0001004248-14-000001.txt : 20140205
0001004248-14-000001.hdr.sgml : 20140205
20140205125116
ACCESSION NUMBER: 0001004248-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140205
DATE AS OF CHANGE: 20140205
EFFECTIVENESS DATE: 20140205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Douglas C. Lane & Associates, Inc.
CENTRAL INDEX KEY: 0001004248
IRS NUMBER: 133776773
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05200
FILM NUMBER: 14575358
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122627670
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: LANE DOUGLAS C & ASSOCIATES INC
DATE OF NAME CHANGE: 20000510
FORMER COMPANY:
FORMER CONFORMED NAME: LANE CAPITAL MANAGEMENT/NY
DATE OF NAME CHANGE: 19990325
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001004248
XXXXXXXX
12-31-2013
12-31-2013
Douglas C. Lane & Associates, Inc.
777 THIRD AVENUE
38TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05200
N
Nicole Solinga-Stasi
Assistant Director of Compliance
212-262-7670
Nicole Solinga-Stasi
New York
NY
02-05-2014
0
195
3013000
false
INFORMATION TABLE
2
table13f20131231.xml
3M CO
COMMON
88579Y101
39512
281725
SH
SOLE
24800
0
256925
ABBOTT LABORATORIES
COMMON
002824100
27907
728064
SH
SOLE
24500
0
703564
ABBVIE INC
COMMON
00287Y109
22904
433711
SH
SOLE
5700
0
428011
ACCENTURE PLC IRELAND SHS CLAS
COMMON
G1151C101
19536
237605
SH
SOLE
14900
0
222705
ADOBE SYSTEMS, INC
COMMON
00724F101
6496
108490
SH
SOLE
0
0
108490
AIR LEASE CORP CL A
COMMON
00912X302
28195
907165
SH
SOLE
81500
0
825665
AIR PRODUCTS & CHEMICALS INC
COMMON
009158106
24810
221957
SH
SOLE
22200
0
199757
ALCOA INC
COMMON
013817101
45066
4239553
SH
SOLE
313000
0
3926553
ALTRIA GROUP INC
COMMON
02209S103
498
12962
SH
SOLE
0
0
12962
AMAZON.COM INC
COMMON
023135106
703
1763
SH
SOLE
800
0
963
AMERICAN EXPRESS CO
COMMON
025816109
19337
213131
SH
SOLE
40810
0
172321
AMERICAN INTL GROUP NEW
COMMON
026874784
3594
70396
SH
SOLE
0
0
70396
AMERICAN TOWER CORP REIT
COMMON
03027X100
22088
276726
SH
SOLE
8000
0
268726
AMGEN, INC
COMMON
031162100
42321
370974
SH
SOLE
25500
0
345474
ANADARKO PETROLEUM CORP
COMMON
032511107
415
5232
SH
SOLE
0
0
5232
ANTHRACITE CAP INC
COMMON
037023108
0
11276
SH
SOLE
0
0
11276
APACHE CORP
COMMON
037411105
2720
31651
SH
SOLE
0
0
31651
APPLE INC
COMMON
037833100
13458
23988
SH
SOLE
1810
0
22178
APPLIED MATERIALS, INC
COMMON
038222105
311
17615
SH
SOLE
0
0
17615
AT&T INC
COMMON
00206R102
1244
35384
SH
SOLE
0
0
35384
AUTOMATIC DATA PROCESSING
COMMON
053015103
8373
103622
SH
SOLE
25700
0
77922
AVALONBAY COMMUNITIES INC
COMMON
053484101
10283
86977
SH
SOLE
750
0
86227
BAIDU INC SPON ADR REP A
COMMON
056752108
216
1213
SH
SOLE
0
0
1213
BANK OF AMERICA CORP
COMMON
060505104
277
17800
SH
SOLE
0
0
17800
BECTON DICKINSON & CO
COMMON
075887109
672
6080
SH
SOLE
0
0
6080
BERKSHIRE HATHAWAY INC CL B NE
COMMON
084670702
873
7361
SH
SOLE
0
0
7361
BLACKSTONE GROUP L P UNIT LTD
COMMON
09253U108
20718
657722
SH
SOLE
126000
0
531722
BOEING CO
COMMON
097023105
743
5446
SH
SOLE
0
0
5446
BORG WARNER INC
COMMON
099724106
55727
996718
SH
SOLE
67800
0
928918
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
26214
493206
SH
SOLE
10500
0
482706
CAMBRIDGE HEART INC
COMMON
131910101
3
302350
SH
SOLE
0
0
302350
CAMERON INTERNATIONAL CORP
COMMON
13342B105
821
13795
SH
SOLE
0
0
13795
CARBO CERAMICS INC
COMMON
140781105
2370
20340
SH
SOLE
0
0
20340
CARPENTER TECHNOLOGY CORP
COMMON
144285103
3958
63630
SH
SOLE
0
0
63630
CATERPILLAR INC
COMMON
149123101
1651
18186
SH
SOLE
0
0
18186
CELGENE CORP
COMMON
151020104
11553
68375
SH
SOLE
15000
0
53375
CENTURYLINK INC
COMMON
156700106
4655
146148
SH
SOLE
4000
0
142148
CERNER CORP
COMMON
156782104
35499
636875
SH
SOLE
47200
0
589675
CHEVRON CORP NEW
COMMON
166764100
14268
114224
SH
SOLE
15247
0
98977
CHINANET ONLINE HOLDINGS
COMMON
16949H102
17
20000
SH
SOLE
0
0
20000
CHUBB CORP
COMMON
171232101
686
7097
SH
SOLE
0
0
7097
CISCO SYSTEMS INC
COMMON
17275R102
47546
2119737
SH
SOLE
151710
0
1968027
CITIGROUP INC NEW
COMMON
172967424
1788
34303
SH
SOLE
0
0
34303
CLOROX CO
COMMON
189054109
252
2712
SH
SOLE
0
0
2712
COACH INC
COMMON
189754104
13357
237973
SH
SOLE
17800
0
220173
COCA-COLA CO
COMMON
191216100
36845
891921
SH
SOLE
29620
0
862301
COLGATE PALMOLIVE CO
COMMON
194162103
13616
208805
SH
SOLE
5780
0
203025
COMCAST CORP CL A
COMMON
20030N101
2971
57180
SH
SOLE
37290
0
19890
COMCAST CORP SPL CL A (NON VOT
COMMON
20030N200
22139
443839
SH
SOLE
12500
0
431339
CONOCOPHILLIPS
COMMON
20825C104
298
4218
SH
SOLE
0
0
4218
CONSOLIDATED EDISON INC
COMMON
209115104
209
3784
SH
SOLE
0
0
3784
CORE LABORATORIES N V
COMMON
N22717107
715
3742
SH
SOLE
0
0
3742
CORNING INC
COMMON
219350105
35878
2013372
SH
SOLE
161000
0
1852372
COSTCO WHOLESALE CORP NEW
COMMON
22160K105
776
6517
SH
SOLE
1990
0
4527
CVS CAREMARK CORP
COMMON
126650100
275
3841
SH
SOLE
0
0
3841
DANAHER CORP DEL
COMMON
235851102
40686
527017
SH
SOLE
48800
0
478217
DANONE SPONSORED ADR
COMMON
23636T100
11893
824795
SH
SOLE
107100
0
717695
DEERE & CO
COMMON
244199105
914
10007
SH
SOLE
1000
0
9007
DELPHI AUTOMOTIVE PLC SHS
COMMON
G27823106
32374
538392
SH
SOLE
6500
0
531892
DELTA AIR LINES, INC
COMMON
247361702
80724
2938624
SH
SOLE
194000
0
2744624
DENTSPLY INTL INC NEW
COMMON
249030107
37535
774244
SH
SOLE
36500
0
737744
DIAGEO PLC ADR
COMMON
25243Q205
25678
193915
SH
SOLE
20700
0
173215
DISCOVERY COMMUNICATIONS NEW S
COMMON
25470F104
8656
95735
SH
SOLE
0
0
95735
DISCOVERY COMMUNICATIONS NEW S
COMMON
25470F302
10666
127191
SH
SOLE
0
0
127191
DISNEY (WALT) CO
COMMON
254687106
29264
383041
SH
SOLE
0
0
383041
DOVER CORP
COMMON
260003108
241
2501
SH
SOLE
2080
0
421
DOW CHEMICAL CO
COMMON
260543103
5215
117451
SH
SOLE
0
0
117451
DU PONT, (E.I.)
COMMON
263534109
546
8402
SH
SOLE
0
0
8402
DUKE ENERGY CORP NEW
COMMON
26441C204
401
5811
SH
SOLE
0
0
5811
DUNKIN BRANDS GROUP INC
COMMON
265504100
24275
503632
SH
SOLE
53000
0
450632
E M C CORP
COMMON
268648102
305
12133
SH
SOLE
0
0
12133
EATON CORP PLC SHS
COMMON
G29183103
17849
234490
SH
SOLE
17707
0
216783
EBAY INC
COMMON
278642103
16312
297312
SH
SOLE
13500
0
283812
ECOLAB INC
COMMON
278865100
37453
359190
SH
SOLE
12200
0
346990
EMERSON ELECTRIC CO
COMMON
291011104
46733
665908
SH
SOLE
42800
0
623108
ENERGY TRANSFER EQUITY LP
COMMON
29273V100
213
2600
SH
SOLE
0
0
2600
ENTERPRISE PRODUCTS PARTNERS
COMMON
293792107
248
3737
SH
SOLE
0
0
3737
EQUINIX INC NEW
COMMON
29444U502
25564
144062
SH
SOLE
4200
0
139862
EXPEDITORS INTL OF WASHINGTON
COMMON
302130109
27887
630214
SH
SOLE
39800
0
590414
EXPRESS SCRIPTS HOLDING CO
COMMON
30219G108
425
6045
SH
SOLE
0
0
6045
EXXON MOBIL CORP
COMMON
30231G102
14231
140623
SH
SOLE
18830
0
121793
FACEBOOK INC CL A
COMMON
30303M102
4338
79378
SH
SOLE
1200
0
78178
FASTENAL CO
COMMON
311900104
1855
39046
SH
SOLE
0
0
39046
FEDEX CORP
COMMON
31428X106
4234
29450
SH
SOLE
0
0
29450
FORD MOTOR CO
COMMON
345370860
49598
3214359
SH
SOLE
207400
0
3006959
FULTON FINANCIAL CORP PA
COMMON
360271100
237
18100
SH
SOLE
0
0
18100
GANNETT CO, INC
COMMON
364730101
33009
1115921
SH
SOLE
85000
0
1030921
GENERAL ELECTRIC CO
COMMON
369604103
63793
2275883
SH
SOLE
128500
0
2147383
GENERAL MILLS INC
COMMON
370334104
476
9537
SH
SOLE
0
0
9537
GENERAL MOTORS CO
COMMON
37045V100
59913
1465952
SH
SOLE
88600
0
1377352
GILEAD SCIENCES INC
COMMON
375558103
560
7454
SH
SOLE
0
0
7454
GOOGLE INC CL A
COMMON
38259P508
48963
43689
SH
SOLE
4300
0
39389
GRAINGER (W.W.), INC
COMMON
384802104
268
1048
SH
SOLE
950
0
98
HAIN CELESTIAL GROUP INC
COMMON
405217100
7522
82860
SH
SOLE
1000
0
81860
HARMAN INTERNATIONAL INDS INC
COMMON
413086109
50224
613612
SH
SOLE
34000
0
579612
HARTCOURT COMPANIES INC NEW
COMMON
416187201
0
10000
SH
SOLE
0
0
10000
HERSHEY CO
COMMON
427866108
363
3734
SH
SOLE
1950
0
1784
HERTZ GLOBAL HOLDINGS INC
COMMON
42805T105
33158
1158558
SH
SOLE
108000
0
1050558
HOME DEPOT INC
COMMON
437076102
304
3696
SH
SOLE
0
0
3696
HONEYWELL INTL INC
COMMON
438516106
9905
108402
SH
SOLE
5600
0
102802
HSBC HLDGS PLC SPON ADR NEW
COMMON
404280406
8231
149298
SH
SOLE
3500
0
145798
HUBBELL, INC CL A
COMMON
443510102
3761
38389
SH
SOLE
0
0
38389
HUBBELL, INC CL B
COMMON
443510201
3267
29997
SH
SOLE
0
0
29997
IHS INC CL A
COMMON
451734107
20756
173398
SH
SOLE
20300
0
153098
ILLINOIS TOOL WORKS INC
COMMON
452308109
18874
224475
SH
SOLE
10300
0
214175
ILLUMINA INC
COMMON
452327109
55980
506195
SH
SOLE
36500
0
469695
INTEL CORP
COMMON
458140100
22352
861185
SH
SOLE
22205
0
838980
INTERNATIONAL BUSINESS MACHINE
COMMON
459200101
6822
36370
SH
SOLE
1890
0
34480
INTERNATIONAL PAPER CO
COMMON
460146103
394
8032
SH
SOLE
0
0
8032
ISTAR FINANCIAL INC
COMMON
45031U101
4577
320715
SH
SOLE
0
0
320715
JDS UNIPHASE CORP
COMMON
46612J507
3071
236497
SH
SOLE
0
0
236497
JETBLUE AIRWAYS CORP
COMMON
477143101
171
20000
SH
SOLE
0
0
20000
JOHNSON & JOHNSON
COMMON
478160104
21105
230434
SH
SOLE
16500
0
213934
JOHNSON CONTROLS INC
COMMON
478366107
18190
354576
SH
SOLE
0
0
354576
JPMORGAN CHASE & CO
COMMON
46625H100
27831
475906
SH
SOLE
47000
0
428906
KIMBERLY CLARK CORP
COMMON
494368103
1690
16176
SH
SOLE
0
0
16176
KRAFT FOODS GROUP INC
COMMON
50076Q106
15395
285574
SH
SOLE
0
0
285574
L BRANDS INC
COMMON
501797104
781
12625
SH
SOLE
0
0
12625
LAMAR ADVERTISING CO CL A
COMMON
512815101
17940
343350
SH
SOLE
0
0
343350
LEE ENTERPRISES INC
COMMON
523768109
52
15000
SH
SOLE
0
0
15000
LIBERTY GLOBAL PLC SHS CL C
COMMON
G5480U120
2308
27376
SH
SOLE
0
0
27376
LIBERTY MEDIA INTERACTIVE SER
COMMON
53071M104
309
10525
SH
SOLE
0
0
10525
LINEAR TECHNOLOGY CORP
COMMON
535678106
14276
313405
SH
SOLE
6000
0
307405
LUXOTTICA GROUP S P A SPON ADR
COMMON
55068R202
26052
483168
SH
SOLE
49500
0
433668
MARATHON PETROLEUM CORP
COMMON
56585A102
1610
17548
SH
SOLE
500
0
17048
MARSH & MCLENNAN COMPANIES, IN
COMMON
571748102
2633
54439
SH
SOLE
0
0
54439
MASTERCARD INC CL A
COMMON
57636Q104
50915
60942
SH
SOLE
5375
0
55567
MCCLATCHY CO CL A
COMMON
579489105
51
15000
SH
SOLE
0
0
15000
MCCORMICK & CO INC
COMMON
579780206
11257
163333
SH
SOLE
0
0
163333
MCDONALD'S CORP
COMMON
580135101
494
5087
SH
SOLE
0
0
5087
MERCK & CO INC NEW
COMMON
58933Y105
46134
921763
SH
SOLE
51800
0
869963
MICROCHIP TECHNOLOGY INC
COMMON
595017104
41115
918763
SH
SOLE
32200
0
886563
MICROSOFT CORP
COMMON
594918104
43231
1155597
SH
SOLE
78550
0
1077047
MID-AMER APT CMNTYS
COMMON
59522J103
999
16451
SH
SOLE
0
0
16451
MONDELEZ INTL INC CL A
COMMON
609207105
27594
781690
SH
SOLE
21500
0
760190
NESTLE S A SPON ADR
COMMON
641069406
35255
480151
SH
SOLE
35100
0
445051
NIELSEN HOLDINGS N V
COMMON
N63218106
4093
89195
SH
SOLE
0
0
89195
NOKIA CORP SPON ADR
COMMON
654902204
1036
127800
SH
SOLE
25000
0
102800
NOVARTIS A G SPON ADR
COMMON
66987V109
44058
548118
SH
SOLE
18500
0
529618
NUCOR CORP
COMMON
670346105
448
8400
SH
SOLE
0
0
8400
ORACLE CORP
COMMON
68389X105
248
6471
SH
SOLE
0
0
6471
PATTERSON-UTI ENERGY INC
COMMON
703481101
713
28175
SH
SOLE
0
0
28175
PAYCHEX INC
COMMON
704326107
382
8382
SH
SOLE
0
0
8382
PEPSICO INC
COMMON
713448108
30758
370850
SH
SOLE
24900
0
345950
PFIZER INC
COMMON
717081103
1982
64705
SH
SOLE
0
0
64705
PHILIP MORRIS INTL INC
COMMON
718172109
740
8491
SH
SOLE
0
0
8491
PRAXAIR INC
COMMON
74005P104
28625
220140
SH
SOLE
17600
0
202540
PRECISION CASTPARTS CORP
COMMON
740189105
324
1203
SH
SOLE
0
0
1203
PROCTER & GAMBLE CO
COMMON
742718109
18775
230628
SH
SOLE
1000
0
229628
PROLOGIS INC
COMMON
74340W103
26090
706086
SH
SOLE
60500
0
645586
QIAGEN NV ORD
COMMON
N72482107
45059
1892425
SH
SOLE
109000
0
1783425
QUALCOMM INC
COMMON
747525103
63481
854964
SH
SOLE
51230
0
803734
SANOFI SPONSORED ADR
COMMON
80105N105
18048
336529
SH
SOLE
19900
0
316629
SCHLUMBERGER LTD
COMMON
806857108
19263
213774
SH
SOLE
17400
0
196374
SCHNEIDER ELECTRIC SA ADR
COMMON
80687P106
3057
174985
SH
SOLE
0
0
174985
SIRIUS XM HLDGS INC
COMMON
82968B103
42
12006
SH
SOLE
0
0
12006
SONOCO PRODUCTS CO
COMMON
835495102
1342
32175
SH
SOLE
0
0
32175
SOUTHWEST AIRLINES CO
COMMON
844741108
34529
1832728
SH
SOLE
5000
0
1827728
STARBUCKS CORP
COMMON
855244109
12357
157640
SH
SOLE
17360
0
140280
STERICYCLE INC
COMMON
858912108
33625
289444
SH
SOLE
11800
0
277644
SYMANTEC CORP
COMMON
871503108
10681
452954
SH
SOLE
17000
0
435954
TELUS CORP
COMMON
87971M103
8940
259595
SH
SOLE
30000
0
229595
TEXTRON INC
COMMON
883203101
207
5640
SH
SOLE
0
0
5640
THERMO FISHER SCIENTIFIC
COMMON
883556102
39992
359159
SH
SOLE
40100
0
319059
THOMSON REUTERS CORP
COMMON
884903105
20691
547081
SH
SOLE
0
0
547081
TIFFANY & CO NEW
COMMON
886547108
5124
55223
SH
SOLE
3000
0
52223
TIME WARNER CABLE INC
COMMON
88732J207
372
2745
SH
SOLE
0
0
2745
TIME WARNER INC NEW
COMMON
887317303
2104
30179
SH
SOLE
0
0
30179
TIMKEN CO
COMMON
887389104
3665
66545
SH
SOLE
0
0
66545
TRANSDIGM GROUP INC
COMMON
893641100
713
4425
SH
SOLE
0
0
4425
TWENTY FIRST CENTURY FOX CL A
COMMON
90130A101
3224
91669
SH
SOLE
0
0
91669
UNDERGROUND SOLUTIONS
COMMON
904323102
2
10000
SH
SOLE
0
0
10000
UNILEVER N.V. (NY SHS)
COMMON
904784709
27384
680682
SH
SOLE
52500
0
628182
UNILEVER PLC SPON ADR NEW
COMMON
904767704
577
14000
SH
SOLE
0
0
14000
UNION PACIFIC CORP
COMMON
907818108
239
1421
SH
SOLE
0
0
1421
UNITED CONTINENTAL HOLDINGS IN
COMMON
910047109
65879
1741451
SH
SOLE
95000
0
1646451
UNITED PARCEL SERVICE CL B
COMMON
911312106
4836
46018
SH
SOLE
4068
0
41950
UNITED TECHNOLOGIES CORP
COMMON
913017109
14332
125937
SH
SOLE
0
0
125937
US BANCORP DEL NEW
COMMON
902973304
6615
163737
SH
SOLE
1000
0
162737
VALERO ENERGY CORP
COMMON
91913Y100
1686
33460
SH
SOLE
1200
0
32260
VENTAS INC
COMMON
92276F100
27199
474837
SH
SOLE
47000
0
427837
VERIFONE SYSTEMS INC
COMMON
92342Y109
31259
1165515
SH
SOLE
105500
0
1060015
VERISK ANALYTICS INC CL A
COMMON
92345Y106
24017
365442
SH
SOLE
39450
0
325992
VERIZON COMMUNICATIONS INC
COMMON
92343V104
21679
441160
SH
SOLE
0
0
441160
VISA INC CL A
COMMON
92826C839
58587
263098
SH
SOLE
22600
0
240498
VISTEON CORP NEW
COMMON
92839U206
25780
314815
SH
SOLE
8200
0
306615
VODAFONE GROUP PLC ADR
COMMON
92857W209
33177
843982
SH
SOLE
53700
0
790282
VULCAN MATERIALS CO
COMMON
929160109
855
14387
SH
SOLE
0
0
14387
WABCO HOLDINGS INC
COMMON
92927K102
659
7055
SH
SOLE
0
0
7055
WAL-MART STORES INC
COMMON
931142103
403
5126
SH
SOLE
0
0
5126
WASTE MANAGEMENT INC
COMMON
94106L109
3877
86407
SH
SOLE
0
0
86407
WELLS FARGO & CO NEW
COMMON
949746101
806
17757
SH
SOLE
0
0
17757
YAHOO INC
COMMON
984332106
15296
378246
SH
SOLE
3000
0
375246
YUM BRANDS INC
COMMON
988498101
45123
596781
SH
SOLE
43600
0
553181
ZIMMER HOLDINGS INC
COMMON
98956P102
358
3840
SH
SOLE
0
0
3840