0001004248-11-000002.txt : 20110502 0001004248-11-000002.hdr.sgml : 20110502 20110502115434 ACCESSION NUMBER: 0001004248-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 EFFECTIVENESS DATE: 20110502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LANE DOUGLAS C & ASSOCIATES INC CENTRAL INDEX KEY: 0001004248 IRS NUMBER: 133776773 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05200 FILM NUMBER: 11798915 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122627670 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LANE CAPITAL MANAGEMENT/NY DATE OF NAME CHANGE: 19990325 13F-HR 1 table13f.txt 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Douglas C. Lane & Associates, Inc. Address: 777 Third Avenue, 38th Floor New York, NY 10017 Form 13F File Number: 28-5200 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicole Solinga-Stasi Title: Assistant Compliance Officer Phone: (212) 262-7670 Signature, Place, and Date of Signing: Nicole Solinga-Stasi New York, NY 5/2/11 ------------------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one) [x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 198 Form 13F Information Table Value Total: 1,955,214 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COMMON 88579Y101 23330 249519.16SH SOLE 16400.00 233119.16 ABBOTT LABORATORIES COMMON 002824100 31540 643016.70SH SOLE 31410.00 611606.70 ACCENTURE PLC IRELAND SHS CLAS COMMON G1151C101 5641 102625.00SH SOLE 5300.00 97325.00 ADOBE SYSTEMS, INC COMMON 00724F101 224 6755.00 SH SOLE 6755.00 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 15397 170736.99SH SOLE 12600.00 158136.99 ALCOA INC COMMON 013817101 37653 2132088.46SH SOLE 76000.00 2056088.46 ALLSCRIPTS HEALTHCARE COMMON 01988P108 14732 701865.00SH SOLE 52200.00 649665.00 ALTRIA GROUP INC COMMON 02209S103 303 11621.99 SH SOLE 3520.00 8101.99 AMERICAN EXPRESS CO COMMON 025816109 7107 157224.65SH SOLE 28810.00 128414.65 AMERICAN INTL GROUP NEW COMMON 026874784 3298 93844.00 SH SOLE 93844.00 AMERICAN INTL GROUP WT EXP 011 COMMON 026874156 557 50051.30 SH SOLE 50051.30 AMERICAN TOWER CORP CL A COMMON 029912201 4619 89143.00 SH SOLE 5262.00 83881.00 AMGEN, INC COMMON 031162100 22097 413413.00SH SOLE 23300.00 390113.00 AMR CORP COMMON 001765106 10147 1570760.00SH SOLE 136000.00 1434760.00 ANADARKO PETROLEUM CORP COMMON 032511107 386 4711.00 SH SOLE 4711.00 AOL INC COMMON 00184X105 8848 453037.00SH SOLE 453037.00 APACHE CORP COMMON 037411105 6627 50618.54 SH SOLE 50618.54 APPLE INC COMMON 037833100 948 2721.00 SH SOLE 660.00 2061.00 APPLIED MATERIALS, INC COMMON 038222105 18398 1177817.00SH SOLE 66900.00 1110917.00 ARCHER DANIELS MIDLAND CO COMMON 039483102 622 17275.00 SH SOLE 17275.00 AT&T INC COMMON 00206R102 937 30614.12 SH SOLE 2400.00 28214.12 AUTOMATIC DATA PROCESSING COMMON 053015103 5890 114790.97SH SOLE 21700.00 93090.97 AVALONBAY CMNTYS INC COMMON 053484101 771 6420.00 SH SOLE 6420.00 AVERY DENNISON CORP COMMON 053611109 554 13201.00 SH SOLE 13201.00 BAKER HUGHES INC COMMON 057224107 1540 20968.00 SH SOLE 20968.00 BANCO SANTANDER SA ADR COMMON 05964H105 11709 999954.39SH SOLE 89500.00 910454.39 BANK OF AMERICA CORP COMMON 060505104 380 28513.75 SH SOLE 28513.75 BANK OF NEW YORK MELLON CORP COMMON 064058100 10439 349492.90SH SOLE 31800.00 317692.90 BECTON DICKINSON & CO COMMON 075887109 303 3800.00 SH SOLE 3800.00 BERKSHIRE HATHAWAY INC CL B NE COMMON 084670702 520 6222.00 SH SOLE 6222.00 BLACKSTONE GROUP L P UNIT LTD COMMON 09253U108 3880 217010.00SH SOLE 59500.00 157510.00 BOEING CO COMMON 097023105 734 9933.00 SH SOLE 9933.00 BORG WARNER INC COMMON 099724106 12086 151665.00SH SOLE 15000.00 136665.00 BOSTON SCIENTIFIC CORP COMMON 101137107 856 119060.00SH SOLE 119060.00 BP PLC SPON ADR COMMON 055622104 267 6051.00 SH SOLE 6051.00 BRISTOL-MYERS SQUIBB CO COMMON 110122108 23310 881960.27SH SOLE 8700.00 873260.27 CAMERON INTERNATIONAL CORP COMMON 13342B105 4633 81142.00 SH SOLE 600.00 80542.00 CAMPBELL SOUP CO COMMON 134429109 1467 44314.00 SH SOLE 44314.00 CATERPILLAR INC COMMON 149123101 2466 22144.31 SH SOLE 22144.31 CELGENE CORP COMMON 151020104 546 9482.00 SH SOLE 9482.00 CENTURYLINK INC COMMON 156700106 7404 178201.00SH SOLE 5000.00 173201.00 CERNER CORP COMMON 156782104 20462 184014.00SH SOLE 6600.00 177414.00 CHARLES SCHWAB CORP NEW COMMON 808513105 209 11580.00 SH SOLE 11580.00 CHEVRON CORP NEW COMMON 166764100 22949 213495.21SH SOLE 17047.00 196448.21 CHUBB CORP COMMON 171232101 560 9140.00 SH SOLE 9140.00 CISCO SYSTEMS INC COMMON 17275R102 26300 1533540.00SH SOLE 94010.00 1439530.00 CITIGROUP INC COMMON 172967101 14294 3233839.93SH SOLE 266000.00 2967839.93 COCA-COLA CO COMMON 191216100 39520 595726.20SH SOLE 13760.00 581966.20 COLGATE PALMOLIVE CO COMMON 194162103 11176 138382.96SH SOLE 3090.00 135292.96 COMCAST CORP CL A COMMON 20030N101 2903 117450.00SH SOLE 58290.00 59160.00 COMCAST CORP SPL CL A (NON VOT COMMON 20030N200 39914 1718929.45SH SOLE 12700.00 1706229.45 CONOCOPHILLIPS COMMON 20825C104 339 4247.45 SH SOLE 4247.45 COOPER INDUSTRIES PLC SHS COMMON G24140108 2932 45170.00 SH SOLE 3270.00 41900.00 CORNING INC COMMON 219350105 2441 118308.49SH SOLE 60700.00 57608.49 COSTCO WHOLESALE CORP NEW COMMON 22160K105 469 6400.00 SH SOLE 1990.00 4410.00 COVIDIEN PLC SHS COMMON G2554F113 241 4641.11 SH SOLE 4641.11 DANAHER CORP DEL COMMON 235851102 16662 321034.01SH SOLE 25300.00 295734.01 DEERE & CO COMMON 244199105 1150 11873.09 SH SOLE 1475.00 10398.09 DELTA AIR LINES, INC COMMON 247361702 3394 346369.00SH SOLE 20000.00 326369.00 DENTSPLY INTL INC NEW COMMON 249030107 28587 772841.90SH SOLE 27500.00 745341.90 DIAGEO PLC ADR COMMON 25243Q205 13254 173890.00SH SOLE 17900.00 155990.00 DIEBOLD INC COMMON 253651103 5622 158555.00SH SOLE 158555.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F104 6115 153268.00SH SOLE 500.00 152768.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F302 5971 169582.00SH SOLE 750.00 168832.00 DISNEY (WALT) CO COMMON 254687106 23783 551946.32SH SOLE 500.00 551446.32 DOW CHEMICAL CO COMMON 260543103 10253 271607.00SH SOLE 23700.00 247907.00 DU PONT, (E.I.) COMMON 263534109 1092 19857.00 SH SOLE 2340.00 17517.00 DUKE ENERGY CORP COMMON 26441C105 917 50525.00 SH SOLE 50525.00 E M C CORP COMMON 268648102 236 8885.00 SH SOLE 8885.00 EBAY INC COMMON 278642103 754 24295.00 SH SOLE 24295.00 ECOLAB INC COMMON 278865100 22340 437874.72SH SOLE 26000.00 411874.72 EMERSON ELECTRIC CO COMMON 291011104 30260 517889.16SH SOLE 20120.00 497769.16 EQUINIX INC NEW COMMON 29444U502 2411 26460.00 SH SOLE 2400.00 24060.00 EXPEDITORS INTL OF WASHINGTON COMMON 302130109 25476 507999.00SH SOLE 21000.00 486999.00 EXXON MOBIL CORP COMMON 30231G102 22757 270503.30SH SOLE 18530.00 251973.30 FEDEX CORP COMMON 31428X106 2402 25677.22 SH SOLE 25677.22 FISERV INC COMMON 337738108 1015 16186.00 SH SOLE 16186.00 FORD MOTOR CO COMMON 345370860 225 15077.00 SH SOLE 12120.00 2957.00 FRONTIER COMMUNICATIONS CORP COMMON 35906A108 170 20711.75 SH SOLE 20711.75 FULTON FINANCIAL CORP PA COMMON 360271100 120 10815.00 SH SOLE 10815.00 GANNETT CO, INC COMMON 364730101 19961 1310619.69SH SOLE 40000.00 1270619.69 GENERAL ELECTRIC CO COMMON 369604103 40773 2033564.44SH SOLE 100100.00 1933464.44 GENERAL MILLS INC COMMON 370334104 12050 329686.50SH SOLE 329686.50 GENERAL MOTORS CO COMMON 37045V100 13387 431425.00SH SOLE 37400.00 394025.00 GOOGLE INC CL A COMMON 38259P508 648 1105.00 SH SOLE 500.00 605.00 HARMAN INTERNATIONAL INDS INC COMMON 413086109 21416 457410.00SH SOLE 15000.00 442410.00 HARTCOURT COMPANIES INC NEW COMMON 416187201 0 10000.00 SH SOLE 10000.00 HEINZ (H.J.) CO COMMON 423074103 13726 281163.77SH SOLE 281163.77 HERSHEY CO COMMON 427866108 265 4879.00 SH SOLE 2450.00 2429.00 HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 2010 128605.00SH SOLE 2000.00 126605.00 HEWLETT PACKARD CO COMMON 428236103 454 11091.00 SH SOLE 11091.00 HONEYWELL INTL INC COMMON 438516106 935 15661.00 SH SOLE 1486.00 14175.00 HSBC HLDGS PLC SPON ADR NEW COMMON 404280406 21969 424114.00SH SOLE 23200.00 400914.00 HUBBELL, INC CL A COMMON 443510102 5462 81214.00 SH SOLE 81214.00 HUBBELL, INC CL B COMMON 443510201 3945 55540.00 SH SOLE 55540.00 ILLINOIS TOOL WORKS INC COMMON 452308109 1050 19551.32 SH SOLE 600.00 18951.32 ILLUMINA INC COMMON 452327109 11526 164495.00SH SOLE 20500.00 143995.00 INTEL CORP COMMON 458140100 14153 701317.27SH SOLE 21805.00 679512.27 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 4625 28360.13 SH SOLE 1890.00 26470.13 INTERNATIONAL GAME TECHNOLOGY COMMON 459902102 692 42645.00 SH SOLE 4500.00 38145.00 INTERNATIONAL PAPER CO COMMON 460146103 2108 69845.00 SH SOLE 69845.00 IRON MOUNTAIN INC COMMON 462846106 3642 116626.00SH SOLE 116626.00 ISTAR FINANCIAL INC COMMON 45031U101 12255 1334983.00SH SOLE 4000.00 1330983.00 ITRON INC COMMON 465741106 10464 185405.00SH SOLE 11700.00 173705.00 JDS UNIPHASE CORP COMMON 46612J507 9043 433911.00SH SOLE 433911.00 JOHNSON & JOHNSON COMMON 478160104 22126 373431.07SH SOLE 17800.00 355631.07 JOHNSON CONTROLS INC COMMON 478366107 16870 405825.00SH SOLE 37560.00 368265.00 JPMORGAN CHASE & CO COMMON 46625H100 15727 341143.30SH SOLE 30000.00 311143.30 KIMBERLY CLARK CORP COMMON 494368103 18013 275973.00SH SOLE 5460.00 270513.00 KINDER MORGAN ENERGY UT LTD PA COMMON 494550106 263 3556.00 SH SOLE 1200.00 2356.00 KRAFT FOODS INC CL A COMMON 50075N104 30262 964982.50SH SOLE 42200.00 922782.50 L-3 COMMUNICATIONS HLDGS COMMON 502424104 235 3000.00 SH SOLE 3000.00 LAMAR ADVERTISING CO CL A COMMON 512815101 16605 449510.00SH SOLE 1300.00 448210.00 LEE ENTERPRISES INC COMMON 523768109 66 24348.00 SH SOLE 24348.00 LIBERTY GLOBAL INC SER C COMMON 530555309 5301 132554.00SH SOLE 132554.00 LIBERTY MEDIA INTERACTIVE SER COMMON 53071M104 1032 64326.00 SH SOLE 64326.00 LILLY ELI & CO COMMON 532457108 282 8016.00 SH SOLE 5010.00 3006.00 LINEAR TECHNOLOGY CORP COMMON 535678106 20156 599335.21SH SOLE 27000.00 572335.21 LUXOTTICA GROUP S P A SPON ADR COMMON 55068R202 11581 353305.00SH SOLE 41100.00 312205.00 MARSH & MCLENNAN COMPANIES, IN COMMON 571748102 31507 1056921.16SH SOLE 52900.00 1004021.16 MASTERCARD INC CL A COMMON 57636Q104 16977 67442.03 SH SOLE 5800.00 61642.03 MCCLATCHY CO CL A COMMON 579489105 51 15000.00 SH SOLE 15000.00 MCCORMICK & CO INC COMMON 579780206 17546 366833.00SH SOLE 18500.00 348333.00 MCDONALD'S CORP COMMON 580135101 881 11578.95 SH SOLE 11578.95 MEDCO HEALTH SOLUTIONS COMMON 58405U102 23145 412118.00SH SOLE 35400.00 376718.00 MEDTRONIC INC COMMON 585055106 26433 671752.37SH SOLE 26200.00 645552.37 MERCK & CO INC NEW COMMON 58933Y105 33177 1005045.92SH SOLE 45900.00 959145.92 MERIDIAN BIOSCIENCE COMMON 589584101 260 10830.00 SH SOLE 10830.00 MICROCHIP TECHNOLOGY INC COMMON 595017104 30967 814713.85SH SOLE 2200.00 812513.85 MICROSOFT CORP COMMON 594918104 19495 767812.41SH SOLE 57750.00 710062.41 NATIONAL OILWELL VARCO COMMON 637071101 201 2532.00 SH SOLE 2480.00 52.00 NESTLE S A SPON ADR COMMON 641069406 22023 382666.00SH SOLE 28000.00 354666.00 NEWMONT MINING CORP COMMON 651639106 7025 128717.05SH SOLE 128717.05 NEWS CORP CL A COMMON 65248E104 23260 1323102.00SH SOLE 4000.00 1319102.00 NEWS CORP CL B COMMON 65248E203 202 10850.00 SH SOLE 10850.00 NOKIA CORP SPON ADR COMMON 654902204 5647 663565.00SH SOLE 85000.00 578565.00 NORFOLK SOUTHERN CORP COMMON 655844108 207 2990.00 SH SOLE 2140.00 850.00 NOVARTIS A G SPON ADR COMMON 66987V109 29838 549005.69SH SOLE 16000.00 533005.69 NUCOR CORP COMMON 670346105 1182 25675.00 SH SOLE 25675.00 OCCIDENTAL PETROLEUM CORP COMMON 674599105 290 2780.00 SH SOLE 2200.00 580.00 ORACLE CORP COMMON 68389X105 382 11421.18 SH SOLE 5220.00 6201.18 OSHKOSH CORP COMMON 688239201 283 8000.00 SH SOLE 8000.00 PATTERSON-UTI ENERGY INC COMMON 703481101 3650 124189.00SH SOLE 124189.00 PAYCHEX INC COMMON 704326107 19436 619285.60SH SOLE 5600.00 613685.60 PEPSICO INC COMMON 713448108 22210 344826.79SH SOLE 19300.00 325526.79 PFIZER INC COMMON 717081103 3056 150466.98SH SOLE 150466.98 PHILIP MORRIS INTL INC COMMON 718172109 563 8577.00 SH SOLE 2130.00 6447.00 PPG INDUSTRIES INC COMMON 693506107 419 4400.00 SH SOLE 2873.00 1527.00 PRAXAIR INC COMMON 74005P104 19297 189935.00SH SOLE 13000.00 176935.00 PROCTER & GAMBLE CO COMMON 742718109 21125 342943.58SH SOLE 19500.00 323443.58 QIAGEN NV ORD COMMON N72482107 20562 1025536.00SH SOLE 62500.00 963036.00 QUALCOMM INC COMMON 747525103 44893 818770.79SH SOLE 39630.00 779140.79 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 217 2980.20 SH SOLE 2980.20 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 262 3575.00 SH SOLE 3575.00 SCHLUMBERGER LTD COMMON 806857108 32467 348131.04SH SOLE 17200.00 330931.04 SERVICE CORP INTL COMMON 817565104 4423 399887.00SH SOLE 399887.00 SIGMA ALDRICH CORP COMMON 826552101 314 4933.00 SH SOLE 4933.00 SONOCO PRODUCTS CO COMMON 835495102 23334 644041.45SH SOLE 2400.00 641641.45 SOUTHWEST AIRLINES CO COMMON 844741108 25705 2035230.47SH SOLE 55000.00 1980230.47 STARBUCKS CORP COMMON 855244109 1983 53661.00 SH SOLE 8860.00 44801.00 STERICYCLE INC COMMON 858912108 29861 336768.00SH SOLE 13300.00 323468.00 SYSCO CORP COMMON 871829107 8616 311038.01SH SOLE 9700.00 301338.01 TELUS CORP NON-VTG SHS COMMON 87971M202 16981 350203.51SH SOLE 21800.00 328403.51 TEVA PHARMACEUTICAL INDUSTRIES COMMON 881624209 1523 30360.00 SH SOLE 30360.00 THERMO FISHER SCIENTIFIC COMMON 883556102 15356 276431.00SH SOLE 24700.00 251731.00 THOMSON REUTERS CORP COMMON 884903105 16564 422124.04SH SOLE 25800.00 396324.04 TIME WARNER CABLE INC COMMON 88732J207 665 9319.00 SH SOLE 9319.00 TIME WARNER INC NEW COMMON 887317303 30855 864295.56SH SOLE 31700.00 832595.56 TRANSDIGM GROUP INC COMMON 893641100 2556 30485.00 SH SOLE 30485.00 TRANSOCEAN LTD ZUG NAMEN AKT COMMON H8817H100 1337 17155.00 SH SOLE 17155.00 UBS AG NEW COMMON H89231338 5796 321086.00SH SOLE 11500.00 309586.00 UNDERGROUND SOLUTIONS COMMON 904323102 2 10000.00 SH SOLE 10000.00 UNILEVER N.V. (NY SHS) COMMON 904784709 24482 780664.00SH SOLE 45100.00 735564.00 UNILEVER PLC SPON ADR NEW COMMON 904767704 281 9184.22 SH SOLE 9184.22 UNITED CONTINENTAL HOLDINGS IN COMMON 910047109 17487 760635.00SH SOLE 40900.00 719735.00 UNITED PARCEL SERVICE CL B COMMON 911312106 1701 22887.00 SH SOLE 4068.00 18819.00 UNITED TECHNOLOGIES CORP COMMON 913017109 15913 187988.00SH SOLE 9500.00 178488.00 US BANCORP DEL NEW COMMON 902973304 10095 381967.12SH SOLE 41900.00 340067.12 UTI WORLDWIDE INC ORD COMMON G87210103 1218 60390.00 SH SOLE 60390.00 VERIZON COMMUNICATIONS INC COMMON 92343V104 29603 768108.64SH SOLE 36000.00 732108.64 VISA INC CL A COMMON 92826C839 21595 293334.43SH SOLE 22200.00 271134.43 VODAFONE GROUP PLC ADR COMMON 92857W209 34441 1197961.50SH SOLE 49200.00 1148761.50 VULCAN MATERIALS CO COMMON 929160109 822 18028.00 SH SOLE 18028.00 WABCO HOLDINGS INC COMMON 92927K102 1062 17224.00 SH SOLE 17224.00 WAL-MART STORES INC COMMON 931142103 2377 45659.78 SH SOLE 3650.00 42009.78 WASTE MANAGEMENT INC COMMON 94106L109 3713 99450.00 SH SOLE 4000.00 95450.00 WELLS FARGO & CO NEW COMMON 949746101 777 24494.00 SH SOLE 8000.00 16494.00 WESTERN UNION CO COMMON 959802109 14133 680459.90SH SOLE 10300.00 670159.90 WILLIAMS COS INC DEL COMMON 969457100 549 17602.00 SH SOLE 17602.00 WORTHINGTON INDUSTRIES INC COMMON 981811102 483 23090.00 SH SOLE 23090.00 XEROX CORP COMMON 984121103 4279 401749.00SH SOLE 401749.00 ZIMMER HOLDINGS INC COMMON 98956P102 286 4732.00 SH SOLE 4732.00 GENERAL MOTORS CO JR PFD CONV CONV PFD 37045V209 5374 111500.00SH SOLE 111500.00 GROWTH FUND AMERICAN INC CL F2 399874825 352 10998.764SH SOLE 10998.764 HARBOR INTERNATIONAL FUND 411511306 202 3207.958 SH SOLE 3082.958 125.000 HARDING LOEVNER GLOBAL EQUITY 412295602 281 11302.995SH SOLE 11302.995 MANNING & NAPIER WORLD OPPTYS 563821545 307 33991.844SH SOLE 33991.844 VANGUARD 500 INDEX FUND SIGNAL 922908496 471 4670.876 SH SOLE 4670.876