-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUVDPJdKbfPwzZ0NlxX1ioanvLR103LsqOp+aMHsPk4Wz7g2cs02Ejqz7oVIcOAO Ujqr8NIfzmeCf8gtA/EaTg== 0000897446-99-000019.txt : 19990122 0000897446-99-000019.hdr.sgml : 19990122 ACCESSION NUMBER: 0000897446-99-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LANDEC CORP \CA\ CENTRAL INDEX KEY: 0001005286 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 943025618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45181 FILM NUMBER: 99509062 BUSINESS ADDRESS: STREET 1: 3603 HAVEN AVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152613697 MAIL ADDRESS: STREET 1: 3603 HAVEN AVE CITY: MINLO PARK STATE: CA ZIP: 94025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Landec Corp. (Name of Issuer) Common (Title of Class of Securities) 514766104 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages (Continued on following page(s)) Page 2 of 5 Pages CUSIP NO. 514766104 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Zesiger Capital Group LLC Tax Id. No. 13-3813880 2. Check the Appropriate Box if a Member of a Group* (a) N/A (b) 3. SEC Use Only 4. Citizenship or Place of Organization New York, New York Number 5. Sole Voting Power 781,000 of Shares 6. Shared Voting Power N/A Beneficially Owned by Each 7. Sole Dispositive Power 1.375,800 Reporting Person With 8. Shared Dispositve Power N/A 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,375,800 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* N/A 11. Percent of Class Represented by Amount in Row (9) 10.7% 12. Type of Reporting Person* Investment Adviser (IA) Page 3 of 5 Pages Item 1. (a) Name of Issuer: Landec Corp. (b) Address of Issuer's Principal Executive Office: 3603 Haven Ave. Menlo Park, CA 94025-1010 Item 2. (a), (b) and (c) Name of Persons Filing, Address of Principal Business Office and Citizenship: Zesiger Capital Group LLC 320 Park Avenue, 30th Floor New York, New York 10022 New York (d) Title of Class of Securities: Common Stock (e) CUSIP number: 514766104 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a(n): X Investment Advisor registered under section 203 of the Investment Advisors Act of 1940 Page 4 of 5 Pages Item 4. Ownership If the person of the class owned, as of December 31 of the year covered by this statement, or as of the last day of the month described in Rule 13d-1 (b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned 1,375,800 (b) Percent of Class 10.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 781,000 (ii) shared power to vote or to direct the vote N/A (iii)sole power to dispose or to direct the disposition 1,375,800 (iv) shared power to dispose or to direct the disposition of N/A Zesiger Capital Group ("ZCG") hereby disclaims beneficial ownership of all the above securities. Such securities are held in discretionary accounts which ZCG manages. Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person Clients for whom Zesiger Capital Group LLC acts as an investment adviser may withdraw dividends or the proceeds of sales from the accounts managed by Zesiger Capital Group LLC. No single client account owns more than 5% of the class of securities. Page 5 of 5 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 13, 1999 Date /s/ Barrie R. Zesiger Principal - Administration -----END PRIVACY-ENHANCED MESSAGE-----