0001464234-14-000015.txt : 20140529
0001464234-14-000015.hdr.sgml : 20140529
20140529164702
ACCESSION NUMBER: 0001464234-14-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140527
FILED AS OF DATE: 20140529
DATE AS OF CHANGE: 20140529
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP
CENTRAL INDEX KEY: 0001005229
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 160547600
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PKWY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
BUSINESS PHONE: 7166895400
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228-1197
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giesige Charles R
CENTRAL INDEX KEY: 0001464234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34362
FILM NUMBER: 14876645
MAIL ADDRESS:
STREET 1: 140 JOHN JAMES AUDUBON PARKWAY
CITY: AMHERST
STATE: NY
ZIP: 14228
4
1
wf-form4_140139641123137.xml
FORM 4
X0306
4
2014-05-27
0
0001005229
COLUMBUS MCKINNON CORP
CMCO
0001464234
Giesige Charles R
140 JOHN JAMES AUDUBON PARKWAY
AMHERST
NY
14228
0
1
0
0
VP Corporate Development
Common Stock
21481
D
Common Stock
2014-05-27
4
M
0
274
18.24
A
21755
D
Common Stock
2014-05-27
4
S
0
274
30.43
D
21481
D
Common Stock
2014-05-27
4
M
0
526
28.45
A
22007
D
Common Stock
2014-05-27
4
S
0
526
30.43
D
21481
D
Common Stock
2014-05-28
4
M
0
1292
18.24
A
22773
D
Common Stock
2014-05-28
4
S
0
1292
29.24
D
21481
D
Common Stock
2014-05-28
4
M
0
1086
18.95
A
22567
D
Common Stock
2014-05-28
4
S
0
1086
29.24
D
21481
D
Common Stock
2014-05-28
4
M
0
2368
13.43
A
23849
D
Common Stock
2014-05-28
4
S
0
2368
29.24
D
21481
D
Common Stock
2014-05-28
4
M
0
1434
19.50
A
22915
D
Common Stock
2014-05-28
4
S
0
1434
29.24
D
21481
D
Common Stcok
867.1757
D
Non-Qualified Stock Options (Right to Buy)
28.45
2014-05-27
4
M
0
526
0
D
2009-05-19
2018-05-18
Common Stock
526.0
0
D
Non-Qualified Stock Options (Right to Buy)
18.24
2014-05-27
4
M
0
274
0
D
2011-05-17
2020-05-16
Common Stock
274.0
1292
D
Non-Qualified Stock Options (Right to Buy)
18.24
2014-05-28
4
M
0
1292
0
D
2011-05-17
2020-05-16
Common Stock
1292.0
0
D
Non-Qualified Stock Options (Right to Buy)
19.5
2014-05-28
4
M
0
1434
0
D
2012-05-23
2021-05-22
Common Stock
1434.0
1434
D
Non-Qualified Stock Option (Right to Buy)
13.43
2014-05-28
4
M
0
2368
0
D
2013-05-21
2022-05-20
Common Stock
2368.0
4735
D
Non-Qualified Stock Options (Right to Buy)
18.95
2014-05-28
4
M
0
1086
0
D
2014-05-20
2023-05-20
Common Stock
1086.0
3260
D
Includes 10,836 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 760 shares become fully vested and non-forfeitable on 5/23/2015; 2,361 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015; 1,545 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015; 4,934 shares become fully vested and non-forfeitable on 5/21/2015 and the remaining 1,236 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
The reporting person exercised 526 options on 5/27/2014.
The reporting person exercised 274 options on 5/27/2014. The remaining 1,292 options are all exercisable, subject to IRS limitations.
The reporting person exercised 1,292 options on 5/28/2014.
The reporting person exercised 1,434 options on 5/28/2014. The remaining 4,735 options are exercisable 5/23/2015, if reporting person remains an employee of issuer.
The reporting person exercised 2,368 options on 5/28/2014. The remaining 4,735 shares are exercisable 50% for two years 5/21/2015, if reporting person remains an employee of issuer.
The reporting person exercised 1,086 options on 5/28/2014. The remaining 3,260 options are exercisable 33.33% per year for three years beginning 5/20/2015, if reporting person remains an employee of issuer.
Charles R. Giesige
2014-05-29