SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HOWARD KAREN L

(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY

(Street)
AMHERST NY 14228

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP-Finance & CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 60,963(1) D
Common Stock 08/01/2011 M 6,500 A $10 67,463 D
Common Stock 08/01/2011 M 8,500 A $10 75,963 D
Common Stock 08/01/2011 S 700(2) D $16.25 75,263 D
Common Stock 08/01/2011 S 500(2) D $16.26 74,763 D
Common Stock 08/01/2011 S 600(2) D $16.28 74,163 D
Common Stock 08/01/2011 S 300(2) D $16.3 73,863 D
Common Stock 08/01/2011 S 1,700(2) D $16.31 72,163 D
Common Stock 08/01/2011 S 300(2) D $16.315 71,863 D
Common Stock 08/01/2011 S 300(2) D $16.32 71,563 D
Common Stock 08/01/2011 S 1,500(2) D $16.33 70,063 D
Common Stock 08/01/2011 S 500(2) D $16.34 69,563 D
Common Stock 08/01/2011 S 1,000(2) D $16.35 68,563 D
Common Stock 08/01/2011 S 500(2) D $16.36 68,063 D
Common Stock 08/01/2011 S 300(2) D $16.37 67,763 D
Common Stock 08/01/2011 S 90(2) D $16.38 67,673 D
Common Stock 08/01/2011 S 200(2) D $16.39 67,473 D
Common Stock 08/01/2011 S 200(2) D $16.4 67,273 D
Common Stock 08/01/2011 S 100(2) D $16.41 67,173 D
Common Stock 08/01/2011 S 100(2) D $16.42 67,073 D
Common Stock 08/01/2011 S 5(2) D $16.43 67,068 D
Common Stock 08/01/2011 S 200(2) D $16.45 66,868 D
Common Stock 08/01/2011 S 5(2) D $16.47 66,863 D
Common Stock 08/01/2011 S 100(2) D $16.6 66,763 D
Common Stock 08/01/2011 S 401(2) D $16.61 66,362 D
Common Stock 08/01/2011 S 100(2) D $16.62 66,262 D
Common Stock 08/01/2011 S 100(2) D $16.63 66,162 D
Common Stock 08/01/2011 S 100(2) D $16.635 66,062 D
Common Stock 2,778.216(3) D
Common Stock 598,222.8763(4) I Additional shares held by ESOP; reporting person is 1 of 2 trustees; DISCLAIMS beneficial ownership.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Options (Right to Buy) $10 08/01/2011 M 6,500 08/20/2002 08/19/2011 Common Stock 6,500 $0 0 D
Non-Qualified Stock Options (Right to Buy) $10 08/01/2011 M 8,500 08/20/2002 08/19/2011 Common Stock 8,500 $0 0 D
Incentive Stock Options (Right to Buy) $5.46 05/17/2005 05/16/2014 Common Stock 20,000 20,000(5) D
Non-Qualified Stock Options (Right to Buy) $28.45 05/19/2009 05/18/2018 Common Stock 3,380 3,380(6) D
Non-Qualified Stock Options (Right to Buy) $13.27 05/18/2010 05/17/2019 Common Stock 11,063 11,063(7) D
Non-Qualified Stock Options (Right to Buy) $18.24 05/17/2011 05/16/2020 Common Stock 8,129 8,129(8) D
Non-Qualified Stock Options (Right to Buy) $19.5 05/23/2011 05/22/2021 Common Stock 7,597 7,597(9) D
Explanation of Responses:
1. Includes 11,375 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 1,189 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 3,209 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 4,024 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
2. Sale of shares pursuant to 10b5-1 Plan.
3. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP") (incorrectly reported as 2,775.1667 on previous Form 4).
4. Incorrectly reported as 598,225.9256 on previous Form 4.
5. All exercisable, subject to IRS limitations.
6. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
7. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
8. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
9. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Remarks:
Karen L. Howard 08/03/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.