-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WbjqMMMh8h3EZPVTwRQFgTmTxBStDdq+MEVK0/EfOGIJcRMEROGvuF5ncVM460FC gac89h6Ia6UdtoUW2rHfyw== 0001140361-11-008854.txt : 20110214 0001140361-11-008854.hdr.sgml : 20110214 20110214141123 ACCESSION NUMBER: 0001140361-11-008854 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGRETO JAMES R CENTRAL INDEX KEY: 0001277969 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27408 FILM NUMBER: 11605722 MAIL ADDRESS: STREET 1: C/O SPAR GROUP INC STREET 2: 580 WHITE PLAINS RD CITY: TARRYTOWN STATE: NY ZIP: 10591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPAR GROUP INC CENTRAL INDEX KEY: 0001004989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330684451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 560 WHITE PLAINS ROAD STREET 2: SUITE 210 CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 914-332-4100 MAIL ADDRESS: STREET 1: 560 WHITE PLAINS ROAD STREET 2: SUITE 210 CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: PIA MERCHANDISING SERVICES INC DATE OF NAME CHANGE: 19951220 5 1 doc1.xml FORM 5 X0303 5 2010-12-31 0 0 1 0001004989 SPAR GROUP INC SGRP 0001277969 SEGRETO JAMES R C/O SPAR GROUP INC 560 WHITE PLAINS ROAD, SUITE 210 TARRYTOWN NY 10591 0 1 0 0 CHIEF FINANCIAL OFFICER Common Stock, $.01 par value 2010-12-30 4 P 0 L 3836 0.71 A 3836 D Common Stock, $.01 par value 46799 I 401(k) Plan Option to buy Common Stock 0.85 2009-08-06 4 J 0 L 1 D 2009-11-06 2018-11-06 Common Stock, $.01 par value 20000 11 D Option to buy Common Stock 0.87 2009-08-06 4 J 0 L 1 D 2008-12-14 2017-12-14 Common Stock, $.01 par value 15000 11 D Option to buy Common Stock 0.76 2009-08-06 4 J 0 L 1 D 2008-11-08 2017-11-08 Common Stock, $.01 par value 10000 11 D Option to buy Common Stock 1.04 2009-08-06 4 J 0 L 1 D 2007-03-01 2016-03-01 Common Stock, $.01 par value 9000 11 D Option to buy Common Stock 1.10 2009-08-06 4 J 0 L 1 D 2006-11-09 2015-11-09 Common Stock, $.01 par value 10000 11 D Option to buy Common Stock 1.26 2009-08-06 4 J 0 L 1 D 2006-04-14 2015-04-14 Common Stock, $.01 par value 8000 11 D Option to buy Common Stock 1.25 2009-08-06 4 J 0 L 1 D 2005-05-19 2014-05-19 Common Stock, $.01 par value 4500 11 D Option to buy Common Stock 1.30 2009-08-06 4 J 0 L 1 D 2002-08-02 2011-08-02 Common Stock, $.01 par value 17000 11 D Option to buy Common Stock 1.30 2009-08-06 4 J 0 L 1 D 2002-08-02 2011-08-02 Common Stock, $.01 par value 2000 11 D Option to buy Common Stock 0.40 2009-08-06 4 A 0 L 9 A 2019-08-06 Common Stock, $.01 par value 95500 11 D Option to buy Common Stock 0.40 2009-08-06 4 A 0 L 1 A 2019-08-06 Common Stock, $.01 par value 25000 11 D Option to buy Common Stock 1.00 2020-08-05 Common Stock, $.01 par value 30000 11 D Beneficial ownership of such shares or options at December 31, 2010. Options were voluntarily surrendered to the issuer for cancellation and exchanged on a share-for-share basis for the new options described in footnote (3) below pursuant to the issuer's Offer to Exchange Certain Outstanding Stock Options for New Stock Options dated August 24, 2009, as filed with the SEC in our Schedule TO on August 25, 2009. Options received from the issuer for the options voluntarily surrendered to it for the cancellation and exchange described in footnote (2) above. Vests and becomes exercisable as to 23,875 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013. Vests and becomes exercisable as to 6,250 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013. Vests and becomes exercisable as to 7,500 shares each on 8/5/2011, 8/5/2012, 8/5/2013 and 8/5/2014. Option to buy the issuer's Common Stock pursuant to its 2000 Stock Option Plan, as amended. Option to buy the issuer's Common Stock pursuant to its 2008 Stock Compensation Plan, as amended. Common Stock purchased by the Administrator of the Employee Stock Purchase Plan from time to time during the period between 12/31/2009 and 12/31/2010. Not applicable. /s/ James R. Segreto 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----