0000100493-16-000208.txt : 20160422 0000100493-16-000208.hdr.sgml : 20160422 20160422124428 ACCESSION NUMBER: 0000100493-16-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160317 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carper Howell P CENTRAL INDEX KEY: 0001592292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 161586075 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 4 1 wf-form4_146134345766288.xml FORM 4 X0306 4 2016-03-17 0 0000100493 TYSON FOODS INC TSN 0001592292 Carper Howell P 2200 DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 EVP Strategy and New Ventures Class A Common Stock 2016-03-17 4 J 0 128.6015 0 A 52783.468 D Class A Common Stock 2016-04-20 4 M 0 12100 19.36 A 64883.468 D Class A Common Stock 2016-04-20 4 M 0 24833 31.82 A 89716.468 D Class A Common Stock 2016-04-20 4 M 0 27830 42.26 A 117546.468 D Class A Common Stock 2016-04-20 4 S 0 64763 63.765 D 52783.468 D Class A Common Stock 2016-04-21 4 J 0 301.4448 0 A 6318.9377 I Employee Stock Purchase Plan Non-Qualified Stock Options (Right to Buy) 19.36 2016-04-20 4 M 0 12100 19.36 D 2013-11-26 2022-11-26 Class A Common Stock 12100.0 0 D Non-Qualified Stock Options (Right to Buy) 31.82 2016-04-20 4 M 0 24833 31.82 D 2014-11-22 2023-11-22 Class A Common Stock 24833.0 24833 D Non-Qualified Stock Options (Right to Buy) 42.26 2016-04-20 4 M 0 27830 42.26 D 2015-11-21 2024-11-21 Class A Common Stock 27830.0 55660 D Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 9,325.762 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 7,805.220 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,475.039 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. On March 22, 2016, the Reporting Person placed an order with his broker to exercise outstanding options to purchase 64,763 shares of the Issuer's Class A Common Stock and sell said shares if the market price decreased to $64.00 per share, which occurred on the transaction date reported herein. This is a weighted average price. These shares were sold in multiple transactions on April 20, 2016 at prices ranging from $63.61 to $63.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. /s/ Howell P. Carper 2016-04-22