0001464234-14-000015.txt : 20140529 0001464234-14-000015.hdr.sgml : 20140529 20140529164702 ACCESSION NUMBER: 0001464234-14-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140527 FILED AS OF DATE: 20140529 DATE AS OF CHANGE: 20140529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giesige Charles R CENTRAL INDEX KEY: 0001464234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 14876645 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228 4 1 wf-form4_140139641123137.xml FORM 4 X0306 4 2014-05-27 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001464234 Giesige Charles R 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228 0 1 0 0 VP Corporate Development Common Stock 21481 D Common Stock 2014-05-27 4 M 0 274 18.24 A 21755 D Common Stock 2014-05-27 4 S 0 274 30.43 D 21481 D Common Stock 2014-05-27 4 M 0 526 28.45 A 22007 D Common Stock 2014-05-27 4 S 0 526 30.43 D 21481 D Common Stock 2014-05-28 4 M 0 1292 18.24 A 22773 D Common Stock 2014-05-28 4 S 0 1292 29.24 D 21481 D Common Stock 2014-05-28 4 M 0 1086 18.95 A 22567 D Common Stock 2014-05-28 4 S 0 1086 29.24 D 21481 D Common Stock 2014-05-28 4 M 0 2368 13.43 A 23849 D Common Stock 2014-05-28 4 S 0 2368 29.24 D 21481 D Common Stock 2014-05-28 4 M 0 1434 19.50 A 22915 D Common Stock 2014-05-28 4 S 0 1434 29.24 D 21481 D Common Stcok 867.1757 D Non-Qualified Stock Options (Right to Buy) 28.45 2014-05-27 4 M 0 526 0 D 2009-05-19 2018-05-18 Common Stock 526.0 0 D Non-Qualified Stock Options (Right to Buy) 18.24 2014-05-27 4 M 0 274 0 D 2011-05-17 2020-05-16 Common Stock 274.0 1292 D Non-Qualified Stock Options (Right to Buy) 18.24 2014-05-28 4 M 0 1292 0 D 2011-05-17 2020-05-16 Common Stock 1292.0 0 D Non-Qualified Stock Options (Right to Buy) 19.5 2014-05-28 4 M 0 1434 0 D 2012-05-23 2021-05-22 Common Stock 1434.0 1434 D Non-Qualified Stock Option (Right to Buy) 13.43 2014-05-28 4 M 0 2368 0 D 2013-05-21 2022-05-20 Common Stock 2368.0 4735 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-28 4 M 0 1086 0 D 2014-05-20 2023-05-20 Common Stock 1086.0 3260 D Includes 10,836 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 760 shares become fully vested and non-forfeitable on 5/23/2015; 2,361 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015; 1,545 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015; 4,934 shares become fully vested and non-forfeitable on 5/21/2015 and the remaining 1,236 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). The reporting person exercised 526 options on 5/27/2014. The reporting person exercised 274 options on 5/27/2014. The remaining 1,292 options are all exercisable, subject to IRS limitations. The reporting person exercised 1,292 options on 5/28/2014. The reporting person exercised 1,434 options on 5/28/2014. The remaining 4,735 options are exercisable 5/23/2015, if reporting person remains an employee of issuer. The reporting person exercised 2,368 options on 5/28/2014. The remaining 4,735 shares are exercisable 50% for two years 5/21/2015, if reporting person remains an employee of issuer. The reporting person exercised 1,086 options on 5/28/2014. The remaining 3,260 options are exercisable 33.33% per year for three years beginning 5/20/2015, if reporting person remains an employee of issuer. Charles R. Giesige 2014-05-29