960L103 442 5482 SH SOLE 0 0 5482 PFIZER INC COM 717081103 3421 100012 SH SOLE 0 0 100012 EXELON CORP COM 30161N101 497 13823 SH SOLE 0 0 13823 KROGER CO COM 501044101 251 8496 SH SOLE 0 0 8496 LOWES COS INC COM 548661107 555 6752 SH SOLE 0 0 6752 ISHARES TR MSCI EAFE ETF 464287465 1558 25005 SH SOLE 0 0 25005 CHEVRON CORP NEW COM 166764100 3703 34485 SH SOLE 0 0 34485 MICROSOFT CORP COM 594918104 5976 90744 SH SOLE 0 0 90744 UNITED PARCEL SERVICE INC CL B 911312106 4995 46548 SH SOLE 0 0 46548 AT&T INC COM 00206R102 5790 139340 SH SOLE 0 0 139340 PRUDENTIAL FINL INC COM 744320102 360 3376 SH SOLE 0 0 3376 CITIGROUP INC COM NEW 172967424 262 4386 SH SOLE 0 0 4386 CA INC COM 12673P105 233 7355 SH SOLE 0 0 7355 CISCO SYS INC COM 17275R102 1418 41959 SH SOLE 0 0 41959 DNP SELECT INCOME FD COM 23325P104 221 20477 SH SOLE 0 0 20477 INTERNATIONAL BUSINESS MACHS COM 459200101 2224 12770 SH SOLE 0 0 12770 COCA COLA CO COM 191216100 4397 103602 SH SOLE 0 0 103602 LOCKHEED MARTIN CORP COM 539830109 1133 4233 SH SOLE 0 0 4233 PEPSICO INC COM 713448108 2998 26799 SH SOLE 0 0 26799 PPG INDS INC COM 693506107 359 3420 SH SOLE 0 0 3420 STRYKER CORP COM 863667101 383 2908 SH SOLE 0 0 2908 JOHNSON CTLS INTL PLC SHS G51502105 413 9796 SH SOLE 0 0 9796 VERIZON COMMUNICATIONS INC COM 92343V104 2988 61298 SH SOLE 0 0 61298 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2353 19936 SH SOLE 0 0 19936 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 19043 89534 SH SOLE 0 0 89534 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 469 19758 SH SOLE 0 0 19758 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 523 9808 SH SOLE 0 0 9808 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 215 2887 SH SOLE 0 0 2887 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 209 2377 SH SOLE 0 0 2377 ISHARES TR NASDQ BIOTEC ETF 464287556 569 1940 SH SOLE 0 0 1940 TIME WARNER INC COM NEW 887317303 772 7899 SH SOLE 0 0 7899 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 298 3313 SH SOLE 0 0 3313 WALGREENS BOOTS ALLIANCE INC COM 931427108 729 8777 SH SOLE 0 0 8777 DEERE & CO COM 244199105 894 8210 SH SOLE 0 0 8210 BANK AMER CORP COM 060505104 1343 56933 SH SOLE 0 0 56933 STARBUCKS CORP COM 855244109 308 5269 SH SOLE 0 0 5269 AUTOMATIC DATA PROCESSING IN COM 053015103 331 3231 SH SOLE 0 0 3231 EXXON MOBIL CORP COM 30231G102 5272 64281 SH SOLE 0 0 64281 AFLAC INC COM 001055102 949 13110 SH SOLE 0 0 13110 WAL-MART STORES INC COM 931142103 2292 31797 SH SOLE 0 0 31797 APPLIED MATLS INC COM 038222105 810 20824 SH SOLE 0 0 20824 ANTHEM INC COM 036752103 233 1408 SH SOLE 0 0 1408 UNION PAC CORP COM 907818108 1636 15447 SH SOLE 0 0 15447 TEXAS INSTRS INC COM 882508104 811 10069 SH SOLE 0 0 10069 BAXTER INTL INC COM 071813109 236 4547 SH SOLE 0 0 4547 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 327 9971 SH SOLE 0 0 9971 CARDINAL HEALTH INC COM 14149Y108 373 4575 SH SOLE 0 0 4575 TOTAL S A SPONSORED ADR 89151E109 975 19344 SH SOLE 0 0 19344 COLGATE PALMOLIVE CO COM 194162103 1414 19317 SH SOLE 0 0 19317 COSTCO WHSL CORP NEW COM 22160K105 816 4865 SH SOLE 0 0 4865 LILLY ELI & CO COM 532457108 1122 13345 SH SOLE 0 0 13345 CVS HEALTH CORP COM 126650100 1178 15005 SH SOLE 0 0 15005 SCHLUMBERGER LTD COM 806857108 365 4670 SH SOLE 0 0 4670 DANAHER CORP DEL COM 235851102 258 3013 SH SOLE 0 0 3013 MCKESSON CORP COM 58155Q103 597 4029 SH SOLE 0 0 4029 MERCK & CO INC COM 58933Y105 1952 30726 SH SOLE 0 0 30726 MICRON TECHNOLOGY INC COM 595112103 1500 51895 SH SOLE 0 0 51895 RAYTHEON CO COM NEW 755111507 1060 6953 SH SOLE 0 0 6953 FIFTH THIRD BANCORP COM 316773100 238 9358 SH SOLE 0 0 9358 PROCTER AND GAMBLE CO COM 742718109 3507 39033 SH SOLE 0 0 39033 GENERAL ELECTRIC CO COM 369604103 4960 166429 SH SOLE 0 0 166429 KIMBERLY CLARK CORP COM 494368103 461 3505 SH SOLE 0 0 3505 GILEAD SCIENCES INC COM 375558103 1328 19556 SH SOLE 0 0 19556 GOLDMAN SACHS GROUP INC COM 38141G104 1016 4421 SH SOLE 0 0 4421 HOME DEPOT INC COM 437076102 1124 7656 SH SOLE 0 0 7656 INGERSOLL-RAND PLC SHS G47791101 2495 30685 SH SOLE 0 0 30685 MCDONALDS CORP COM 580135101 2203 16995 SH SOLE 0 0 16995 NIKE INC CL B 654106103 478 8585 SH SOLE 0 0 8585 JPMORGAN CHASE & CO COM 46625H100 2894 32951 SH SOLE 0 0 32951 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 272 4753 SH SOLE 0 0 4753 MONDELEZ INTL INC CL A 609207105 833 19344 SH SOLE 0 0 19344 WILLIAMS COS INC DEL COM 969457100 421 14215 SH SOLE 0 0 14215 WELLS FARGO & CO NEW COM 949746101 4320 77621 SH SOLE 0 0 77621 ISHARES TR 20 YR TR BD ETF 464287432 232 1922 SH SOLE 0 0 1922 ISHARES TR IBOXX INV CP ETF 464287242 8186 69425 SH SOLE 0 0 69425 MONSANTO CO NEW COM 61166W101 249 2197 SH SOLE 0 0 2197 GLOBAL PMTS INC COM 37940X102 1401 17359 SH SOLE 0 0 17359 FORD MTR CO DEL COM PAR $0.01 345370860 410 35221 SH SOLE 0 0 35221 UNITEDHEALTH GROUP INC COM 91324P102 538 3279 SH SOLE 0 0 3279 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 348 2901 SH SOLE 0 0 2901 AMERICAN TOWER CORP NEW COM 03027X100 235 1934 SH SOLE 0 0 1934 UNITED TECHNOLOGIES CORP COM 913017109 1056 9410 SH SOLE 0 0 9410 MARRIOTT INTL INC NEW CL A 571903202 247 2624 SH SOLE 0 0 2624 3M CO COM 88579Y101 2569 13425 SH SOLE 0 0 13425 ALBEMARLE CORP COM 012653101 780 7385 SH SOLE 0 0 7385 COMCAST CORP NEW CL A 20030N101 703 18708 SH SOLE 0 0 18708 BARRICK GOLD CORP COM 067901108 635 33413 SH SOLE 0 0 33413 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2811 23169 SH SOLE 0 0 23169 WASTE MGMT INC DEL COM 94106L109 799 10950 SH SOLE 0 0 10950 NORFOLK SOUTHERN CORP COM 655844108 478 4273 SH SOLE 0 0 4273 NEXTERA ENERGY INC COM 65339F101 629 4902 SH SOLE 0 0 4902 DUKE ENERGY CORP NEW COM NEW 26441C204 512 6239 SH SOLE 0 0 6239 CONSTELLATION BRANDS INC CL A 21036P108 1701 10494 SH SOLE 0 0 10494 CONOCOPHILLIPS COM 20825C104 1171 23475 SH SOLE 0 0 23475 CSX CORP COM 126408103 372 7990 SH SOLE 0 0 7990 APPLE INC COM 037833100 8465 58926 SH SOLE 0 0 58926 ALLSTATE CORP COM 020002101 224 2752 SH SOLE 0 0 2752 ALLIANT ENERGY CORP COM 018802108 246 6207 SH SOLE 0 0 6207 PDC ENERGY INC COM 69327R101 834 13384 SH SOLE 0 0 13384 RPM INTL INC COM 749685103 297 5399 SH SOLE 0 0 5399 CATERPILLAR INC DEL COM 149123101 921 9927 SH SOLE 0 0 9927 KINDER MORGAN INC DEL COM 49456B101 621 28561 SH SOLE 0 0 28561 ISHARES TR MSCI EMG MKT ETF 464287234 377 9573 SH SOLE 0 0 9573 OGE ENERGY CORP COM 670837103 352 10067 SH SOLE 0 0 10067 PPL CORP COM 69351T106 482 12890 SH SOLE 0 0 12890 DTE ENERGY CO COM 233331107 246 2412 SH SOLE 0 0 2412 CELGENE CORP COM 151020104 733 5891 SH SOLE 0 0 5891 DEVON ENERGY CORP NEW COM 25179M103 290 6952 SH SOLE 0 0 6952 CIRRUS LOGIC INC COM 172755100 607 10000 SH SOLE 0 0 10000 GENERAL MLS INC COM 370334104 605 10245 SH SOLE 0 0 10245 OLD REP INTL CORP COM 680223104 247 12082 SH SOLE 0 0 12082 OCCIDENTAL PETE CORP DEL COM 674599105 285 4503 SH SOLE 0 0 4503 EDWARDS LIFESCIENCES CORP COM 28176E108 1113 11836 SH SOLE 0 0 11836 S&P GLOBAL INC COM 78409V104 257 1968 SH SOLE 0 0 1968 L3 TECHNOLOGIES INC COM 502413107 216 1306 SH SOLE 0 0 1306 EXPRESS SCRIPTS HLDG CO COM 30219G108 311 4724 SH SOLE 0 0 4724 DOW CHEM CO COM 260543103 1026 16147 SH SOLE 0 0 16147 ALLERGAN PLC SHS G0177J108 1023 4280 SH SOLE 0 0 4280 SOUTHERN CO COM 842587107 809 16242 SH SOLE 0 0 16242 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 235 5912 SH SOLE 0 0 5912 PAYCHEX INC COM 704326107 471 8003 SH SOLE 0 0 8003 BERKSHIRE HATHAWAY INC DEL CL A 084670108 250 1 SH SOLE 0 0 1 ALIGN TECHNOLOGY INC COM 016255101 230 2003 SH SOLE 0 0 2003 ANNALY CAP MGMT INC COM 035710409 162 14610 SH SOLE 0 0 14610 WESTERN DIGITAL CORP COM 958102105 375 4546 SH SOLE 0 0 4546 VALERO ENERGY CORP NEW COM 91913Y100 380 5728 SH SOLE 0 0 5728 ROCKWELL COLLINS INC COM 774341101 223 2291 SH SOLE 0 0 2291 PNM RES INC COM 69349H107 1406 38010 SH SOLE 0 0 38010 PNC FINL SVCS GROUP INC COM 693475105 373 3100 SH SOLE 0 0 3100 NETFLIX INC COM 64110L106 209 1413 SH SOLE 0 0 1413 CHESAPEAKE ENERGY CORP COM 165167107 87 14710 SH SOLE 0 0 14710 CERNER CORP COM 156782104 314 5344 SH SOLE 0 0 5344 CME GROUP INC COM 12572Q105 347 2924 SH SOLE 0 0 2924 ISHARES TR CORE US AGGBD ET 464287226 1443 13303 SH SOLE 0 0 13303 W P CAREY INC COM 92936U109 234 3761 SH SOLE 0 0 3761 ISHARES TR SELECT DIVID ETF 464287168 1738 19078 SH SOLE 0 0 19078 MFA FINL INC COM 55272X102 206 25535 SH SOLE 0 0 25535 CLOROX CO DEL COM 189054109 390 2891 SH SOLE 0 0 2891 ACTIVISION BLIZZARD INC COM 00507V109 2272 45563 SH SOLE 0 0 45563 DARDEN RESTAURANTS INC COM 237194105 233 2779 SH SOLE 0 0 2779 AIR PRODS & CHEMS INC COM 009158106 222 1643 SH SOLE 0 0 1643 DOLLAR GEN CORP NEW COM 256677105 810 11615 SH SOLE 0 0 11615 LENNAR CORP CL A 526057104 1210 23635 SH SOLE 0 0 23635 TIMKEN CO COM 887389104 292 6469 SH SOLE 0 0 6469 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 243 9964 SH SOLE 0 0 9964 TRAVELERS COMPANIES INC COM 89417E109 395 3279 SH SOLE 0 0 3279 APOLLO INVT CORP COM 03761U106 228 34682 SH SOLE 0 0 34682 NUCOR CORP COM 670346105 932 15606 SH SOLE 0 0 15606 AMERICAN ELEC PWR INC COM 025537101 876 13048 SH SOLE 0 0 13048 NEW YORK CMNTY BANCORP INC COM 649445103 181 12985 SH SOLE 0 0 12985 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 239 7576 SH SOLE 0 0 7576 UNITED RENTALS INC COM 911363109 1323 10581 SH SOLE 0 0 10581 STANLEY BLACK & DECKER INC COM 854502101 224 1685 SH SOLE 0 0 1685 SENIOR HSG PPTYS TR SH BEN INT 81721M109 269 13279 SH SOLE 0 0 13279 REYNOLDS AMERICAN INC COM 761713106 1852 29390 SH SOLE 0 0 29390 KRONOS WORLDWIDE INC COM 50105F105 618 37622 SH SOLE 0 0 37622 CUMMINS INC COM 231021106 450 2974 SH SOLE 0 0 2974 HARTFORD FINL SVCS GROUP INC COM 416515104 655 13617 SH SOLE 0 0 13617 UNUM GROUP COM 91529Y106 1231 26257 SH SOLE 0 0 26257 BECTON DICKINSON & CO COM 075887109 625 3409 SH SOLE 0 0 3409 ENTERPRISE PRODS PARTNERS L COM 293792107 962 34848 SH SOLE 0 0 34848 METLIFE INC COM 59156R108 324 6138 SH SOLE 0 0 6138 MDU RES GROUP INC COM 552690109 468 17110 SH SOLE 0 0 17110 MICROCHIP TECHNOLOGY INC COM 595017104 781 10591 SH SOLE 0 0 10591 ALPHABET INC CAP STK CL A 02079K305 2231 2631 SH SOLE 0 0 2631 TIER REIT INC COM NEW 88650V208 244 14066 SH SOLE 0 0 14066 SPDR GOLD TRUST GOLD SHS 78463V107 293 2472 SH SOLE 0 0 2472 WEC ENERGY GROUP INC COM 92939U106 285 4698 SH SOLE 0 0 4698 VANGUARD INDEX FDS VALUE ETF 922908744 1359 14252 SH SOLE 0 0 14252 CELANESE CORP DEL COM SER A 150870103 239 2660 SH SOLE 0 0 2660 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 915 6638 SH SOLE 0 0 6638 VANGUARD INDEX FDS SM CP VAL ETF 922908611 907 7379 SH SOLE 0 0 7379 VANGUARD INDEX FDS REIT ETF 922908553 373 4511 SH SOLE 0 0 4511 FOOT LOCKER INC COM 344849104 1050 14029 SH SOLE 0 0 14029 VANGUARD INDEX FDS GROWTH ETF 922908736 1279 10514 SH SOLE 0 0 10514 B/E AEROSPACE INC COM 073302101 269 4197 SH SOLE 0 0 4197 GARMIN LTD SHS H2906T109 349 6838 SH SOLE 0 0 6838 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 237 3085 SH SOLE 0 0 3085 MOSAIC CO NEW COM 61945C103 232 7955 SH SOLE 0 0 7955 AMERICAN SOFTWARE INC CL A 029683109 216 21004 SH SOLE 0 0 21004 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 32197 532447 SH SOLE 0 0 532447 CENTENE CORP DEL COM 15135B101 222 3121 SH SOLE 0 0 3121 CASEYS GEN STORES INC COM 147528103 274 2438 SH SOLE 0 0 2438 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1608 18248 SH SOLE 0 0 18248 HOLOGIC INC COM 436440101 1078 25324 SH SOLE 0 0 25324 ISHARES GOLD TRUST ISHARES 464285105 193 16042 SH SOLE 0 0 16042 UNITED CONTL HLDGS INC COM 910047109 1024 14490 SH SOLE 0 0 14490 THERMO FISHER SCIENTIFIC INC COM 883556102 3949 25712 SH SOLE 0 0 25712 ISHARES TR EAFE GRWTH ETF 464288885 1108 15945 SH SOLE 0 0 15945 MANNKIND CORP COM NEW 56400P706 18 12335 SH SOLE 0 0 12335 ENBRIDGE INC COM 29250N105 400 9557 SH SOLE 0 0 9557 OPEN TEXT CORP COM 683715106 959 28186 SH SOLE 0 0 28186 VANGUARD WORLD FDS INF TECH ETF 92204A702 1092 8055 SH SOLE 0 0 8055 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1747 18132 SH SOLE 0 0 18132 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 510 3685 SH SOLE 0 0 3685 ARENA PHARMACEUTICALS INC COM 040047102 15 10000 SH SOLE 0 0 10000 MASTERCARD INCORPORATED CL A 57636Q104 273 2426 SH SOLE 0 0 2426 MIDDLEBY CORP COM 596278101 732 5361 SH SOLE 0 0 5361 HEARTLAND FINL USA INC COM 42234Q102 502 10057 SH SOLE 0 0 10057 BLACKSTONE MTG TR INC COM CL A 09257W100 927 29951 SH SOLE 0 0 29951 WISDOMTREE TR HIGH DIV FD 97717W208 14022 204794 SH SOLE 0 0 204794 WISDOMTREE TR MIDCAP DIVI FD 97717W505 3177 32576 SH SOLE 0 0 32576 WISDOMTREE TR SMALLCAP DIVID 97717W604 456 5652 SH SOLE 0 0 5652 ISHARES TR USA ESG SLCT ETF 464288802 648 6600 SH SOLE 0 0 6600 HANESBRANDS INC COM 410345102 702 33817 SH SOLE 0 0 33817 ARES CAP CORP COM 04010L103 230 13212 SH SOLE 0 0 13212 LEIDOS HLDGS INC COM 525327102 234 4566 SH SOLE 0 0 4566 SPDR SERIES TRUST S&P BK ETF 78464A797 851 19798 SH SOLE 0 0 19798 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 905 8879 SH SOLE 0 0 8879 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 55738 400649 SH SOLE 0 0 400649 MONMOUTH REAL ESTATE INVT CO CL A 609720107 695 48730 SH SOLE 0 0 48730 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 509 10651 SH SOLE 0 0 10651 ISHARES TR IBOXX HI YD ETF 464288513 461 5257 SH SOLE 0 0 5257 ISHARES TR 1-3 YR CR BD ETF 464288646 1063 10100 SH SOLE 0 0 10100 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 447 5344 SH SOLE 0 0 5344 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1056 35560 SH SOLE 0 0 35560 ISHARES TR U.S. PFD STK ETF 464288687 1091 28200 SH SOLE 0 0 28200 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1628 20964 SH SOLE 0 0 20964 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 531 13510 SH SOLE 0 0 13510 MONOGRAM RESIDENTIAL TR INC COM 60979P105 480 48131 SH SOLE 0 0 48131 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 290 5838 SH SOLE 0 0 5838 ISHARES TR JP MOR EM MK ETF 464288281 279 2453 SH SOLE 0 0 2453 DANA INCORPORATED COM 235825205 193 10016 SH SOLE 0 0 10016 BANK AMER CORP 7.25%CNV PFD L 060505682 807 675 SH SOLE 0 0 675 VISA INC COM CL A 92826C839 1656 18633 SH SOLE 0 0 18633 PHILIP MORRIS INTL INC COM 718172109 2152 19065 SH SOLE 0 0 19065 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 666 15311 SH SOLE 0 0 15311 PHARMATHENE INC COM 71714G102 12 15000 SH SOLE 0 0 15000 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 308 6540 SH SOLE 0 0 6540 HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 411 300 SH SOLE 0 0 300 DIGITAL ALLY INC COM NEW 25382P208 107 24936 SH SOLE 0 0 24936 PACWEST BANCORP DEL COM 695263103 283 5320 SH SOLE 0 0 5320 ISHARES TR SHRT NAT MUN ETF 464288158 710 6727 SH SOLE 0 0 6727 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 613 495 SH SOLE 0 0 495 BROADCOM LTD SHS Y09827109 323 1475 SH SOLE 0 0 1475 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 220 3859 SH SOLE 0 0 3859 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2536 84901 SH SOLE 0 0 84901 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1115 17704 SH SOLE 0 0 17704 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 242134 4003533 SH SOLE 0 0 4003533 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 166313 3347687 SH SOLE 0 0 3347687 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 746 14204 SH SOLE 0 0 14204 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1925 65571 SH SOLE 0 0 65571 ALPS ETF TR ALERIAN MLP 00162Q866 431 33937 SH SOLE 0 0 33937 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 984 4550 SH SOLE 0 0 4550 VANGUARD STAR FD VG TL INTL STK F 921909768 380 7646 SH SOLE 0 0 7646 PROSHARES TR SHT 7-10 YR TR 74348A608 237 8284 SH SOLE 0 0 8284 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 201 9000 SH SOLE 0 0 9000 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 272 6254 SH SOLE 0 0 6254 ISHARES TR FLTG RATE BD ETF 46429B655 723 14214 SH SOLE 0 0 14214 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 88469 1708216 SH SOLE 0 0 1708216 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 102490 2299004 SH SOLE 0 0 2299004 WORKIVA INC COM CL A 98139A105 428 27332 SH SOLE 0 0 27332 PHILLIPS 66 COM 718546104 974 12292 SH SOLE 0 0 12292 SPDR SER TR BLOMBERG BRC INV 78468R200 51863 1687698 SH SOLE 0 0 1687698 RETAIL PPTYS AMER INC CL A 76131V202 146 10132 SH SOLE 0 0 10132 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 254 11970 SH SOLE 0 0 11970 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 256 11985 SH SOLE 0 0 11985 FACEBOOK INC CL A 30303M102 655 4611 SH SOLE 0 0 4611 ABBVIE INC COM 00287Y109 2186 33542 SH SOLE 0 0 33542 ALPS ETF TR INTL SEC DV DOG 00162Q718 13327 519760 SH SOLE 0 0 519760 ALLEGION PUB LTD CO ORD SHS G0176J109 342 4521 SH SOLE 0 0 4521 ALPHABET INC CAP STK CL C 02079K107 997 1202 SH SOLE 0 0 1202 SYNCHRONY FINL COM 87165B103 1186 34573 SH SOLE 0 0 34573 BOX INC CL A 10316T104 217 13315 SH SOLE 0 0 13315 ISHARES TR IBONDS DEC21 ETF 46434VBK5 566 22825 SH SOLE 0 0 22825 ISHARES TR IBONDS DEC23 ETF 46434VAX8 567 22746 SH SOLE 0 0 22746 ISHARES TR IBONDS DEC25 ETF 46434VBD1 270 10944 SH SOLE 0 0 10944 ISHARES TR IBONDS DEC22 ETF 46434VBA7 567 22774 SH SOLE 0 0 22774 ISHARES TR IBONDS DEC24 ETF 46434VBG4 565 22832 SH SOLE 0 0 22832 KRAFT HEINZ CO COM 500754106 221 2429 SH SOLE 0 0 2429 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR FI 47804J404 1932 61033 SH SOLE 0 0 61033 CHARTER COMMUNICATIONS INC N CL A 16119P108 383 1171 SH SOLE 0 0 1171 DELL TECHNOLOGIES INC COM CL V 24703L103 225 3506 SH SOLE 0 0 3506 PARKWAY INC COM 70156Q107 199 10000 SH SOLE 0 0 10000 LAMB WESTON HLDGS INC COM 513272104 284 6742 SH SOLE 0 0 6742 ARCONIC INC COM 03965L100 131 75000 SH Call SOLE 0 0 75000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 30 300000 SH Call SOLE 0 0 300000 XEROX CORP COM 984121103 42 100000 SH Call SOLE 0 0 100000 MICHAEL KORS HLDGS LTD SHS G60754101 47 150000 SH Call SOLE 0 0 150000 RITE AID CORP COM 767754104 3 300000 SH Call SOLE 0 0 300000 GOPRO INC CL A 38268T103 76 100000 SH Call SOLE 0 0 100000 FITBIT INC CL A 33812L102 19 100000 SH Call SOLE 0 0 100000 MICHAEL KORS HLDGS LTD SHS G60754101 22 25000 SH Call SOLE 0 0 25000 FITBIT INC CL A 33812L102 50 100000 SH Call SOLE 0 0 100000